13F-HR 1 l93617ae13f-hr.txt HORIZON BANCORP FORM 13F-HR Form 13F Report for the Calendar Year or Quarter Ended: 3/31/2002 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Horizon Bancorp Address: 515 Franklin Square Michigan City, IN 46360 Form 13F File Number 28-6479 Person Signing this Report on Behalf of Reporting Manager: Name: James Foglesong Title: Chief Financial Officer Phone: 219-873-2608 Signature, Place, and Date of Signing: /s/ James Foglesong, Chief Financial Officer Michigan City, IN -------------------------------------------- ----------------- Place 4/3/2002 -------- Date Report Type (check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: Horizon Trust & Investment Management Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 132 Form 13F Information Table Value Total: $133,685,470 List of Other Included Managers: Horizon Trust & Investment Management
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- AOL Time Warner Equity 00184A105 805685 34067 A T & T Equity 1957109 183329 11677 Abbott Laboratories Equity 2824100 2326340 44227 ADR Abbey Natl PLC 7.25% Pfd Preferred Stock 2920502 223560 9200 Alcoa Inc Com Stk Equity 13817101 311921 8265 America Movil - ADR Series L Equity 02364W105 599772 30200 American Express Company Equity 25816109 419553 10243 American International Group Inc Equity 26874107 1365754 18932 Amgen Inc Equity 31162100 860048 14411 Amkor Technology, Inc. Equity 31652100 288357 12925 Anadarko Petroleum Corp Equity 32511107 411730 7295 Avery Dennison Corp Equity 53611109 235271 3855 BP Amoco PLC, ADR's Equity 55622104 2207261 41568 Bellsouth Corp Equity 79860102 1403186 38068 Berkshire Hathaway Inc Del Cl A Equity 84670108 497700 7 Berkshire Hathaway, Inc. Cl B Equity 84670207 741497 313 Best Buy Inc Equity 86516101 342144 4320 Bluegreen Corp Equity 96231105 389220 78000 Bristol Myers Squibb CO. Equity 110122108 738902 18249 Burlington Northern/Santa Fe Equity 12189T104 201361 6672 Cardinal Health Inc Equity 14149Y108 498782 7036 Carnival Corp Equity 143658102 417887 12799 Cendant Corp. Equity 151313103 478272 24910 Cisco Systems Inc Equity 17275R102 1630478 96307 Citigroup, Inc. Equity 172967101 1456680 29416 Citizens Communications CO Equity 17453B101 118207 10996 Coca-Cola Company Equity 191216100 1220950 23363 Comverse Tech Inc Equity 205862402 290219 22906 Concord Efs, Inc. Equity 206197105 606813 18250 Conoco Inc Equity 208251504 213218 7307 Continental Airlines Cl B Equity 210795308 623040 22000 Corning Inc Com Equity 219350105 338778 44459 DELL Computer Corp Equity 247025109 699174 26778 Disney Equity 254687106 877248 38009 Du Pont DE Nemours Equity 263534109 635818 13485 Duff & Phelps Select Utilities Equity 264324104 3027969 268437 EMC Corporation Equity 268648102 685722 57527 Epoch Pharmaceuticals Inc Equity 294273107 41800 20000 Equifax Inc Equity 294429105 299000 10000 Ericsson Lm Telecom CO Equity 294821400 209230 50055 Exxon Mobil Corp Equity 30231G102 2015786 45991 --------------------------------- ------------------------------- Investment Direction (6) Voting Authority (8) ---------------------------------- ------------------------------- NAME OF ISSUER (1) Sole Shared Other OTHER MANAGERS (7) Sole Shared Other ------------------ -------------------------------- ------------------ ------------------------------- AOL Time Warner 10262 22205 1600 6000 0 28067 A T & T 2700 5324 3653 1500 0 10177 Abbott Laboratories 21700 19572 2955 4550 0 39677 ADR Abbey Natl PLC 7.25% Pfd 800 5200 3200 0 0 9200 Alcoa Inc Com Stk 3020 4475 770 275 0 7990 America Movil - ADR Series L 0 0 30200 30000 0 200 American Express Company 0 9938 305 0 0 10243 American International Group Inc 5766 11292 1874 1500 0 17432 Amgen Inc 5186 8575 650 1950 0 12461 Amkor Technology, Inc. 4300 8600 25 2700 0 10225 Anadarko Petroleum Corp 3150 3960 185 750 0 6545 Avery Dennison Corp 1450 2405 0 0 0 3855 BP Amoco PLC, ADR's 20868 18028 2672 4200 0 37368 Bellsouth Corp 18075 16385 3608 8825 0 29243 Berkshire Hathaway Inc Del Cl A 0 6 1 1 0 6 Berkshire Hathaway, Inc. Cl B 49 254 10 1 0 312 Best Buy Inc 2170 1650 500 450 0 3870 Bluegreen Corp 0 0 78000 0 0 78000 Bristol Myers Squibb