13F-HR 1 d376970d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2012 Check here if Amendment [_] Amendment Number: This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: HORIZON BANCORP Address: 515 FRANKLIN ST MICHIGAN CITY, IN 46360 13F File Number: 28-6479 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark E. Secor Title: Chief Financial Officer Phone: 219-873-2611 Signature, Place, and Date of Signing: /s/Mark E. Secor, Chief Financial Officer, Michigan City, IN 1 7/5/2012 Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 151 Form 13F Information Table Value Total: $ 52,325 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- AFLAC INC COMMON STOCK 001055102 175 4098 SH SOLE 417 SOLE 3681 135 3180 SH DEFINED 1452 DEFINED 1728 15 343 SH OTHER 343 AT&T INC COMMON STOCK 00206R102 233 6523 SH DEFINED 6523 8 225 SH OTHER 225 42 1176 SH DEF/OTH 1176 AMERICAN EXPRESS CO COMMON STOCK 025816109 270 4638 SH DEFINED 4638 AMETEK INC COMMON STOCK 031100100 2 50 SH SOLE 50 238 4767 SH DEFINED 4767 BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 250 2 SH DEFINED 2 125 1 SH DEF/OTH 1 BERKSHIRE HATHAWAY INC COMMON STOCK 084670702 8 100 SH SOLE 100 325 3895 SH DEFINED 3895 63 759 SH OTHER 759 129 1550 SH DEF/OTH 1550 CSX CORP COMMON STOCK 126408103 138 6180 SH SOLE 621 SOLE 5559 314 14027 SH DEFINED 2057 DEFINED 11970 COLUMN TOTALS 2470
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- CSX CORP COMMON STOCK 126408103 314 14027 SH 13 585 SH OTHER 435 OTHER 150 CVS CAREMARK CORP COMMON STOCK 126650100 146 3127 SH SOLE 316 SOLE 2811 113 2408 SH DEFINED 1099 DEFINED 1309 18 385 SH OTHER 185 OTHER 200 20 435 SH DEF/OTH 435 CATERPILLAR INC COMMON STOCK 149123101 133 1567 SH SOLE 150 SOLE 1417 101 1184 SH DEFINED 540 DEFINED 644 19 226 SH OTHER 126 OTHER 100 CHEVRON CORP COMMON STOCK 166764100 206 1951 SH SOLE 197 SOLE 1754 382 3620 SH DEFINED 1127 DEFINED 2493 91 858 SH OTHER 558 OTHER 300 17 164 SH DEF/OTH 164 COCA COLA CO COMMON STOCK 191216100 135 1729 SH SOLE 168 SOLE 1561 COLUMN TOTALS 1394
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- COCA COLA CO COMMON STOCK 191216100 135 1729 SH 102 1301 SH DEFINED 597 DEFINED 704 56 710 SH OTHER 180 OTHER 530 0 1 SH DEF/OTH 1 CONAGRA FOODS COMMON STOCK 205887102 116 4490 SH SOLE 464 SOLE 4026 90 3475 SH DEFINED 1629 DEFINED 1846 9 350 SH OTHER 350 DIRECTV GROUP INC COMMON STOCK 25490A101 158 3228 SH SOLE 320 SOLE 2908 133 2721 SH DEFINED 1162 DEFINED 1559 11 233 SH OTHER 233 DU PONT E I DE NEMOURS COMMON STOCK 263534109 88 1731 SH SOLE 185 & CO SOLE 1546 97 1918 SH DEFINED 944 DEFINED 974 33 645 SH OTHER 145 OTHER 500 EXXON MOBIL CORP COMMON STOCK 30231G102 274 3200 SH DEFINED 3200 65 763 SH OTHER 763 57 664 SH DEF/OTH 664 COLUMN TOTALS 1289
