0001193125-12-436993.txt : 20121026 0001193125-12-436993.hdr.sgml : 20121026 20121026114209 ACCESSION NUMBER: 0001193125-12-436993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121026 DATE AS OF CHANGE: 20121026 EFFECTIVENESS DATE: 20121026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06479 FILM NUMBER: 121163332 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 13F-HR 1 d430499d13fhr.txt FORM 13F HOLDINGS REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2012 Check here if Amendment [_] Amendment Number: This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: HORIZON BANCORP Address: 515 FRANKLIN ST MICHIGAN CITY, IN 46360 13F File Number: 28-6479 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark E. Secor Title: Chief Financial Officer Phone: 219-873-2611 Signature, Place, and Date of Signing: /s/ Mark E. Secor, Chief Financial Officer, Michigan City, IN 1 10/05/2012 Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT ================================================================================ FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----- AFLAC INC COMMON STOCK 001055102 193 4027 SH SOLE 722 SOLE 3305 146 3045 SH DEFINED 1257 DEFINED 1788 16 328 SH OTHER 328 AT&T INC COMMON STOCK 00206R102 246 6523 SH DEFINED 6523 7 175 SH OTHER 175 44 1176 SH DEF/OTH 1176 AMERICAN EXPRESS CO COMMON STOCK 025816109 264 4638 SH DEFINED 4638 AMETEK INC COMMON STOCK 031100100 253 7150 SH DEFINED 7150 BERKSHIRE COMMON STOCK 084670108 265 2 SH DEFINED 2 HATHAWAY INC 133 1 SH DEF/OTH 1 BERKSHIRE COMMON STOCK 084670702 9 100 SH SOLE 100 HATHAWAY INC 298 3375 SH DEFINED 3375 67 759 SH OTHER 759 128 1450 SH DEF/OTH 1450 CSX CORP COMMON STOCK 126408103 125 6011 SH SOLE 1007 SOLE 5004 290 13979 SH DEFINED 1823 DEFINED 12156 12 585 SH OTHER 435 OTHER 150 COLUMN TOTALS 2496
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ---------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ---- CVS CAREMARK CORP COMMON STOCK 126650100 143 2945 SH SOLE 498 SOLE 2447 111 2295 SH DEFINED 973 DEFINED 1322 19 385 SH OTHER 185 OTHER 200 21 435 SH DEF/OTH 435 CATERPILLAR INC COMMON STOCK 149123101 146 1697 SH SOLE 310 SOLE 1387 101 1172 SH DEFINED 474 DEFINED 698 19 226 SH OTHER 126 OTHER 100 CHEVRON CORP COMMON STOCK 166764100 200 1713 SH SOLE 320 SOLE 1393 397 3409 SH DEFINED 981 DEFINED 2428 99 847 SH OTHER 547 OTHER 300 19 164 SH DEF/OTH 164 COCA COLA CO COMMON STOCK 191216100 106 2790 SH SOLE 475 SOLE 2315 91 2398 SH DEFINED 1033 DEFINED 1365 50 1309 SH OTHER 349 OTHER 960 0 2 SH DEF/OTH 2 COLUMN TOTALS 1522
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------ --------- ------- ------ --- ---- ------- -------- ------ ------ ------ DIRECTV COMMON STOCK 25490A309 160 3059 SH SOLE 556 SOLE 2503 128 2450 SH DEFINED 976 DEFINED 1474 12 227 SH OTHER 227 DU PONT E I DE COMMON STOCK 263534109 92 1839 SH SOLE 324 NEMOURS & CO SOLE 1515 95 1881 SH DEFINED 845 DEFINED 1036 32 645 SH OTHER 145 OTHER 500 EXXON MOBIL CORP COMMON STOCK 30231G102 293 3200 SH DEFINED 3200 65 713 SH OTHER 713 61 664 SH DEF/OTH 664 HORIZON BANCORP COMMON STOCK 440407104 11 375 SH SOLE 375 IND 24607 860996 SH DEFINED 586993 DEFINED 274003 564 19717 SH OTHER 19717 4196 146813 SH DEF/OTH 6547 DEF/OTH 140266 COLUMN TOTALS 30316