CO. 5675 8464 4110 3100 100 15049 Burlington Northern/Santa Fe 110 3562 3000 0 0 6672 Cardinal Health Inc 2775 3761 500 1150 100 5786 Carnival Corp 2779 9660 360 1020 0 11779 Cendant Corp. 10660 13850 400 5400 0 19510 Cisco Systems Inc 29088 62240 4979 15860 300 80147 Citigroup, Inc. 12875 13748 2793 6597 0 22819 Citizens Communications CO 2514 0 8482 0 0 10996 Coca-Cola Company 5235 14306 3822 1750 150 21463 Comverse Tech Inc 11326 11580 0 3000 0 19906 Concord Efs, Inc. 8750 9300 200 1850 0 16400 Conoco Inc 1227 5880 200 1227 0 6080 Continental Airlines Cl B 0 0 22000 22000 0 0 Corning Inc Com 17584 25925 950 4300 75 40084 DELL Computer Corp 8038 18470 270 2955 600 23223 Disney 12330 24044 1635 3892 0 34117 Du Pont DE Nemours 6951 5740 794 2584 100 10801 Duff & Phelps Select Utilities 81970 168712 17755 50122 335 217980 EMC Corporation 14555 41000 1972 8675 50 48802 Epoch Pharmaceuticals Inc 0 0 20000 0 0 20000 Equifax Inc 0 10000 0 0 0 10000 Ericsson Lm Telecom CO 8000 41640 415 12900 0 37155 Exxon Mobil Corp 13736 28244 4011 2460 0 43531
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- Fedex Corporation Equity 31428X106 487169 8385 Fifth Third Bancorp Equity 316773100 544901 8075 Furrs Bishops Inc Equity 361115603 29750 12500 The Gap Inc Equity 364760108 311704 20725 General Electric Company Equity 369604103 3238077 86464 Harley-Davidson Equity 412822108 566847 10282 Home Depot Incorporated Equity 437076102 290834 5983 Honeywell International Inc Equity 438516106 264484 6911 Illinois Tool Works Inc Equity 452308109 512600 7085 Intel Corp Equity 458140100 3163522 104029 International Business Machines Corp Equity 459200101 604240 5810 Johnson & Johnson Equity 478160104 1594523 24550 Kla-Tencor Corp Equity 482480100 254363 3825 Kimberly Clark Equity 494368103 1299788 20105 Eli Lilly & Company Equity 532457108 404774 5312 Lincoln National Corporation Equity 534187109 376924 7430 Linear Technology Corp Equity 535678106 382503 8650 Lowes Companies Inc Equity 548661107 1261775 29013 Lucent Technologies Inc Equity 549463107 249990 52852 MBNA Corporation Equity 55262L100 2871228 74442 Malaysia Fund Equity 560905101 98200 20000 Marsh & McLennan CO Equity 571748102 263924 2341 Masco Corp Equity 574599106 259403 9450 Mc Donalds Corp Equity 580135101 301032 10848 Medtronic Inc Equity 585055106 449433 9941 Merck & CO., Inc Equity 589331107 1438464 24982 Microsoft Corporation Equity 594918104 2403173 39847 Millenium Pharmaceuticals Inc Equity 599902103 470741 21100 Morgan Stanley Dean Witter & CO. Equity 617446448 1236291 21572 Motorola Inc Equity 620076109 227910 16050 NTN Communications Inc Equity 629410309 14430 13000 Nanophase Technologies Corp Equity 630079101 997200 120000 Nisource Inc Equity 65473P105 364997 15904 Nokia Corp ADR Preferred Stock 654902204 1710532 82475 Noble Drilling Corp. Equity 655042109 212413 5132 Northern Trust Corp Equity 665859104 2119418 35259 Pepsico Inc Equity 713448108 363075 7050 Pfizer Inc. Equity 717081103 1030260 25925 Philip Morris Companies, Inc Equity 718154107 1454956 27624 Procter & Gamble CO Equity 742718109 260901 2896 Royal Dutch Petroleum Equity 780257804 244440 4500 ---------------------------------- ------------------------------- Investment Direction (6) Voting Authority (8) ---------------------------------- ------------------------------- NAME OF ISSUER (1) Sole Shared None OTHER MANAGERS (7) Sole Shared Other ------------------ ---------------------------------- ------------------ ------------------------------- Fedex Corporation 3085 4550 750 850 0 7535 Fifth Third Bancorp 550 6053 1472 300 0 7775 Furrs Bishops Inc 0 0 12500 0 0 12500 The Gap Inc 8250 12475 0 2400 0 18325 General Electric Company 35756 42226 8482 13284 100 73080 Harley-Davidson 3522 6475 285 750 0 9532 Home Depot Incorporated 950 4150 883 400 0 5583 Honeywell International Inc 3625 3286 0 650 0 6261 Illinois Tool Works Inc 335 6250 500 300 100 6685 Intel Corp 21159 54775 28095 8920 400 94709 International Business Machines Corp 545 4865 400 250 0 5560 Johnson & Johnson 8800 12250 3500 3400 0 21150 Kla-Tencor Corp 1450 2000 375 1050 0 2775 Kimberly Clark 7342 9454 3309 3567 0 16538 Eli