13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2011 Check here if Amendment [_] Amendment Number: This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: HORIZON Bancorp Address: 515 Franklin Square Michigan City, IN 46360 13F File Number: 28-6479 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark E. Secor Title: Chief Financial Officer Phone: 219-873-2611 Signature, Place, and Date of Signing: /s/ Mark E. Secor, Chief Financial Officer, Michigan City, IN 1 07/21/2011 Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ AFLAC INC COMMON STOCK 001055102 272 5836 SH SOLE 982 SOLE 4854 165 3532 SH DEFINED 2131 DEFINED 1401 20 423 SH OTHER 343 OTHER 80 AT&T INC COMMON STOCK 00206R102 7 216 SH SOLE 216 376 11959 SH DEFINED 11959 13 400 SH OTHER 400 34 1076 SH DEF/OTH 1076 AMERICAN EXPRESS COMMON STOCK 025816109 240 4638 SH DEFINED 4638 AMETEK INC COMMON STOCK 031100100 232 5167 SH DEFINED 5167 ADR BP AMOCO PLC FOREIGN STOCK 055622104 354 7986 SH DEFINED 7986 237 5342 SH OTHER 50 OTHER 5292 BERKSHIRE HATHAWAY INC COMMON STOCK 084670108 232 2 SH DEFINED 2 116 1 SH DEF/OTH 1 BERKSHIRE HATHAWAY INC COMMON STOCK 084670702 8 100 SH SOLE 100 389 5020 SH DEFINED 1570 DEFINED 3450 120 1550 SH DEF/OTH 1250 DEF/OTH 300 CSX CORP COMMON STOCK 126408103 389 14835 SH SOLE 1380 SOLE 13455 COLUMN TOTALS 3204
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ CSX CORP COMMON STOCK 126408103 202 7700 SH DEFINED 2855 DEFINED 4845 15 570 SH OTHER 345 OTHER 225 CVS CAREMARK CORP COMMON STOCK 126650100 161 4295 SH SOLE 698 SOLE 3597 98 2611 SH DEFINED 1566 DEFINED 1045 14 385 SH OTHER 185 OTHER 200 CATERPILLAR INC COMMON STOCK 149123101 153 1438 SH SOLE 246 SOLE 1192 97 909 SH DEFINED 535 DEFINED 374 18 171 SH OTHER 121 OTHER 50 CHEVRON CORP COMMON STOCK 166764100 317 3082 SH SOLE 526 SOLE 2556 465 4518 SH DEFINED 2197 DEFINED 2321 57 553 SH OTHER 203 OTHER 350 CISCO SYSTEMS INC COMMON STOCK 17275R102 90 5747 SH SOLE 962 SOLE 4785 61 3895 SH DEFINED 2398 COLUMN TOTALS 1748
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ CISCO SYSTEMS INC COMMON STOCK 17275R102 61 3895 SH DEFINED 1497 6 400 SH OTHER 300 OTHER 100 COCA COLA CO COMMON STOCK 191216100 147 2183 SH SOLE 355 SOLE 1828 88 1309 SH DEFINED 779 DEFINED 530 63 930 SH OTHER 180 OTHER 750 32 473 SH DEF/OTH 473 CONAGRA FOODS COMMON STOCK 205887102 157 6067 SH SOLE 1029 SOLE 5038 93 3606 SH DEFINED 2160 DEFINED 1446 9 350 SH OTHER 350 DIRECTV GROUP INC COMMON STOCK 25490A101 202 3967 SH SOLE 674 SOLE 3293 138 2711 SH DEFINED 1717 DEFINED 994 12 233 SH OTHER 233 DU PONT E I DE COMMON STOCK 263534109 149 2764 SH SOLE 461 NEMOURS & CO SOLE 2303 131 2421 SH DEFINED 1411 DEFINED 1010 35 645 SH OTHER 145 COLUMN TOTALS 1262
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ DU PONT E I DE COMMON STOCK 263534109 35 645 SH OTHER 500 NEMOURS & CO EXPRESS 1 COMMON STOCK 30217Q108 674 216806 SH DEFINED 216806 EXPEDITED SOLUTI EXXON MOBIL COMMON STOCK 30231G102 496 6100 SH DEFINED 6100 CORPORATION 73 903 SH OTHER 903 54 664 SH DEF/OTH 664 FLUOR CORP COMMON STOCK 343412102 149 2306 SH SOLE 383 SOLE 1923 90 1389 SH DEFINED 832 DEFINED 557 8 122 SH OTHER 122 GENERAL ELECTRIC CO COMMON STOCK 369604103 111 5900 SH SOLE 994 SOLE 4906 181 9571 SH DEFINED 4967 DEFINED 4604 31 1639 SH OTHER 1139 OTHER 500 17 900 SH DEF/OTH 900 HORIZON BANCORP IND COMMON STOCK 440407104 102 3808 SH SOLE 3808 16527 614383 SH DEFINED 437053 DEFINED 177330 258 9589 SH OTHER 9589 3076 114367 SH DEF/OTH 16915 DEF/OTH 97452 COLUMN TOTALS 21847
