0001193125-12-436993.txt : 20121026
0001193125-12-436993.hdr.sgml : 20121026
20121026114209
ACCESSION NUMBER: 0001193125-12-436993
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121026
DATE AS OF CHANGE: 20121026
EFFECTIVENESS DATE: 20121026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06479
FILM NUMBER: 121163332
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
13F-HR
1
d430499d13fhr.txt
FORM 13F HOLDINGS REPORT
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2012
Check here if Amendment [_] Amendment Number:
This Amendment [_] is a restatement
Institutional Investment Manager Filing this Report:
Name: HORIZON BANCORP
Address: 515 FRANKLIN ST
MICHIGAN CITY, IN 46360
13F File Number: 28-6479
The institutional investment Manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark E. Secor
Title: Chief Financial Officer
Phone: 219-873-2611
Signature, Place, and Date of Signing:
/s/ Mark E. Secor, Chief Financial Officer, Michigan City, IN
1 10/05/2012
Report Type (Check only one)
[X] 13F HOLDINGS REPORT
[_] 13F COMBINATION REPORT
================================================================================
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER -----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ -----
AFLAC INC COMMON STOCK 001055102 193 4027 SH SOLE 722
SOLE 3305
146 3045 SH DEFINED 1257
DEFINED 1788
16 328 SH OTHER 328
AT&T INC COMMON STOCK 00206R102 246 6523 SH DEFINED 6523
7 175 SH OTHER 175
44 1176 SH DEF/OTH 1176
AMERICAN EXPRESS CO COMMON STOCK 025816109 264 4638 SH DEFINED 4638
AMETEK INC COMMON STOCK 031100100 253 7150 SH DEFINED 7150
BERKSHIRE COMMON STOCK 084670108 265 2 SH DEFINED 2
HATHAWAY INC
133 1 SH DEF/OTH 1
BERKSHIRE COMMON STOCK 084670702 9 100 SH SOLE 100
HATHAWAY INC
298 3375 SH DEFINED 3375
67 759 SH OTHER 759
128 1450 SH DEF/OTH 1450
CSX CORP COMMON STOCK 126408103 125 6011 SH SOLE 1007
SOLE 5004
290 13979 SH DEFINED 1823
DEFINED 12156
12 585 SH OTHER 435
OTHER 150
COLUMN TOTALS 2496
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----
CVS CAREMARK CORP COMMON STOCK 126650100 143 2945 SH SOLE 498
SOLE 2447
111 2295 SH DEFINED 973
DEFINED 1322
19 385 SH OTHER 185
OTHER 200
21 435 SH DEF/OTH 435
CATERPILLAR INC COMMON STOCK 149123101 146 1697 SH SOLE 310
SOLE 1387
101 1172 SH DEFINED 474
DEFINED 698
19 226 SH OTHER 126
OTHER 100
CHEVRON CORP COMMON STOCK 166764100 200 1713 SH SOLE 320
SOLE 1393
397 3409 SH DEFINED 981
DEFINED 2428
99 847 SH OTHER 547
OTHER 300
19 164 SH DEF/OTH 164
COCA COLA CO COMMON STOCK 191216100 106 2790 SH SOLE 475
SOLE 2315
91 2398 SH DEFINED 1033
DEFINED 1365
50 1309 SH OTHER 349
OTHER 960
0 2 SH DEF/OTH 2
COLUMN TOTALS 1522
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER --------------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------ --------- ------- ------ --- ---- ------- -------- ------ ------ ------
DIRECTV COMMON STOCK 25490A309 160 3059 SH SOLE 556
SOLE 2503
128 2450 SH DEFINED 976
DEFINED 1474
12 227 SH OTHER 227
DU PONT E I DE COMMON STOCK 263534109 92 1839 SH SOLE 324
NEMOURS & CO SOLE 1515
95 1881 SH DEFINED 845
DEFINED 1036
32 645 SH OTHER 145
OTHER 500
EXXON MOBIL CORP COMMON STOCK 30231G102 293 3200 SH DEFINED 3200
65 713 SH OTHER 713
61 664 SH DEF/OTH 664
HORIZON BANCORP COMMON STOCK 440407104 11 375 SH SOLE 375
IND
24607 860996 SH DEFINED 586993
DEFINED 274003
564 19717 SH OTHER 19717
4196 146813 SH DEF/OTH 6547
DEF/OTH 140266
COLUMN TOTALS 30316
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER -----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ -----
INTEL CORP COMMON STOCK 458140100 100 4399 SH SOLE 739
SOLE 3660
39 1700 SH DEFINED 405
DEFINED 1295
102 4507 SH OTHER 307
OTHER 4200
INTERNATIONAL COMMON STOCK 459200101 274 1322 SH SOLE 232
BUSINESS MACHINES SOLE 1090
402 1936 SH DEFINED 381
DEFINED 1555
34 163 SH OTHER 113
OTHER 50
ISHARES ETF-EQUITY 464287549 845 12202 SH SOLE 2137
SOLE 10065
622 8978 SH DEFINED 3525
DEFINED 5453
61 880 SH OTHER 755
OTHER 125
JOHNSON & JOHNSON COMMON STOCK 478160104 183 2661 SH SOLE 472
SOLE 2189
189 2738 SH DEFINED 1057
DEFINED 1681
28 410 SH OTHER 210
OTHER 200
COLUMN TOTALS 2879
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----
L-3 COMMON STOCK 502424104 96 1341 SH SOLE 245
COMMUNICATIONS SOLE 1096
HOLDINGS CORP
91 1265 SH DEFINED 486
DEFINED 779
27 382 SH OTHER 132
OTHER 250
LABORATORY CORP COMMON STOCK 50540R409 171 1850 SH SOLE 328
AMERICA HLDGS SOLE 1522
142 1532 SH DEFINED 651
DEFINED 881
27 288 SH OTHER 188
OTHER 100
MARATHON OIL CORP COMMON STOCK 565849106 108 3658 SH SOLE 665
SOLE 2993
94 3183 SH DEFINED 1300
DEFINED 1883
11 362 SH OTHER 312
OTHER 50
10 331 SH DEF/OTH 331
MARATHON PETE COMMON STOCK 56585A102 117 2144 SH SOLE 390
CORP SOLE 1754
98 1790 SH DEFINED 746
DEFINED 1044
12 218 SH OTHER 168
OTHER 50
9 165 SH DEF/OTH 165
COLUMN TOTALS 1013
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----
MICROSOFT CORP COMMON STOCK 594918104 202 6790 SH SOLE 1198
SOLE 5592
149 5013 SH DEFINED 2083
DEFINED 2930
44 1467 SH OTHER 347
OTHER 1120
23 778 SH DEF/OTH 778
NATIONAL OIL WELL COMMON STOCK 637071101 179 2234 SH SOLE 407
VARCO INC SOLE 1827
143 1789 SH DEFINED 761
DEFINED 1028
14 175 SH OTHER 175
OMNICOM GROUP COMMON STOCK 681919106 155 3015 SH SOLE 538
SOLE 2477
136 2638 SH DEFINED 869
DEFINED 1769
10 190 SH OTHER 190
PEPSICO INC COMMON STOCK 713448108 111 1570 SH SOLE 285
SOLE 1285
207 2919 SH DEFINED 460
DEFINED 2459
27 377 SH OTHER 177
OTHER 200
17 236 SH DEF/OTH 236
COLUMN TOTALS 1417
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ------------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ --------------- --------- ------- ------ --- ---- ------- -------- ----- ------ -----
PFIZER INC COMMON STOCK 717081103 2190 88138 SH DEFINED 88138
3113 125280 SH OTHER 41018
OTHER 84262
20 794 SH DEF/OTH 794
PHILIP MORRIS COMMON STOCK 718172109 210 2340 SH SOLE 393
INTERNATIONAL INC SOLE 1947
443 4927 SH DEFINED 1899
DEFINED 3028
44 493 SH OTHER 43
OTHER 450
POWERSHARES ETF-EQUITY 73935X500 34 8097 SH SOLE 1467
SOLE 6630
24 5849 SH DEFINED 2449
DEFINED 3400
0 149 SH OTHER 149
POWERSHARES ETF-EQUITY 73935X799 211 6100 SH SOLE 1024
SOLE 5076
83 2393 SH DEFINED 557
DEFINED 1836
15 422 SH OTHER 422
SPDR ETF-ALTERNATIVE 78463V107 301 1750 SH DEFINED 25
ASSETS DEFINED 1725
77 450 SH OTHER 450
0 3 SH DEF/OTH 3
COLUMN TOTALS 6765
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
--------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ ----
SPDR ETF-EQUITY 78464A698 151 5280 SH SOLE 879
SOLE 4401
104 3638 SH DEFINED 1648