Lilly & Company 1262 1290 2760 650 0 4662 Lincoln National Corporation 1700 3600 2130 0 0 7430 Linear Technology Corp 2950 5400 300 2450 100 6100 Lowes Companies Inc 9640 18538 835 5250 0 23763 Lucent Technologies Inc 11918 38067 2867 6223 150 46479 MBNA Corporation 31741 41495 1206 13192 250 61000 Malaysia Fund 4500 0 15500 0 0 20000 Marsh & McLennan CO 1036 1305 0 200 0 2141 Masco Corp 6900 2550 0 0 0 9450 Mc Donalds Corp 1200 8808 840 4200 0 6648 Medtronic Inc 1950 5815 2176 720 0 9221 Merck & CO., Inc 6238 13893 4851 2788 50 22144 Microsoft Corporation 9446 20745 9656 2885 0 36962 Millenium Pharmaceuticals Inc 0 1100 20000 20000 0 1100 Morgan Stanley Dean Witter & CO. 8480 12587 505 3550 0 18022 Motorola Inc 4500 7116 4434 2043 0 14007 NTN Communications Inc 0 0 13000 0 0 13000 Nanophase Technologies Corp 0 0 120000 0 0 120000 Nisource Inc 0 15854 50 0 0 15904 Nokia Corp ADR 27921 50729 3825 8365 325 73785 Noble Drilling Corp. 1632 3350 150 1200 0 3932 Northern Trust Corp 7664 18095 9500 3100 300 31859 Pepsico Inc 1550 3100 2400 3050 0 4000 Pfizer Inc. 6045 14745 5135 2050 100 23775 Philip Morris Companies, Inc 12970 11825 2829 1850 0 25774 Procter & Gamble CO 600 1323 973 623 0 2273 Royal Dutch Petroleum 3500 700 300 0 0 4500
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) ------------------ -------- --------- ---------- ------------- SBC Communications Equity 78387G103 1800564 48092 Sara Lee Corp Equity 803111103 383333 18465 Schering Plough Corporation Equity 806605101 579050 18500 Schlumberger Ltd Equity 806857108 826480 14051 Charles Schwab Corp Equity 808513105 248710 19000 Solectron Corp Equity 834182107 399282 51190 Southwest Airlines CO Equity 844741108 300215 15515 Sun Microsystems Equity 866810104 1095885 124250 Tellabs Inc Equity 879664100 383359 36615 Teradyne Inc. Equity 880770102 901606 22866 Texas Instruments Inc Equity 882508104 328021 9910 Thai Fund, Inc. Equity 882904105 51549 10414 Tyco International Ltd. Equity 902124106 988830 30595 Ultralife Batteries Inc Equity 903899102 33800 10000 Vectren Corp Equity 92240G101 377771 14705 Verizon Communications Equity 92343V104 734004 15922 Wal-Mart Stores Inc Equity 931142103 637091 10393 Walgreen CO Equity 931422109 5820460 148519 Wellpoint Health Networks Inc Class A Equity 94973H108 417166 6552 Wells Fargo & CO New Equity 949746101 588601 11915 Williams Companies Inc Equity 969457100 213171 9048 Worldcom Inc - Worldcom Group Equity 9.816E+110 415110 61589 ------------------------------------- $83,092,909 2,968,955 ===================================== ---------------------------------- ------------------------------- Investment Direction (6) Voting Authority (8) ---------------------------------- ------------------------------- NAME OF ISSUER (1) Sole Shared None OTHER MANAGERS (7) Sole Shared Other ------------------ ---------------------------------- ------------------ ------------------------------- SBC Communications 21732 19969 6391 7988 0 40104 Sara Lee Corp 10050 8215 200 2850 0 15615 Schering Plough Corporation 11500 7000 0 4000 0 14500 Schlumberger Ltd 5543 7855 653 1525 0 12526 Charles Schwab Corp 8700 10200 100 1850 0 17150 Solectron Corp 21055 29445 690 7535 150 43505 Southwest Airlines CO 4342 10548 625 6377 0 9138 Sun Microsystems 39370 78660 6220 14940 100 109210 Tellabs Inc 12515 23540 560 3650 100 32865 Teradyne Inc. 7116 14875 875 1805 0 21061 Texas Instruments Inc 2250 5800 1860 1875 0 8035 Thai Fund, Inc. 0 0 10414 0 0 10414 Tyco International Ltd. 7945 21015 1635 4200 100 26295 Ultralife Batteries Inc 0 0 10000 0 0 10000 Vectren Corp 11193 3512 0 2997 0 11708 Verizon Communications 7454 5165 3303 1450 0 14472 Wal-Mart Stores Inc 1475 7988 930 1775 0 8618 Walgreen CO 17308 124594 6617 5510 100 142909 Wellpoint Health Networks Inc Class A 2152 4400 0 600 100 5852 Wells Fargo & CO New 100 9989 1826 2204 0 9711 Williams Companies Inc 2400 5048 1600 1400 0 7648 Worldcom Inc - Worldcom Group 14170 41910 5509 9355 200 52034 ------------------------------------ ---------------------------------- 824,756 1,568,562 575,637 417,940 4,535 2,546,480 ==================================== ==================================