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ HORIZON BANCORP COMMON STOCK 440407104 3076 114367 SH INTERNATIONAL COMMON STOCK 459200101 358 2088 SH SOLE 342 BUSINESS MACHINES SOLE 1746 389 2269 SH DEFINED 788 DEFINED 1481 29 169 SH OTHER 119 OTHER 50 ISHARES ETF-EQUITY 464287549 792 12767 SH SOLE 2159 SOLE 10608 530 8542 SH DEFINED 5410 DEFINED 3132 53 856 SH OTHER 731 OTHER 125 ISHARES SILVER TRUST ETF-ALTERNATIVE 46428Q109 192 5687 SH DEFINED 5000 ASSETS DEFINED 687 20 600 SH DEF/OTH 600 JOHNSON & JOHNSON COMMON STOCK 478160104 279 4191 SH SOLE 710 SOLE 3481 235 3535 SH DEFINED 1931 DEFINED 1604 21 320 SH OTHER 220 OTHER 100 JOHNSON CONTROLS COMMON STOCK 478366107 194 4661 SH SOLE 770 INCORPORATED SOLE 3891 118 2824 SH DEFINED 1679 DEFINED 1145 9 223 SH OTHER 223 COLUMN TOTALS 3219
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ JOHNSON CONTROLS COMMON STOCK 478366107 9 223 SH L-3 COMMUNICATION COMMON STOCK 502424104 183 2091 SH SOLE 353 HOLDINGS SOLE 1738 126 1444 SH DEFINED 808 DEFINED 636 38 432 SH OTHER 132 OTHER 300 LABORATORY CORP COMMON STOCK 50540R409 308 3187 SH SOLE 531 OF AMERICA SOLE 2656 189 1952 SH DEFINED 1156 DEFINED 796 28 293 SH OTHER 193 OTHER 100 MARATHON OIL COMMON STOCK 565849106 319 6050 SH SOLE 1021 CORPORATION SOLE 5029 203 3858 SH DEFINED 2390 DEFINED 1468 23 437 SH OTHER 337 OTHER 100 MICROSOFT CORP COMMON STOCK 594918104 229 8810 SH SOLE 1475 SOLE 7335 148 5678 SH DEFINED 3192 DEFINED 2486 33 1267 SH OTHER 347 OTHER 920 NATIONAL OIL WELL COMMON STOCK 637071101 303 3880 SH SOLE 670 VARCO SOLE 3210 183 2346 SH DEFINED 1408 COLUMN TOTALS 2313
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ NATIONAL OIL WELL COMMON STOCK 637071101 183 2346 SH DEFINED 938 VARCO 19 244 SH OTHER 244 OMNICOM GROUP COMMON STOCK 681919106 196 4069 SH SOLE 674 SOLE 3395 141 2931 SH DEFINED 1965 DEFINED 966 9 190 SH OTHER 190 PAYCHEX INCORPORATED COMMON STOCK 704326107 163 5295 SH SOLE 894 SOLE 4401 98 3178 SH DEFINED 1909 DEFINED 1269 8 263 SH OTHER 263 PEPSICO INC COMMON STOCK 713448108 133 1882 SH SOLE 326 SOLE 1556 220 3130 SH DEFINED 2578 DEFINED 552 25 357 SH OTHER 177 OTHER 180 PFIZER INC COMMON STOCK 717081103 1372 66613 SH DEFINED 66613 3025 146840 SH OTHER 62578 OTHER 84262 PHILIP MORRIS COMMON STOCK 718172109 122 1823 SH SOLE 340 INTERNATIONAL INC SOLE 1483 358 5364 SH DEFINED 2806 DEFINED 2558 COLUMN TOTALS 5889
