-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I8sfMaWLv62L03ChKULPIOW+cLRgdQFzgAq/+3dSiogFQwxkzaU7VqJ9jYf/Wa/T wBPbMKAKOFcxENsDcWFUKA== 0000950152-04-002679.txt : 20040406 0000950152-04-002679.hdr.sgml : 20040406 20040406113440 ACCESSION NUMBER: 0000950152-04-002679 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040406 EFFECTIVENESS DATE: 20040406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06479 FILM NUMBER: 04719566 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQ CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQ CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 13F-HR 1 l06769ae13fvhr.txt HORIZON BANCORP/TRUST FORM 13F-HR Form 13F Report for the Calendar Year or Quarter Ended: 3/31/2004 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Horizon Bancorp Address: 515 Franklin Square Michigan City, IN 46360 Form 13F File Number 28-6479 Person Signing this Report on Behalf of Reporting Manager: Name: James H. Foglesong Title: Chief Financial Officer Phone: 219-873-2608 Signature, Place, and Date of Signing: /s/ James H. Foglesong, Chief Financial Officer Michigan City, IN - ----------------------------------------------- ----------------- Place 4/6/2004 - -------- Date Report Type (check only one): [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting Horizon Trust & Investment Management for this Manager: Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total: $64,689,111 List of Other Included Managers: Horizon Trust & Investment Management
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- Abbott Laboratories Equity 2824100 794134 19322 Alcoa Inc Com Stk Equity 13817101 804288 23185 Alltel Corp Equity 20039103 715522 14342 Altria Group, Inc. Equity 02209S103 1247395 22909 America Movil - ADR Series L Equity 02364W105 1159500 30000 American Express Company Equity 25816109 323700 6243 American International Group Inc Equity 26874107 1352796 18960 Ameristock Mutual Fund Equity 03071F104 3032819 77526 Apache Corp Equity 37411105 592379 13722 BP Amoco PLC, ADR's Equity 55622104 1890867 36931 Bellsouth Corp Equity 79860102 484686 17504 Berkshire Hathaway Inc Del Cl A Equity 84670108 839700 9 Berkshire Hathaway, Inc. Cl B Equity 84670207 740420 238 Bluegreen Corp Equity 96231105 1266192 97700 Burlington Northern/Santa Fe Equity 12189T104 424715 13483 Cardinal Health Inc Equity 14149Y108 960259 13937 Cendant Corp. Equity 151313103 1091160 44738 ChevronTexaco Corp Equity 166764100 1097426 12502 Chiron Corp Equity 170040109 584717 13286 Cisco Systems Inc Equity 17275R102 954939 40515 Citigroup, Inc. Equity 172967101 1285934 24873 Coca-Cola Company Equity 191216100 446815 8883 Costco Wholesale Corp Equity 22160K105 306597 8152 DNP Select Income Fund Inc. Equity 23325P104 3478106 305097 Dell Inc. Equity 24702R101 215740 6417 Du Pont DE Nemours Equity 263534109 622661 14748 EMC Corporation Equity 268648102 148676 10924 Electronic Arts Inc Equity 285512109 329802 6137 Epoch Pharmaceuticals Inc Equity 294273107 41000 20000 Exxon Mobil Corp Equity 30231G102 779646 18746 Federal-Mogul Corporation Equity 313549107 7200 20000 ---------------------------------- ---------------------------------- INVESTMENT DIRECTION (6) VOTING AUTHORITY (8) ---------------------------------- ---------------------------------- NAME OF ISSUER (1) SOLE SHARED NONE OTHER MANAGERS (7) SOLE SHARED NONE ------------------ ---------------------------------- --------------------- ---------------------------------- Abbott Laboratories 11585 5802 1935 Not Applicable 2690 0 16632 Alcoa Inc Com Stk 14353 8332 500 4830 0 18355 Alltel Corp 9270 5072 0 2950 50 11342 Altria Group, Inc. 15435 