0001234902-14-000007.txt : 20140512
0001234902-14-000007.hdr.sgml : 20140512
20140512192811
ACCESSION NUMBER: 0001234902-14-000007
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140508
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDWARDS THOMAS H
CENTRAL INDEX KEY: 0001234909
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 14835029
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQ
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2014-05-08
2014-05-12
0
0000706129
HORIZON BANCORP /IN/
HBNC
0001234909
EDWARDS THOMAS H
515 FRANKLIN SQ
MICHIGAN CITY
IN
46360
0
1
0
0
Executive Vice President
Common Stock
53088
D
Common Stock
21546
I
ESOP
Common Stock
2250
I
By Spouse
Employee Stock Option (Right to Buy)
20.24
2014-05-08
4
A
0
5781
0
A
2023-06-18
Common Stock
5781
5781
D
Employee Stock Option (Right to Buy)
22.2
2014-05-08
4
A
0
5096
0
A
2024-03-18
Common Stock
5096
5096
D
Includes shares received in the ESOP and Thrift Plans
The options vest in three equal annual installments beginning on the anniversary date of June 18, 2013
The options vest in three equal annual installments beginning on the anniversary date of March 18, 2014
The option grant was approved by the Compensation Committee of Horizon Bancorp on June 18, 2013, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014.
The option grant was approved by the Compensation Committee of Horizon Bancorp on March 18, 2014, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014.
/s/ Thomas H Edwards
2014-05-12