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- EXXON MOBIL CORP COMMON STOCK 30231G102 57 664 SH GENERAL ELECTRIC CO COMMON STOCK 369604103 96 4627 SH SOLE 478 SOLE 4149 171 8183 SH DEFINED 1931 DEFINED 6252 36 1714 SH OTHER 1214 OTHER 500 38 1843 SH DEF/OTH 1843 HORIZON BANCORP IND COMMON STOCK 440407104 10 375 SH SOLE 375 22645 861017 SH DEFINED 591461 DEFINED 269556 795 30220 SH OTHER 30220 3827 145517 SH DEF/OTH 4860 DEF/OTH 140657 COLUMN TOTALS 27618
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- HORIZON BANCORP COMMON STOCK 440407104 3827 145517 SH INTERNATIONAL COMMON STOCK 459200101 236 1208 SH SOLE 122 BUSINESS MACHINES SOLE 1086 385 1966 SH DEFINED 443 DEFINED 1523 33 169 SH OTHER 119 OTHER 50 ISHARES ETF-EQUITY 464287549 745 11371 SH SOLE 1147 SOLE 10224 600 9153 SH DEFINED 4010 DEFINED 5143 58 880 SH OTHER 755 OTHER 125 JOHNSON & JOHNSON COMMON STOCK 478160104 193 2864 SH SOLE 282 SOLE 2582 201 2975 SH DEFINED 1293 DEFINED 1682 28 420 SH OTHER 220 OTHER 200 L-3 COMMUNICATIONS COMMON STOCK 502424104 123 1663 SH SOLE 168 HOLDINGS CORP SOLE 1495 103 1394 SH DEFINED 590 DEFINED 804 28 382 SH OTHER 132 OTHER 250 LABORATORY CORP COMMON STOCK 50540R409 198 2140 SH SOLE 212 COLUMN TOTALS 2931
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- LABORATORY CORP AMERICA COMMON STOCK 50540R409 198 2140 SH SOLE 1928 HLDGS 156 1684 SH DEFINED 767 DEFINED 917 27 288 SH OTHER 188 OTHER 100 MARATHON OIL CORP COMMON STOCK 565849106 108 4208 SH SOLE 422 SOLE 3786 90 3517 SH DEFINED 1524 DEFINED 1993 10 387 SH OTHER 337 OTHER 50 8 331 SH DEF/OTH 331 MARATHON PETE CORP COMMON STOCK 56585A102 109 2425 SH SOLE 245 SOLE 2180 88 1950 SH DEFINED 881 DEFINED 1069 10 218 SH OTHER 168 OTHER 50 7 165 SH DEF/OTH 165 MICROSOFT CORP COMMON STOCK 594918104 207 6765 SH SOLE 687 SOLE 6078 161 5278 SH DEFINED 2395 COLUMN TOTALS 981
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- MICROSOFT CORP COMMON STOCK 594918104 161 5278 SH DEFINED 2883 45 1467 SH OTHER 347 OTHER 1120 24 778 SH DEF/OTH 778 MIGRATEC INC COMMON STOCK 598622108 0 100000 SH DEF/OTH 100000 NATIONAL OIL WELL COMMON STOCK 637071101 160 2481 SH SOLE 246 VARCO INC SOLE 2235 126 1961 SH DEFINED 910 DEFINED 1051 12 191 SH OTHER 191 OMNICOM GROUP COMMON STOCK 681919106 136 2801 SH SOLE 294 SOLE 2507 131 2692 SH DEFINED 1020 DEFINED 1672 9 190 SH OTHER 190 PAYCHEX INC COMMON STOCK 704326107 119 3792 SH SOLE 386 SOLE 3406 94 2999 SH DEFINED 1411 DEFINED 1588 8 263 SH OTHER 263 PEPSICO INC COMMON STOCK 713448108 105 1479 SH SOLE 143 SOLE 1336 208 2941 SH DEFINED 546 DEFINED 2395 27 377 SH OTHER 177 COLUMN TOTALS 1204
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- PEPSICO INC COMMON STOCK 713448108 27 377 SH OTHER 200 17 236 SH DEF/OTH 236 PFIZER INC COMMON STOCK 717081103 2028 88173 SH DEFINED 88173 2881 125280 SH OTHER 125280 18 794 SH DEF/OTH 794 PHILIP MORRIS COMMON STOCK 718172109 191 2193 SH SOLE 216 INTERNATIONAL INC SOLE 1977 445 5094 SH DEFINED 1979 DEFINED 3115 43 493 SH OTHER 43 OTHER 450 POWERSHARES ETF-EQUITY 73935X500 36 8042 SH SOLE 847 SOLE 7195 27 6090 SH DEFINED 2847 DEFINED 3243 2 564 SH OTHER 564 SPDR ETF-ALTERNATIVE 78463V107 281 1809 SH DEFINED 25 ASSETS DEFINED 1784 66 426 SH OTHER 426 0 3 SH DEF/OTH 3 SPDR ETF-EQUITY 78464A698 148 5388 SH SOLE 540 SOLE 4848 103 3760 SH DEFINED 1858 DEFINED 1902 14 511 SH OTHER 341 COLUMN TOTALS 6300