4219 3255 2600 0 20309 America Movil - ADR Series L 0 0 30000 0 0 30000 American Express Company 315 5476 452 0 0 6243 American International Group Inc 10618 6468 1874 3090 0 15870 Ameristock Mutual Fund 40464 36715 347 13329.287 107 64090 Apache Corp 9542 4180 0 2875 0 10847 BP Amoco PLC, ADR's 24238 11450 1100 600 0 36331 Bellsouth Corp 9781 3775 3948 4721 0 12783 Berkshire Hathaway Inc Del Cl A 0 6 3 0 0 9 Berkshire Hathaway, Inc. Cl B 6 202 30 10 0 228 Bluegreen Corp 0 0 97700 0 0 97700 Burlington Northern/Santa Fe 110 0 13373 0 0 13483 Cardinal Health Inc 8999 4438 500 2975 0 10962 Cendant Corp. 29735 15003 0 8980 0 35758 ChevronTexaco Corp 7036 4173 1216 2438 0 10064 Chiron Corp 8648 4638 0 2815 0 10471 Cisco Systems Inc 23273 13281 3961 6460 460 33595 Citigroup, Inc. 14817 8886 1170 4779 0 20094 Coca-Cola Company 3272 3049 2562 900 150 7833 Costco Wholesale Corp 5425 2727 0 1485 0 6667 DNP Select Income Fund Inc. 147246 131251 26600 40061 1500 263536 Dell Inc. 4467 1375 575 450 300 5667 Du Pont DE Nemours 9413 4635 700 3174 100 11474 EMC Corporation 4210 5205 1509 2150 134 8640 Electronic Arts Inc 4275 1862 0 1215 0 4922 Epoch Pharmaceuticals Inc 0 0 20000 0 0 20000 Exxon Mobil Corp 6050 5300 7096 3800 0 14946 Federal-Mogul Corporation 0 0 20000 0 0 20000
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- Fedex Corporation Equity 31428X106 246901 3285 Furrs Bishops Inc Equity 361115603 125 12500 General Electric Company Equity 369604103 2503220 82019 Harley-Davidson Equity 412822108 875469 16413 Home Depot Incorporated Equity 437076102 868844 23256 Hubbell Inc Cl B Equity 443510201 219712 5475 Intel Corp Equity 458140100 766088 28165 International Business Machines Corp Equity 459200101 429628 4678 Johnson & Johnson Equity 478160104 829779 16360 Kimberly Clark Equity 494368103 1416658 22451 L-3 Communications Holdings, Inc. Equity 502424104 695500 11693 Lincoln National Corporation Equity 534187109 294472 6223 Lowes Companies Inc Equity 548661107 570281 10160 Lucent Technologies Inc Equity 549463107 44335 10787 MBNA Corporation Equity 55262L100 1652412 59805 Malaysia Fund Equity 560905101 131290 19000 Marsh & McLennan CO Equity 571748102 703714 15199 Medtronic Inc Equity 585055106 878314 18394 Merck & CO., Inc Equity 589331107 813980 18420 Microsoft Corporation Equity 594918104 1556978 62454 Migratec Inc Equity 598622108 100 100000 Millenium Pharmaceuticals Inc Equity 599902103 343070 20300 NTN Communications Inc Equity 629410309 37700 13000 Nanophase Technologies Corp Equity 630079101 446400 45000 Newmont Mining Corp Equity 651639106 617381 13240 Nisource Inc Equity 65473P105 241166 11349 Nokia Corp ADR Equity 654902204 1132841 55860 Northern Trust Corp Equity 665859104 1663356 35702 Omnicom Group Inc Equity 681919106 501563 6250 Pepsico Inc Equity 713448108 1213241 22530 Pfizer Inc. Equity 717081103 1455872 41537 Qualcomm Inc Equity 747525103 1049039 15825 Royal Dutch Petroleum Equity 780257804 1105569 23236 SBC Communications Equity 78387G103 282308 11504 Schering Plough Corporation Equity 806605101 1019751 62870 Starbucks Corp Equity 855244109 792240 20920 Sun Microsystems Equity 866810104 47371 11360 ---------------------------------- --------------------------------- INVESTMENT DIRECTION (6) VOTING AUTHORITY (8) ---------------------------------- --------------------------------- NAME OF ISSUER (1) SOLE SHARED NONE OTHER MANAGERS (7) SOLE SHARED NONE ------------------ ---------------------------------- -------------------- --------------------------------- Fedex Corporation 2100 335 850 350 0 2935 Furrs Bishops Inc 0 0 12500 0 0 12500 General Electric Company 49999 22687 8972 