0001273295-17-000001.txt : 20170810
0001273295-17-000001.hdr.sgml : 20170810
20170810163039
ACCESSION NUMBER: 0001273295-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170808
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEFF JAMES D
CENTRAL INDEX KEY: 0001273295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 171021824
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-08-08
0
0000706129
HORIZON BANCORP /IN/
HBNC
0001273295
NEFF JAMES D
515 FRANKLIN SQUARE
MICHIGAN CITY
IN
46360
0
1
0
0
Executive Vice President
Common Stock
2017-08-08
4
S
0
4799
26.75
D
147176
D
Common Stock
2017-08-08
4
M
0
4799
13.49
A
151975
D
Common Stock
30038
I
By SERP
Common Stock
12924
I
By ESOP
Common Stock
18417
I
By Thrift
Employee Stock Option
13.49
2017-08-08
4
M
0
4799
0
D
2016-06-18
2023-06-18
Common Stock
4799
0
D
The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.
/s/Mark E. Secor, Attorney-in-Fact for James D. Neff
2017-08-10