0001273295-17-000001.txt : 20170810 0001273295-17-000001.hdr.sgml : 20170810 20170810163039 ACCESSION NUMBER: 0001273295-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEFF JAMES D CENTRAL INDEX KEY: 0001273295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 171021824 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-08 0 0000706129 HORIZON BANCORP /IN/ HBNC 0001273295 NEFF JAMES D 515 FRANKLIN SQUARE MICHIGAN CITY IN 46360 0 1 0 0 Executive Vice President Common Stock 2017-08-08 4 S 0 4799 26.75 D 147176 D Common Stock 2017-08-08 4 M 0 4799 13.49 A 151975 D Common Stock 30038 I By SERP Common Stock 12924 I By ESOP Common Stock 18417 I By Thrift Employee Stock Option 13.49 2017-08-08 4 M 0 4799 0 D 2016-06-18 2023-06-18 Common Stock 4799 0 D The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant. /s/Mark E. Secor, Attorney-in-Fact for James D. Neff 2017-08-10