0001273295-18-000001.txt : 20180607 0001273295-18-000001.hdr.sgml : 20180607 20180607160959 ACCESSION NUMBER: 0001273295-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180607 DATE AS OF CHANGE: 20180607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEFF JAMES D CENTRAL INDEX KEY: 0001273295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 18886604 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP INC /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN STREET CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON BANCORP /IN/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-06-06 0 0000706129 HORIZON BANCORP INC /IN/ HBNC 0001273295 NEFF JAMES D 515 FRANKLIN SQUARE MICHIGAN CITY IN 46360 0 1 0 0 President Common Stock 2018-06-06 4 M 0 2829 15.89 A 150410 D Common Stock 2017-06-06 4 S 0 2829 32.59 D 147581 D Common Stock 2018-06-06 4 M 0 3084 15.57 A 150665 D Common Stock 2018-06-06 4 S 0 3084 32.59 D 147581 D Common Stock 30038 I By SERP Common Stock 13111 I By ESOP Common Stock 19088 I By ThriftPlan Employee Stock Option 15.89 2018-06-06 4 M 0 2829 0 D 2018-03-17 2025-03-17 Common Stock 2829 0 D Employee Stock Option 15.57 2018-06-06 4 M 0 3084 0 D 2018-03-15 2026-03-15 Common Stock 3.084 0 D The option was granted 03/17/2015 and vested in three equal installments beginning on the first anniversary of the date of the grant. The option was granted 03/15/2016 and vested in two equal installments beginning on the first anniversary of the date of the grant. /s/Mark E. Secor, Attorney-in-Fact for James D. Neff 2018-06-07