0001273295-19-000001.txt : 20190306
0001273295-19-000001.hdr.sgml : 20190306
20190306110122
ACCESSION NUMBER: 0001273295-19-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190304
FILED AS OF DATE: 20190306
DATE AS OF CHANGE: 20190306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEFF JAMES D
CENTRAL INDEX KEY: 0001273295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 19661620
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP INC /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN STREET
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: HORIZON BANCORP /IN/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-03-04
0
0000706129
HORIZON BANCORP INC /IN/
HBNC
0001273295
NEFF JAMES D
515 FRANKLIN SQUARE
MICHIGAN CITY
IN
46360
0
1
0
0
President
Common Stock
248521
D
Common Stock
45057
I
By SERP
Common Stock
10455
I
By ESOP
Common Stock
15288
I
By ThriftPlan
Deferred Stock Units
2019-03-04
4
A
0
34090
17.6
A
Common Stock
34090
34090
I
By SERP
During 2018, Mr. Neff completed in-service withdrawals totaling 24,150 common shares from the Horizon ESOP (9,834 common shares) and the Horizon Thrift Plan (14,316 common shares) and moved those shares to a self-directed IRA. As a result, the beneficial ownership of those shares did not change (other than changing from indirect beneficial ownership to direct beneficial ownership), and the above common share totals now reflect the transfer of those shares.
Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of common stock. The DSU's become payable, in cash or common stock or a combination of the two, at the discretion of Horizon upon the conditions described in the Horizon Bancorp Supplemental Executive Retirement Plan (Frozen) and the Horizon Bancorp 2005 Supplemental Executive Retirement Plan.
/s/Mark E. Secor, as Attorney-in-Fact for James D. Neff
2019-03-06