0001234902-14-000005.txt : 20140512 0001234902-14-000005.hdr.sgml : 20140512 20140512184507 ACCESSION NUMBER: 0001234902-14-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose David G CENTRAL INDEX KEY: 0001595078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 14834901 MAIL ADDRESS: STREET 1: 527 LISMORE LANE CITY: VALPARAISO STATE: IN ZIP: 46385 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-08 0 0000706129 HORIZON BANCORP /IN/ HBNC 0001595078 Rose David G 527 LISMORE LANE VALPARAISO IN 46385 0 1 0 0 Executive Vice President Common Stock 2365 D Common Stock 78653 I ESOP Employee Stock Option (Right to Buy) 20.24 2014-05-08 4 A 0 2421 0 A 2023-06-18 Common Stock 2421 2421 D Employee Stock Option (Right to Buy) 22.2 2014-05-08 4 A 0 2135 0 A 2024-03-18 Common Stock 2135 2135 D Includes shares received in the ESOP and Thrift Plans. The options vest in three equal annual installments beginning on the anniversary date of June 18, 2013 The options vest in three equal annual installments beginning on the anniversary date of March 18, 2014 The option grant was approved by the Compensation Committee of Horizon Bancorp on June 18, 2013, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014. The option grant was approved by the Compensation Committee of Horizon Bancorp on March 18, 2014, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014. /s/ Mark E Secor, Attorney-in-Fact 2014-05-12