-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FfJ2EJhg8bw0/4kyKhzgSCgbTVAtCDj1tDdvfcY7sssLZU2f67R4IbcpZ7FwSpyp X7bxJiPsssfE/0pV2FdK+Q== 0000950152-96-000675.txt : 19960228 0000950152-96-000675.hdr.sgml : 19960228 ACCESSION NUMBER: 0000950152-96-000675 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960227 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICA WEST AIRLINES INC CENTRAL INDEX KEY: 0000706270 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 860418245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34444 FILM NUMBER: 96526320 BUSINESS ADDRESS: STREET 1: 4000 E SKY HARBOR BLVD STREET 2: STE 2100 CITY: PHOENIX STATE: AZ ZIP: 85034 BUSINESS PHONE: 6026930800 MAIL ADDRESS: STREET 1: 4000 EAST SKY HARBOR BLVD CITY: PHOENIX STATE: AZ ZIP: 85034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MESA AIR GROUP INC CENTRAL INDEX KEY: 0000810332 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 850302351 STATE OF INCORPORATION: NM FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2325 E 30TH ST CITY: FARMINGTON STATE: NM ZIP: 87401 BUSINESS PHONE: 5053270271 MAIL ADDRESS: STREET 1: 2325 EAST 30TH STREET CITY: FARMINGTON STATE: NM ZIP: 87401 FORMER COMPANY: FORMER CONFORMED NAME: MESA AIRLINES INC DATE OF NAME CHANGE: 19950426 SC 13D/A 1 MESA AIR GROUP SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* America West Airlines, Inc. --------------------------- (Name of Issuer) Class A Common Stock, $.01 par value Class B Common Stock, $.01 par value Warrants to Purchase Class B Common Stock ----------------------------------------- (Title of Class of Securities) 023650 302 023650 203 023650 112 --------------- (CUSIP Numbers) Gary E. Risley, Esq. Mesa Air Group, Inc. 2325 East 30th Street Farmington, New Mexico 87401 505-327-0271 ------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 27, 1996 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 2 CUSIP Nos. 023650 302, 023650 203, 023650 112 13D
1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Mesa Air Group, Inc. 85-0302351 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS* WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION New Mexico 7 SOLE VOTING POWER Class A Common Stock 100,000 Class B Common Stock 200,502 NUMBER OF Warrants to Purchase Class B Common Stock 799,767 SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH Class A Common Stock 1,200,000 REPORTING Class B Common Stock 7,362,766 PERSON WITH Warrants to Purchase Class B Common Stock 4,898,765 9 SOLE DISPOSITIVE POWER Class A Common Stock 100,000 Class B Common Stock 200,502 Warrants to Purchase Class B Common Stock 799,767 10 SHARED DISPOSITIVE POWER Class A Common Stock 1,200,000 Class B Common Stock 7,362,766 Warrants to Purchase Class B Common Stock 4,898,765
Page 2 of 6 Pages 3 CUSIP Nos. 023650 302, 023650 203, 023650 112 13D
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Common Stock 1,200,000 Class B Common Stock 7,362,766 Warrants to Purchase Class B Common Stock 4,898,765 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Common Stock 100% Class B Common Stock 15.0% Warrants to Purchase Class B Common Stock 47.2% 14 TYPE OF REPORTING PERSON* CO
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 6 Pages 4 This Amendment No. 5 (this "Amendment") amends and supplements the Schedule 13D filed on September 6, 1994, as amended by Amendment No. 1 filed as of November 28, 1995, Amendment No. 2 filed as of February 1, 1996, Amendment No. 3 filed as of February 21, 1996, and Amendment No. 4 filed as of February 23, 1996 (the "Schedule 13D") of Mesa Air Group, Inc. (formerly, Mesa Airlines, Inc.), a New Mexico corporation ("Mesa"), with respect to the Class A Common Stock, $0.01 par value per share (the "Class A Common"), the Class B Common Stock, $0.01 par value per share (the "Class B Common"), and the Warrants to Purchase Class B Common (the "Warrants") of America West Airlines, Inc., a Delaware corporation (the "Company"). All capitalized terms used in this Amendment and not otherwise defined herein