13F-HR 1 l28826ae13fvhr.txt HORIZON BANCORP 13F-HR . . . Form 13F Report for the Calendar Year or Quarter Ended: 9/30/2007 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries
Institutional Investment Manager Filing this Report: Name: Horizon Bancorp Address: 515 Franklin Square Michigan City, IN 46360 Form 13F File Number 28-6479 Person Signing this Report on Behalf of Reporting Manager: Name: James H. Foglesong Title: Chief Financial Officer Phone: 219-873-2608 Signature, Place, and Date of Signing: /s/ James H. Foglesong, Chief Financial Officer Michigan City, IN ----------------------------------------------- ----------------- Place
11/9/2007 Date Report Type (check only one): [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: Horizon Trust & Investment Management
Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: $60,059,896.00 List of Other Included Managers: Horizon Trust & Investment Management
Name of Issuer (1) Type (2) Cusip (3) Market (4) Shares/PV (5) ------------------ -------- --------- ---------- ------------- Aflac Inc. Equity 001055102 804207 14099 AT & T Inc Equity 00206R102 729890 17251 Alltel Corp Equity 020039103 422540 6064 Altria Group, Inc. Equity 02209S103 514244 7396 American Express Company Equity 025816109 598746 10085 Ametek Inc Equity 031100100 662130 15320 BP Amoco PLC, ADR's Equity 055622104 1595813 23011 Bank America Corp Equity 060505104 973529 19366 Berkshire Hathaway Inc Del Cl A Equity 084670108 237020 2 Berkshire Hathaway, Inc. Cl B Equity 084670207 624416 158 Caterpillar Inc Equity 149123101 363052 4629 Chevron Corporation Equity 166764100 1028070 10986 Cisco Systems Inc Equity 17275R102 389243 11749 Coca-Cola Company Equity 191216100 212696 3701 Conagra Inc Equity 205887102 302350 11571 DFA Five-Year Global Fixed Income #24 Equity 233203884 6560956 610321 DNP Select Income Fund Inc. Equity 23325P104 899622 82991 Directv Group Inc Equity 25459L106 227091 9353 Du Pont DE Nemours Equity 263534109 395191 7974 Exxon Mobil Corp Equity 30231G102 1186527 12819 Fifth Third Bancorp Equity 316773100 210869 6224 General Electric Company Equity 369604103 1203953 29081 Hubbell Inc Cl B Equity 443510201 312732 5475 International Business Machines Corp Equity 459200101 712337 6047 Ishares Goldman Sachs Tech I Equity 464287549 1648336 27422 Johnson & Johnson Equity 478160104 743921 11323 Johnson Controls Inc Equity 478366107 450826 3817 L-3 Communications Holdings, Inc. Equity 502424104 737247 7218 Marathon Oil Corp Equity 565849106 602416 10565 Microsoft Corporation Equity 594918104 404663 13736 Moody's Corp Equity 615369105 206640 4100 Omnicom Group Inc Equity 681919106 434157 9028 Paychex, Inc Equity 704326107 387983 9463 Pepsico Inc Equity 713448108 600439 8196 Pfizer Inc. Equity 717081103 565261 23138 Powershares Wilder Hill Equity 73935X500 209489 9152 Royal Dutch Shell PLC-ADR A Equity 780259206 258867 3150 Energy Select Sector SPDR Equity 81369Y506 1055353 14109 Utilities Select Sector SPDR Equity 81369Y886 818009 20553 TJX Companies, Inc. Equity 872540109 436253 15007 Unitedhealth Group Inc. Equity 91324P102 397174 8201 Vanguard GNMA #536 - Admiral Class Equity 922031794 21102319 2074958 Vanguard Consumer Discretionary ETF Equity 92204A108 357903 5980 Vanguard Consumer Staples ETF Equity 92204A207 456556 6512 Vanguard Financial ETF Equity 92204A405 805808 13236 Vanguard Health Care ETF Equity 92204A504 901117 14669 Vanguard Industrials ETF Equity 92204A603 584506 7590 Vanguard Materials ETF Equity 92204A801 401183 4562 Vanguard Telecom Service ETF Equity 92204A884 393586 4738 Wachovia Corp Equity 929903102 715791 14273 Wal-Mart Stores Inc Equity 931142103 424976 9736 Walgreen CO Equity 931422109 695042 14713 Wells Fargo & CO New Equity 949746101 1306684 36684 Whirlpool Corp Equity 963320106 449688 5047 Accenture Ltd. Equity G1150G111 311897 7749 OpenTV Corp Equity G67543101 28582 19312 ------------------ ------------------ $60,059,896.00 3,363,610 ================== ==================