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----- INTEL CORP COMMON STOCK 458140100 100 4399 SH SOLE 739 SOLE 3660 39 1700 SH DEFINED 405 DEFINED 1295 102 4507 SH OTHER 307 OTHER 4200 INTERNATIONAL COMMON STOCK 459200101 274 1322 SH SOLE 232 BUSINESS MACHINES SOLE 1090 402 1936 SH DEFINED 381 DEFINED 1555 34 163 SH OTHER 113 OTHER 50 ISHARES ETF-EQUITY 464287549 845 12202 SH SOLE 2137 SOLE 10065 622 8978 SH DEFINED 3525 DEFINED 5453 61 880 SH OTHER 755 OTHER 125 JOHNSON & JOHNSON COMMON STOCK 478160104 183 2661 SH SOLE 472 SOLE 2189 189 2738 SH DEFINED 1057 DEFINED 1681 28 410 SH OTHER 210 OTHER 200 COLUMN TOTALS 2879
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ---------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ---- L-3 COMMON STOCK 502424104 96 1341 SH SOLE 245 COMMUNICATIONS SOLE 1096 HOLDINGS CORP 91 1265 SH DEFINED 486 DEFINED 779 27 382 SH OTHER 132 OTHER 250 LABORATORY CORP COMMON STOCK 50540R409 171 1850 SH SOLE 328 AMERICA HLDGS SOLE 1522 142 1532 SH DEFINED 651 DEFINED 881 27 288 SH OTHER 188 OTHER 100 MARATHON OIL CORP COMMON STOCK 565849106 108 3658 SH SOLE 665 SOLE 2993 94 3183 SH DEFINED 1300 DEFINED 1883 11 362 SH OTHER 312 OTHER 50 10 331 SH DEF/OTH 331 MARATHON PETE COMMON STOCK 56585A102 117 2144 SH SOLE 390 CORP SOLE 1754 98 1790 SH DEFINED 746 DEFINED 1044 12 218 SH OTHER 168 OTHER 50 9 165 SH DEF/OTH 165 COLUMN TOTALS 1013
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ---------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ---- MICROSOFT CORP COMMON STOCK 594918104 202 6790 SH SOLE 1198 SOLE 5592 149 5013 SH DEFINED 2083 DEFINED 2930 44 1467 SH OTHER 347 OTHER 1120 23 778 SH DEF/OTH 778 NATIONAL OIL WELL COMMON STOCK 637071101 179 2234 SH SOLE 407 VARCO INC SOLE 1827 143 1789 SH DEFINED 761 DEFINED 1028 14 175 SH OTHER 175 OMNICOM GROUP COMMON STOCK 681919106 155 3015 SH SOLE 538 SOLE 2477 136 2638 SH DEFINED 869 DEFINED 1769 10 190 SH OTHER 190 PEPSICO INC COMMON STOCK 713448108 111 1570 SH SOLE 285 SOLE 1285 207 2919 SH DEFINED 460 DEFINED 2459 27 377 SH OTHER 177 OTHER 200 17 236 SH DEF/OTH 236 COLUMN TOTALS 1417
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ------------------ SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ --------------- --------- ------- ------ --- ---- ------- -------- ----- ------ ----- PFIZER INC COMMON STOCK 717081103 2190 88138 SH DEFINED 88138 3113 125280 SH OTHER 41018 OTHER 84262 20 794 SH DEF/OTH 794 PHILIP MORRIS COMMON STOCK 718172109 210 2340 SH SOLE 393 INTERNATIONAL INC SOLE 1947 443 4927 SH DEFINED 1899 DEFINED 3028 44 493 SH OTHER 43 OTHER 450 POWERSHARES ETF-EQUITY 73935X500 34 8097 SH SOLE 1467 SOLE 6630 24 5849 SH DEFINED 2449 DEFINED 3400 0 149 SH OTHER 149 POWERSHARES ETF-EQUITY 73935X799 211 6100 SH SOLE 1024 SOLE 5076 83 2393 SH DEFINED 557 DEFINED 1836 15 422 SH OTHER 422 SPDR ETF-ALTERNATIVE 78463V107 301 1750 SH DEFINED 25 ASSETS DEFINED 1725 77 450 SH OTHER 450 0 3 SH DEF/OTH 3 COLUMN TOTALS 6765