shall have the meanings ascribed to them in the Schedule 13D. ITEM 4. PURPOSE OF TRANSACTION. Item 4 of the Schedule 13D is hereby amended by inserting the following paragraphs immediately prior to the final paragraph thereof. On February 27, 1996, each of Continental and Mesa closed the sale of Class B Common pursuant to the exercise of the over-allotment option granted to certain underwriters by Continental and Mesa pursuant to the Purchase Agreement and the related Pricing Agreement. Pursuant to the Purchase Agreement and the Pricing Agreement, Continental and Mesa sold to certain underwriters, acting through the Representatives, an aggregate of 610,000 shares of Class B Common for resale pursuant to the Company's Registration Statement on Form S-1, File No. 33-54243, and the related prospectus dated January 29, 1996 and prospectus supplement dated February 4, 1996 filed pursuant to Rule 424(b) of the Securities Act of 1933, as amended, at a price of $19.50 per share, less an underwriting discount of $0.93 per share. Of the total of 610,000 shares of Class B Common sold, 351,970 shares were sold by Mesa and 258,030 shares were sold by Continental. ITEM 5. INTERESTS IN SECURITIES OF ISSUER. The first paragraph of Item 5(a)-(b) of the Schedule 13D is hereby amended and replaced in its entirety as follows: (a)-(b) At the date hereof, Mesa has the sole power to vote and dispose of 100,000 shares of the Class A Common, 200,502 shares of the Class B Common and 799,767 Warrants. Each Warrant entitles a holder to purchase one share of the Class B Common at a price of $12.74 per share. The Class A Common held by Mesa represents approximately 8.3% of the 1,200,000 shares of the Class A Common outstanding as of December 31, 1995, based on information provided by the Company. The Class B Common held by Mesa represents approximately .5% of the 44,141,330 shares of the Class B Common outstanding as of December 31, 1995, based on information provided by the Company. The Warrants held by Mesa represent approximately 7.7% of the 10,380,286 Warrants outstanding as of December 31, 1995, based on information provided by the Company. Assuming the exercise by Mesa of its Warrants, the aggregate amount of the Class B Common held by Mesa would be 1,000,269 shares, representing approximately 2.2% of the 44,941,097 shares of the Class B Common that would be assumed to be outstanding upon such exercise. The third paragraph of Item 5(a)-(b) of the Schedule 13D is hereby amended and replaced in its entirety as follows: On the basis of information contained in the Schedules 13D and the amendments thereto filed by each of TPG, TPG Parallel, Air Partners II, Continental, Mesa and GPA, as a group, such persons beneficially own 1,200,000 shares of the Class A Common, 2,464,001 shares of the Class B Common, and 4,898,765 Warrants. The aggregate amount of the Class A Common beneficially owned by the group represents 100% of the 1,200,000 shares of the Class A Common outstanding as of December 31, 1995, Page 4 of 6 Pages 5 based on information provided by the Company. The aggregate amount of the Class B Common beneficially owned by the group represents approximately 5.6% of the 44,141,330 shares of the Class B Common outstanding as of December 31, 1995, based on information provided by the Company. The aggregate amount of Warrants beneficially owned by the group represents approximately 47.2% of the 10,380,286 Warrants outstanding as of December 31, 1995, based on information provided by the Company. Assuming the exercise by the group of its Warrants, the aggregate amount of the Class B Common beneficially owned by the group represents approximately 15.0% of the 49,040,095 shares of the Class B Common which would be assumed to be outstanding upon such exercise. Page 5 of 6 Pages 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 27, 1996 MESA AIR GROUP, INC. By:/s/ W. Stephen Jackson --------------------------- Name: W. Stephen Jackson Title: Chief Financial Officer Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----