DEFINED 1990
15 511 SH OTHER 341
OTHER 170
SELECT SECTORS ETF-EQUITY 81369Y506 247 3365 SH SOLE 615
SOLE 2750
202 2752 SH DEFINED 1173
DEFINED 1579
22 293 SH OTHER 293
SELECT SECTORS ETF-EQUITY 81369Y886 356 9792 SH SOLE 1725
SOLE 8067
249 6849 SH DEFINED 2793
DEFINED 4056
36 982 SH OTHER 682
OTHER 300
AMERITRADE COMMON STOCK 87236Y108 117 7620 SH SOLE 1355
HOLDING CORP SOLE 6265
87 5675 SH DEFINED 2377
DEFINED 3298
8 517 SH OTHER 517
TJX COS INC COMMON STOCK 872540109 234 5228 SH SOLE 954
SOLE 4274
186 4155 SH DEFINED 1717
DEFINED 2438
18 412 SH OTHER 412
COLUMN TOTALS 2032
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER ----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
-------------- ---------- --------- ------- ------ --- ---- ------- -------- ---- ------ ----
VANGUARD ETF-EQUITY 92204A108 246 3283 SH SOLE 582
SOLE 2701
195 2599 SH DEFINED 1092
DEFINED 1507
15 202 SH OTHER 202
VANGUARD ETF-EQUITY 92204A207 251 2741 SH SOLE 519
SOLE 2222
211 2303 SH DEFINED 975
DEFINED 1328
26 285 SH OTHER 285
VANGUARD ETF-EQUITY 92204A405 320 9758 SH SOLE 1757
SOLE 8001
252 7681 SH DEFINED 3027
DEFINED 4654
32 987 SH OTHER 887
OTHER 100
VANGUARD ETF-EQUITY 92204A504 463 6326 SH SOLE 1125
SOLE 5201
333 4552 SH DEFINED 1819
DEFINED 2733
13 182 SH OTHER 182
COLUMN TOTALS 2357
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER -----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
---------------- ------------ --------- ------- ------ --- ---- ------- -------- ---- ------ -----
VANGUARD ETF-EQUITY 92204A603 170 2468 SH SOLE 441
SOLE 2027
125 1805 SH DEFINED 710
DEFINED 1095
15 216 SH OTHER 216
VANGUARD ETF-EQUITY 92204A801 227 2742 SH SOLE 481
SOLE 2261
161 1942 SH DEFINED 776
DEFINED 1166
14 172 SH OTHER 172
VANGUARD ETF-EQUITY 92204A884 311 4139 SH SOLE 738
SOLE 3401
225 2999 SH DEFINED 1200
DEFINED 1799
19 251 SH OTHER 251
WAL MART STORES COMMON STOCK 931142103 121 1639 SH SOLE 289
INC SOLE 1350
219 2967 SH DEFINED 1299
DEFINED 1668
16 216 SH OTHER 140
OTHER 76
38 521 SH DEF/OTH 521
WALGREEN CO COMMON STOCK 931422109 1 35 SH SOLE 35
531 14569 SH DEFINED 344
DEFINED 14225
22 600 SH OTHER 600
13 369 SH DEF/OTH 369
COLUMN TOTALS 2228
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY
NAME OF ISSUER TITLE OF VALUE PRN SH PUT INVSTMT OTHER -----------------
SECURITY NAME CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
------------------ ------------- --------- ------- ------ --- ---- ------- -------- ----- ------ ----
WELLS FARGO & CO COMMON STOCK 949746101 242 6997 SH SOLE 1275
SOLE 5722
431 12478 SH DEFINED 4050
DEFINED 8428
38 1089 SH OTHER 589
OTHER 500
XPO LOGISTICS INC COMMON STOCK 983793100 728 59441 SH DEFINED 59441
ACCENTURE PLC FOREIGN STOCK G1151C101 242 3449 SH SOLE 607
SOLE 2842
169 2420 SH DEFINED 988
DEFINED 1432
20 292 SH OTHER 242
OTHER 50
NOBLE CORPORATION COMMON STOCK H5833N103 124 3454 SH SOLE 583
SWITZERLAND SOLE 2871
95 2668 SH DEFINED 1124
DEFINED 1544
9 259 SH OTHER 259
COLUMN TOTALS 2098
AGGREGATE TOTAL 55123
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 154
Form 13F Information Table Value Total: $55,123
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment Managers with respect to which this report is filed,
other than the Manager filing this report.
NONE