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- SPDR ETF-EQUITY 78464A698 14 511 SH OTHER 170 SELECT SECTORS ETF-EQUITY 81369Y506 263 3957 SH SOLE 392 SOLE 3565 206 3103 SH DEFINED 1431 DEFINED 1672 20 308 SH OTHER 308 SELECT SECTORS ETF-EQUITY 81369Y886 339 9160 SH SOLE 921 SOLE 8239 258 6972 SH DEFINED 3241 DEFINED 3731 36 982 SH OTHER 682 OTHER 300 AMERITRADE HOLDING CORP COMMON STOCK 87236Y108 130 7662 SH SOLE 780 SOLE 6882 101 5923 SH DEFINED 2767 DEFINED 3156 9 517 SH OTHER 517 TJX COS INC COMMON STOCK 872540109 248 5768 SH SOLE 591 SOLE 5177 195 4553 SH DEFINED 2078 DEFINED 2475 19 434 SH OTHER 434 TTC TECHNOLOGY CORP COMMON STOCK 87304R100 0 41700 SH DEFINED 41700 VANGUARD ETF-EQUITY 92204A108 239 3448 SH SOLE 341 SOLE 3107 COLUMN TOTALS 2063
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- VANGUARD ETF-EQUITY 92204A108 239 3448 SH 191 2755 SH DEFINED 1273 DEFINED 1482 14 202 SH OTHER 202 VANGUARD ETF-EQUITY 92204A207 297 3370 SH SOLE 332 SOLE 3038 233 2644 SH DEFINED 1213 DEFINED 1431 26 295 SH OTHER 295 VANGUARD ETF-EQUITY 92204A405 306 9864 SH SOLE 998 SOLE 8866 249 8013 SH DEFINED 3531 DEFINED 4482 31 987 SH OTHER 887 OTHER 100 VANGUARD ETF-EQUITY 92204A504 408 5918 SH SOLE 597 SOLE 5321 320 4641 SH DEFINED 2106 DEFINED 2535 13 182 SH OTHER 182 VANGUARD ETF-EQUITY 92204A603 156 2340 SH SOLE 235 SOLE 2105 126 1899 SH DEFINED 860 DEFINED 1039 COLUMN TOTALS 2370
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- VANGUARD ETF-EQUITY 92204A603 16 236 SH OTHER 236 VANGUARD ETF-EQUITY 92204A801 200 2566 SH SOLE 261 SOLE 2305 153 1968 SH DEFINED 892 DEFINED 1076 13 172 SH OTHER 172 VANGUARD ETF-EQUITY 92204A884 262 3864 SH SOLE 398 SOLE 3466 205 3024 SH DEFINED 1357 DEFINED 1667 17 251 SH OTHER 251 WAL MART STORES INC COMMON STOCK 931142103 109 1570 SH SOLE 150 SOLE 1420 213 3060 SH DEFINED 1450 DEFINED 1610 15 216 SH OTHER 140 OTHER 76 36 521 SH DEF/OTH 521 WALGREEN CO COMMON STOCK 931422109 482 16304 SH DEFINED 379 DEFINED 15925 18 600 SH OTHER 600 11 369 SH DEF/OTH 369 WELLS FARGO & CO COMMON STOCK 949746101 259 7750 SH SOLE 782 SOLE 6968 COLUMN TOTALS 2009
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER --------------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE -------------------------- ----------------- --------- ------- ------- --- ---- ------- -------- -------- -------- --------- WELLS FARGO & CO COMMON STOCK 949746101 436 13048 SH DEFINED 4485 DEFINED 8563 37 1114 SH OTHER 614 OTHER 500 127 4920 SH OTHER 4920 XPO LOGISTICS INC COMMON STOCK 983793100 878 52291 SH DEFINED 52291 NOBLE CORPORATION COMMON STOCK H5833N103 118 3632 SH SOLE 377 SWITZERLAND SOLE 3255 91 2785 SH DEFINED 1266 DEFINED 1519 9 270 SH OTHER 270 COLUMN TOTALS 1696 AGGREGATE TOTAL 52325