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ PHILIP MORRIS COMMON STOCK 718172109 32 479 SH OTHER 29 INTERNATIONAL INC OTHER 450 POWERSHARES ETF ETF-EQUITY 73935X500 92 10252 SH SOLE 1749 TRUST SOLE 8503 56 6261 SH DEFINED 3776 DEFINED 2485 5 564 SH OTHER 564 POWERSHARES DB ETF-EQUITY 73936B101 235 7900 SH DEFINED 1250 DEFINED 6650 6 205 SH OTHER 205 3 100 SH DEF/OTH 100 SPDR GOLD SHARES ETF-ALTERNATIVE 78463V107 746 5109 SH DEFINED 84 ASSETS DEFINED 5025 62 426 SH OTHER 426 SPDR ETF-EQUITY 81369Y506 425 5634 SH SOLE 969 SOLE 4665 260 3452 SH DEFINED 2084 DEFINED 1368 24 316 SH OTHER 316 SPDR ETF-EQUITY 81369Y886 348 10382 SH SOLE 1751 SOLE 8631 243 7254 SH DEFINED 4723 DEFINED 2531 31 932 SH OTHER 632 OTHER 300 COLUMN TOTALS 2568
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ AMERITRADE COMMON STOCK 87236Y108 208 10654 SH SOLE 1797 HOLDING CORP SOLE 8857 126 6435 SH DEFINED 3851 DEFINED 2584 10 517 SH OTHER 517 TJX COS INC NEW COMMON STOCK 872540109 214 4070 SH SOLE 684 SOLE 3386 135 2564 SH DEFINED 1551 DEFINED 1013 11 217 SH OTHER 217 ADR TEVA FOREIGN STOCK 881624209 248 5146 SH SOLE 878 PHARMACEUTICAL IND SOLE 4268 162 3350 SH DEFINED 1942 DEFINED 1408 26 541 SH OTHER 279 OTHER 262 VANGUARD ETF-EQUITY 92204A108 245 3739 SH SOLE 632 SOLE 3107 157 2401 SH DEFINED 1356 DEFINED 1045 13 192 SH OTHER 192 VANGUARD ETF-EQUITY 92204A207 359 4496 SH SOLE 729 SOLE 3767 206 2581 SH DEFINED 1532 DEFINED 1049 COLUMN TOTALS 2120
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ VANGUARD ETF-EQUITY 92204A207 206 2581 SH 24 295 SH OTHER 295 VANGUARD ETF-EQUITY 92204A405 702 21875 SH SOLE 3669 SOLE 18206 438 13628 SH DEFINED 7967 DEFINED 5661 39 1216 SH OTHER 1016 OTHER 200 VANGUARD ETF-EQUITY 92204A504 439 6841 SH SOLE 1172 SOLE 5669 274 4278 SH DEFINED 2618 DEFINED 1660 11 168 SH OTHER 168 VANGUARD ETF-EQUITY 92204A603 313 4509 SH SOLE 766 SOLE 3743 190 2737 SH DEFINED 1648 DEFINED 1089 16 236 SH OTHER 236 VANGUARD ETF-EQUITY 92204A801 330 3837 SH SOLE 647 SOLE 3190 201 2332 SH DEFINED 1401 DEFINED 931 16 185 SH OTHER 185 VANGUARD ETF-EQUITY 92204A884 314 4404 SH SOLE 748 COLUMN TOTALS 3307
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ VANGUARD ETF-EQUITY 92204A884 314 4404 SH SOLE 3656 198 2779 SH DEFINED 1604 DEFINED 1175 18 251 SH OTHER 251 WAL MART STORES INC COMMON STOCK 931142103 100 1878 SH SOLE 321 SOLE 1557 169 3189 SH DEFINED 2420 DEFINED 769 11 216 SH OTHER 140 OTHER 76 7 124 SH DEF/OTH 124 WALGREEN CO COMMON STOCK 931422109 1 35 SH SOLE 35 694 16353 SH DEFINED 563 DEFINED 15790 30 700 SH OTHER 700 WELLS FARGO & CO COMMON STOCK 949746101 343 12219 SH SOLE 2053 SOLE 10166 431 15366 SH DEFINED 7439 DEFINED 7927 32 1139 SH OTHER 639 OTHER 500 ACCENTURE PLC FOREIGN STOCK G1151C101 247 4087 SH SOLE 697 SOLE 3390 150 2477 SH DEFINED 1502 DEFINED 975 COLUMN TOTALS 2431
FORM 13F INFORMATION TABLE
SHS VOTING AUTHORITY NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER -------------------- SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ---------------------- --------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------ ACCENTURE PLC FOREIGN STOCK G1151C101 15 242 SH OTHER 242 NOBLE CORPORATION COMMON STOCK H5833N103 193 4903 SH SOLE 788 SWITZERLAND SOLE 4115 117 2958 SH DEFINED 1773 DEFINED 1185 11 270 SH OTHER 270 COLUMN TOTALS 336 AGGREGATE TOTAL 50244
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $ 50,244 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE