0001273295-21-000001.txt : 20210311
0001273295-21-000001.hdr.sgml : 20210311
20210311125240
ACCESSION NUMBER: 0001273295-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEFF JAMES D
CENTRAL INDEX KEY: 0001273295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 21732608
MAIL ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP INC /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: HORIZON BANCORP /IN/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-10
0
0000706129
HORIZON BANCORP INC /IN/
HBNC
0001273295
NEFF JAMES D
515 FRANKLIN STREET
MICHIGAN CITY
IN
46360
0
1
0
0
President
Common Stock
2021-03-10
4
S
0
4300
19.76
D
229864
D
Common Stock
11894
I
By ESOP
Common Stock
18227
I
By ThriftPlan
Common Stock
45064
I
By SERP
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.
This transaction was executed in multiple trades at prices ranging from $19.75 to $19.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/Mark E. Secor, as Attorney-in-Fact for James D. Neff
2021-03-11