15025 0 66994 Harley-Davidson 10062 6032 319 3090 100 13223 Home Depot Incorporated 13423 8950 883 3850 0 19406 Hubbell Inc Cl B 0 5475 0 0 0 5475 Intel Corp 560 2800 24605 200 280 27685 International Business Machines Corp 330 4182 166 0 83 4595 Johnson & Johnson 6630 2700 7030 1050 0 15310 Kimberly Clark 13693 5449 3309 3532 0 18919 L-3 Communications Holdings, Inc. 7721 3972 0 2380 0 9313 Lincoln National Corporation 1400 3000 1823 3000 0 3223 Lowes Companies Inc 6055 3805 300 1900 0 8260 Lucent Technologies Inc 3810 3898 3079 822 354 9611 MBNA Corporation 41125 18100 580 11177 375 48253 Malaysia Fund 3500 0 15500 0 0 19000 Marsh & McLennan CO 10217 4982 0 3180 0 12019 Medtronic Inc 11352 5592 1450 3470 100 14824 Merck & CO., Inc 9125 4955 4140 2683 50 15687 Microsoft Corporation 28269 17954 16231 7750 0 54704 Migratec Inc 0 100000 0 0 0 100000 Millenium Pharmaceuticals Inc 0 300 20000 0 0 20300 NTN Communications Inc 0 0 13000 0 0 13000 Nanophase Technologies Corp 0 0 45000 0 0 45000 Newmont Mining Corp 8110 4595 535 2555 0 10685 Nisource Inc 11349 0 0 0 0 11349 Nokia Corp ADR 33623 19187 3050 10765 325 44770 Northern Trust Corp 15651 8251 11800 4575 200 30927 Omnicom Group Inc 3952 2298 0 1405 0 4845 Pepsico Inc 11930 8600 2000 5180 0 17350 Pfizer Inc. 20459 14837 6241 6603 126 34808 Qualcomm Inc 10277 5478 70 3330 0 12495 Royal Dutch Petroleum 16141 6995 100 4745 0 18491 SBC Communications 3522 4345 3637 1427 0 10077 Schering Plough Corporation 6500 6500 49870 0 0 62870 Starbucks Corp 13700 6420 800 3730 0 17190 Sun Microsystems 3160 150 7850 0 0 11360
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- Sungard Data Systems Inc. Equity 867363103 556658 20316 Teva Pharmaceutical Inds Ltd Equity 881624209 1068545 16862 Thai Fund, Inc. Equity 882904105 97475 10414 Tyco International Ltd. Equity 902124106 1246562 43510 United Airlines Equity 902549500 141120 96000 Ultralife Batteries Inc Equity 903899102 297920 14000 Vectren Corp Equity 92240G101 280597 11374 Verizon Communications Equity 92343V104 362769 9928 Wal-Mart Stores Inc Equity 931142103 1253132 20994 Walgreen CO Equity 931422109 1713532 52004 Wells Fargo & CO New Equity 949746101 1489344 26281 Worldcom Inc - Worldcom Group Equity 98157D106 260 13004 Flextronics International Ltd Equity Y2573F102 714738 41822 ------------------------------------- $64,689,111 2,294,758 ===================================== ------------------------------------- ----------------------------------- INVESTMENT DIRECTION (6) VOTING AUTHORITY (8) ------------------------------------- ----------------------------------- NAME OF ISSUER (1) SOLE SHARED NONE OTHER MANAGERS (7) SOLE SHARED NONE ------------------ ------------------------------------- -------------------- ----------------------------------- Sungard Data Systems Inc. 12944 7372 0 4385 0 15931 Teva Pharmaceutical Inds Ltd 10626 6186 50 3545 0 13317 Thai Fund, Inc. 0 0 10414 0 0 10414 Tyco International Ltd. 27957 14731 822 9030 0 34480 United Airlines 0 0 96000 0 0 96000 Ultralife Batteries Inc 0 0 14000 0 0 14000 Vectren Corp 7375 3999 0 0 0 11374 Verizon Communications 4752 2261 2915 1306 19 8603 Wal-Mart Stores Inc 12204 8114 376 4300 57 16637 Walgreen CO 27720 14577 9707 6360 0 45644 Wells Fargo & CO New 12568 11887 1826 4679 100 21502 Worldcom Inc - Worldcom Group 0 0 13004 0 0 13004 Flextronics International Ltd 26479 15343 0 8540 0 33282 --------------------------------------- ------------------------------------ 942,953 694,814 655,210 269,296 4,970 2,020,492 ======================================= ====================================
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