0001234902-14-000005.txt : 20140512
0001234902-14-000005.hdr.sgml : 20140512
20140512184507
ACCESSION NUMBER: 0001234902-14-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140508
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rose David G
CENTRAL INDEX KEY: 0001595078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 14834901
MAIL ADDRESS:
STREET 1: 527 LISMORE LANE
CITY: VALPARAISO
STATE: IN
ZIP: 46385
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-05-08
0
0000706129
HORIZON BANCORP /IN/
HBNC
0001595078
Rose David G
527 LISMORE LANE
VALPARAISO
IN
46385
0
1
0
0
Executive Vice President
Common Stock
2365
D
Common Stock
78653
I
ESOP
Employee Stock Option (Right to Buy)
20.24
2014-05-08
4
A
0
2421
0
A
2023-06-18
Common Stock
2421
2421
D
Employee Stock Option (Right to Buy)
22.2
2014-05-08
4
A
0
2135
0
A
2024-03-18
Common Stock
2135
2135
D
Includes shares received in the ESOP and Thrift Plans.
The options vest in three equal annual installments beginning on the anniversary date of June 18, 2013
The options vest in three equal annual installments beginning on the anniversary date of March 18, 2014
The option grant was approved by the Compensation Committee of Horizon Bancorp on June 18, 2013, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014.
The option grant was approved by the Compensation Committee of Horizon Bancorp on March 18, 2014, pursuant to the 2013 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Horizon Bancorp shareholders approved the Plan on May 8, 2014.
/s/ Mark E Secor, Attorney-in-Fact
2014-05-12