Investment Direction (6) Voting Authority (8) ----------------------------------- ----------------------------- Name of Issuer (1) Sole Shared-Defined Shared-Other Other Managers (7) Sole Shared None ------------------ ---------- -------------- ------------ ------------------ ------- ------ ----- Aflac Inc. 7824 6275 0 4082 0 10017 AT & T Inc 0 17251 0 4512 0 12739 Alltel Corp 2697 3367 0 2061 0 4003 Altria Group, Inc. 0 7396 0 850 0 6546 American Express Company 0 10085 0 0 0 10085 Ametek Inc 0 15320 0 0 0 15320 BP Amoco PLC, ADR's 0 23011 0 1000 0 22011 Bank America Corp 7588 11778 0 4625 0 14741 Berkshire Hathaway Inc Del Cl A 0 2 0 0 0 2 Berkshire Hathaway, Inc. Cl B 21 137 0 33 0 125 Caterpillar Inc 2496 2133 0 1282 0 3347 Chevron Corporation 3826 7160 0 3464 0 7522 Cisco Systems Inc 5940 5809 0 3604 0 8145 Coca-Cola Company 0 3701 0 1500 0 2201 Conagra Inc 6496 5075 0 3550 0 8021 DFA Five-Year Global Fixed Income #24 364093 246228 0 133377 3664 473280 DNP Select Income Fund Inc. 1000 81991 0 10250 600 72141 Directv Group Inc 5380 3973 0 2831 0 6522 Du Pont DE Nemours 2802 5172 0 2553 0 5421 Exxon Mobil Corp 0 12819 0 1700 0 11119 Fifth Third Bancorp 0 6224 0 0 0 6224 General Electric Company 7622 21459 0 12761 0 16320 Hubbell Inc Cl B 0 5475 0 0 0 5475 International Business Machines Corp 2157 3890 0 1403 0 4644 Ishares Goldman Sachs Tech I 14357 13065 0 8388 0 19034 Johnson & Johnson 3927 7396 0 5232 0 6091 Johnson Controls Inc 2033 1784 0 1286 0 2531 L-3 Communications Holdings, Inc. 3341 3877 0 2421 0 4797 Marathon Oil Corp 6124 4441 0 3171 0 7394 Microsoft Corporation 6220 7516 0 3346 0 10390 Moody's Corp 0 4100 0 0 0 4100 Omnicom Group Inc 4754 4274 0 2778 0 6250 Paychex, Inc 5259 4204 0 2952 0 6511 Pepsico Inc 2997 5199 0 3965 0 4231 Pfizer Inc. 9932 13206 0 5770 0 17368 Powershares Wilder Hill 4885 4267 0 2636 0 6516 Royal Dutch Shell PLC-ADR A 0 3150 0 200 0 2950 Energy Select Sector SPDR 7921 6188 0 4309 0 9800 Utilities Select Sector SPDR 10767 9786 0 6103 0 14450 TJX Companies, Inc. 8480 6527 0 4642 0 10365 Unitedhealth Group Inc. 4663 3538 0 2474 0 5727 Vanguard GNMA #536 - Admiral Class 1094889 980068 0 485363 14019 1575576 Vanguard Consumer Discretionary ETF 3491 2489 0 1468 0 4512 Vanguard Consumer Staples ETF 3752 2760 0 1974 0 4538 Vanguard Financial ETF 7284 5952 0 4042 0 9194 Vanguard Health Care ETF 8578 6091 0 3979 0 10690 Vanguard Industrials ETF 4247 3343 0 2370 0 5220 Vanguard Materials ETF 2389 2173 0 1366 0 3196 Vanguard Telecom Service ETF 2721 2017 0 1429 0 3309 Wachovia Corp 7227 7046 0 4166 0 10107 Wal-Mart Stores Inc 4210 5526 0 2969 0 6767 Walgreen CO 4221 10492 0 2764 0 11949 Wells Fargo & CO New 11122 25562 0 10189 0 26495 Whirlpool Corp 105 4942 0 0 0 5047 Accenture Ltd. 4165 3584 0 2449 0 5300 OpenTV Corp 0 19312 0 19312 0 0 ------------------------------------------------------------------------------------------- 1,674,003 1,689,606 0 798,951 18,283 2,546,376 ===========================================================================================