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ---------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ---- SPDR ETF-EQUITY 78464A698 151 5280 SH SOLE 879 SOLE 4401 104 3638 SH DEFINED 1648 DEFINED 1990 15 511 SH OTHER 341 OTHER 170 SELECT SECTORS ETF-EQUITY 81369Y506 247 3365 SH SOLE 615 SOLE 2750 202 2752 SH DEFINED 1173 DEFINED 1579 22 293 SH OTHER 293 SELECT SECTORS ETF-EQUITY 81369Y886 356 9792 SH SOLE 1725 SOLE 8067 249 6849 SH DEFINED 2793 DEFINED 4056 36 982 SH OTHER 682 OTHER 300 AMERITRADE COMMON STOCK 87236Y108 117 7620 SH SOLE 1355 HOLDING CORP SOLE 6265 87 5675 SH DEFINED 2377 DEFINED 3298 8 517 SH OTHER 517 TJX COS INC COMMON STOCK 872540109 234 5228 SH SOLE 954 SOLE 4274 186 4155 SH DEFINED 1717 DEFINED 2438 18 412 SH OTHER 412 COLUMN TOTALS 2032
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ---------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------- ---------- --------- ------- ------ --- ---- ------- -------- ---- ------ ---- VANGUARD ETF-EQUITY 92204A108 246 3283 SH SOLE 582 SOLE 2701 195 2599 SH DEFINED 1092 DEFINED 1507 15 202 SH OTHER 202 VANGUARD ETF-EQUITY 92204A207 251 2741 SH SOLE 519 SOLE 2222 211 2303 SH DEFINED 975 DEFINED 1328 26 285 SH OTHER 285 VANGUARD ETF-EQUITY 92204A405 320 9758 SH SOLE 1757 SOLE 8001 252 7681 SH DEFINED 3027 DEFINED 4654 32 987 SH OTHER 887 OTHER 100 VANGUARD ETF-EQUITY 92204A504 463 6326 SH SOLE 1125 SOLE 5201 333 4552 SH DEFINED 1819 DEFINED 2733 13 182 SH OTHER 182 COLUMN TOTALS 2357
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----- VANGUARD ETF-EQUITY 92204A603 170 2468 SH SOLE 441 SOLE 2027 125 1805 SH DEFINED 710 DEFINED 1095 15 216 SH OTHER 216 VANGUARD ETF-EQUITY 92204A801 227 2742 SH SOLE 481 SOLE 2261 161 1942 SH DEFINED 776 DEFINED 1166 14 172 SH OTHER 172 VANGUARD ETF-EQUITY 92204A884 311 4139 SH SOLE 738 SOLE 3401 225 2999 SH DEFINED 1200 DEFINED 1799 19 251 SH OTHER 251 WAL MART STORES COMMON STOCK 931142103 121 1639 SH SOLE 289 INC SOLE 1350 219 2967 SH DEFINED 1299 DEFINED 1668 16 216 SH OTHER 140 OTHER 76 38 521 SH DEF/OTH 521 WALGREEN CO COMMON STOCK 931422109 1 35 SH SOLE 35 531 14569 SH DEFINED 344 DEFINED 14225 22 600 SH OTHER 600 13 369 SH DEF/OTH 369 COLUMN TOTALS 2228
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------- SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ------------- --------- ------- ------ --- ---- ------- -------- ----- ------ ---- WELLS FARGO & CO COMMON STOCK 949746101 242 6997 SH SOLE 1275 SOLE 5722 431 12478 SH DEFINED 4050 DEFINED 8428 38 1089 SH OTHER 589 OTHER 500 XPO LOGISTICS INC COMMON STOCK 983793100 728 59441 SH DEFINED 59441 ACCENTURE PLC FOREIGN STOCK G1151C101 242 3449 SH SOLE 607 SOLE 2842 169 2420 SH DEFINED 988 DEFINED 1432 20 292 SH OTHER 242 OTHER 50 NOBLE CORPORATION COMMON STOCK H5833N103 124 3454 SH SOLE 583 SWITZERLAND SOLE 2871 95 2668 SH DEFINED 1124 DEFINED 1544 9 259 SH OTHER 259 COLUMN TOTALS 2098 AGGREGATE TOTAL 55123
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $55,123 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE