0001234902-14-000003.txt : 20140512
0001234902-14-000003.hdr.sgml : 20140512
20140512171206
ACCESSION NUMBER: 0001234902-14-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140508
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEFF JAMES D
CENTRAL INDEX KEY: 0001273295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 14834330
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-05-08
0
0000706129
HORIZON BANCORP /IN/
HBNC
0001273295
NEFF JAMES D
515 FRANKLIN SQUARE
MICHIGAN CITY
IN
46360
0
1
0
0
Executive Vie President
Common Stock
97953
D
Common Stock
18889
I
ESOP
Employee Stock Option (Right to Buy)
20.24
2013-06-18
4
A
0
5496
0
A
2013-06-18
Common Stock
5496
5496
D
Employee Stock Option (Right to Buy)
22.2
2014-03-18
4
A
0
4845
0
A
2024-03-18
Common Stock
4845
4845
D
Includes shares received in the ESOP and Thrift Plans.
The options vest in three equal annual installments beginning on the anniversary date of June 18, 2013
The options vest in three equal annual installments beginning on the anniverary date of March 18, 2014
/s/ James D Neff
2014-05-12