-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTTOCtKnJ9j329DMj/JqTeKZBjO4duF9UUUHrSZiNrqbudCgPGaLlU9D52Z6ZLqh toSHDBQTP+StTNpNf+4WNg== 0000950123-11-014109.txt : 20110215 0000950123-11-014109.hdr.sgml : 20110215 20110215110602 ACCESSION NUMBER: 0000950123-11-014109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06479 FILM NUMBER: 11612908 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 13F-HR 1 l41873e13fvhr.txt FORM 13F-HR Form 13F Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Horizon Bancorp Address: 515 Franklin Square Michigan City, IN 46360 Form 13F File Number 28-6479 Person Signing this Report on Behalf of Reporting Manager: Name: Mark E. Secor Title: Chief Financial Officer Phone: 219-873-2611 Signature, Place, and Date of Signing: /s/ Mark E. Secor, Chief Financial Officer Michigan City, IN 2/11/2011 - ------------------------------------------ ----------------- --------------- Place Date Report Type (check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: Horizon Trust & Investment Management Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: $47,900,812.00 List of Other Included Managers: Horizon Trust & Investment Management
INVESTMENT DIRECTION (6) ------------------------ OTHER VOTING AUTHORITY (8) NAME OF ISSUER TYPE CUSIP MARKET SHARES/PV SHARED- SHARED MANAGERS --------------------- (1) (2) (3) (4) (5) SOLE DEFINED -OTHER (7) SOLE SHARED NONE - ------------------------------------- ------ --------- ---------- --------- --------- ------- ------ -------- ---- ------ --------- Aflac Inc Equity 1055102 541,446 9,595 9,157 438 0 0 0 0 9,595 ALPS Alerian MLP ETF Equity 00162Q866 17,275 1,075 0 1,075 0 0 0 0 1,075 AT&T Inc Com Equity 00206R102 366,516 12,475 12,075 400 0 0 0 0 12,475 Abbott Labs Equity 2824100 100,611 2,100 400 1,700 0 0 0 0 2,100 ADR Alcatel - Lucent Equity 13904305 426 144 105 39 0 0 0 0 144 Altria Group Incorporated Equity 02209S103 142,698 5,796 5,346 450 0 0 0 0 5,796 American Electric & Power Co Equity 25537101 8,239 229 229 0 0 0 0 0 229 American Express Co Equity 25816109 199,063 4,638 4,638 0 0 0 0 0 4,638 American International Group Equity 26874784 1,959 34 0 34 0 0 0 0 34 Ameriprise Financial Inc Equity 03076C106 49,551 861 861 0 0 0 0 0 861 Ametek Inc Equity 31100100 222,430 5,667 5,667 0 0 0 0 0 5,667 Anadarko Petroleum Corp Equity 32511107 70,372 924 0 924 0 0 0 0 924 Apache Corp Co Equity 37411105 11,923 100 0 100 0 0 0 0 100 Apple, Inc Equity 37833100 37,417 116 16 100 0 0 0 0 116 Applied Indl Technologies Inc Equity 03820C105 24,587 757 0 757 0 0 0 0 757 Ares Capital Corp Equity 04010L103 2,142 130 130 0 0 0 0 0 130 Avanir Pharmaceuticals, Class A Equity 05348P401 1,836 450 450 0 0 0 0 0 450 ADR AXA Sponsored Equity 54536107 415 25 25 0 0 0 0 0 25 ADR BP Amoco PLC Equity 55622104 619,617 14,028 8,686 5,342 0 0 0 0 14,028 Babcock & Wilcox Co New Equity 05615F102 1,280 50 0 50 0 0 0 0 50 Bank of America Corp Equity 60505104 23,732 1,779 76 1,703 0 0 0 0 1,779 iPath S&P GSCI Crude Oil TR Index ETN Equity 06738C786 25,610 1,000 1,000 0 0 0 0 0 1,000 Berkshire Hathaway Inc Cl A Equity 84670108 240,900 2 2 0 0 0 0 0 2 Berkshire Hathaway Class B Equity 84670702 452,221 5,645 5,645 0 0 0 0 0 5,645 ADR BHP Billiton Ltd Equity 88606108 9,292 100 0 100 0 0 0 0 100 BlackRock Insured Municipal Term Tr Equity 92474105 15,105 1,500 1,500 0 0 0 0 0 1,500 BlackRock Invt Quality Muni Fd - Closed End Equity 09247D105 5,637 429 429 0 0 0 0 0 429 BlackRock MuniVest II Equity 09253T101 86,422 6,173 6,173 0 0 0 0 0 6,173 Blackrock Muniyield Insured Equity 9.25E+106 9,290 745 745 0 0 0 0 0 745 Blackrock Muniyield Quality Equity 09254F100 11,113 810 810 0 0 0 0 0 810 Boeing Co Equity 97023105 6,526 100 0 100 0 0 0 0 100 Bristol Myers Squibb Equity 110122108 6,064 229 229 0 0 0 0 0 229 Buffalo Wild Wings Inc Equity 119848109 4,385 100 0 100 0 0 0 0 100 CME Group Inc Equity 12572Q105 9,009 28 28 0 0 0 0 0 28 CP Holdrs Dep Rcpts Cp Equity 12616K106 12,360 100 100 0 0 0 0 0 100 CSX Corp Equity 126408103 483,477 7,483 7,268 215 0 0 0 0 7,483 CVS/Caremark Corp Equity 126650100 246,693 7,095 6,710 385 0 0 0 0 7,095 Campbell Soup Company Equity 134429109 3,475 100 100 0 0 0 0 0 100 American Capital World Growth & Income Fund Equity 140543109 41,764 1,169 1,169 0 0 0 0 0 1,169 Caterpillar Inc Equity 149123101 390,281 4,167 3,931 236 0 0 0 0 4,167 Celgene Corp Equity 151020104 8,871 150 0 150 0 0 0 0 150 Chemical Financial Equity 163731102 8,860 400 400 0 0 0 0 0 400 Chesapeake Energy Corp Equity 165167107 518 20 20 0 0 0 0 0 20 Chevron Corp Equity 166764100 760,295 8,332 7,729 603 0 0 0 0 8,332 Chubb Corp Equity 171232101 5,964 100 0 100 0 0 0 0 100 Cisco Systems Incorporated Equity 17275R102 206,569 10,211 9,599 612 0 0 0 0 10,211 Citigroup Inc Equity 172967101 5,558 1,175 575 600 0 0 0 0 1,175
Clorox Company Equity 189054109 25,312 400 400 0 0 0 0 0 400 Coca Cola Company Equity 191216100 283,798 4,315 3,385 930 0 0 0 0 4,315 Comcast Corporation New Class A Equity 20030N101 9,074 413 413 0 0 0 0 0 413 Conagra Foods Equity 205887102 224,694 9,951 9,601 350 0 0 0 0 9,951 ConocoPhillips Equity 20825C104 131,978 1,938 1,838 100 0 0 0 0 1,938 CurrencyShares Australian Dollar Trust Equity 23129U101 11,293 110 110 0 0 0 0 0 110 Currencyshares Swiss Franc Tr Equity 23129V109 5,844 55 0 55 0 0 0 0 55 Currency Shares Japanese Yen Tr Equity 23130A102 4,992 41 41 0 0 0 0 0 41 DNP Select Income Equity 23325P104 20,291 2,220 1,330 890 0 0 0 0 2,220 Deere & Co Inc Equity 244199105 8,305 100 0 100 0 0 0 0 100 Dell Inc Equity 24702R101 17,615 1,300 0 1,300 0 0 0 0 1,300 Disney Walt Co Equity 254687106 15,004 400 100 300 0 0 0 0 400 DirecTV Group Inc Equity 25490A101 368,274 9,223 8,976 247 0 0 0 0 9,223 Du Pont E I De Nemours & Co Equity 263534109 335,643 6,729 5,988 741 0 0 0 0 6,729 Evergreen Solar Inc Equity 30033R108 292 500 500 0 0 0 0 0 500 Exelon Corp Equity 30161N101 4,164 100 0 100 0 0 0 0 100 Express 1 Expedited Solutions Equity 30217Q108 543,706 212,385 212,385 0 0 0 0 0 212,385 Exxon Mobil Corporation Equity 30231G102 563,243 7,703 6,800 903 0 0 0 0 7,703 Freddie Mac Equity 313400301 152 500 500 0 0 0 0 0 500 Fifth Third Bancorp Equity 316773100 6,092 415 415 0 0 0 0 0 415 First Finl Bancorp OH Equity 320209109 63,312 3,426 3,426 0 0 0 0 0 3,426 1st Source Corp Equity 336901103 52,422 2,590 2,590 0 0 0 0 0 2,590 FIRSTBANK CORP MICH Equity 33761G104 11,720 2,000 2,000 0 0 0 0 0 2,000 Fluor Corp Equity 343412102 244,433 3,689 3,567 122 0 0 0 0 3,689 Ford Motor Co Equity 345370860 16,790 1,000 500 500 0 0 0 0 1,000 Freeport-McMoran Copper & Gold Inc Equity 35671D857 24,018 200 0 200 0 0 0 0 200 Frontier Communications Equity 35906A108 739 76 76 0 0 0 0 0 76 Gallagher Arthur J & Co Equity 363576109 8,724 300 0 300 0 0 0 0 300 General Electric Co Equity 369604103 366,093 20,016 17,377 2,639 0 0 0 0 20,016 General Mills Inc Equity 370334104 99,510 2,796 2,796 0 0 0 0 0 2,796 Google Inc Cl A Equity 38259P508 29,699 50 0 50 0 0 0 0 50 Harley Davidson Inc Equity 412822108 6,934 200 0 200 0 0 0 0 200 Hershey Foods Corp Equity 427866108 47,150 1,000 1,000 0 0 0 0 0 1,000 Honeywell Inc Equity 438516106 31,896 600 600 0 0 0 0 0 600 Horizon Bancorp Ind Equity 440407104 16,563,351 625,032 615,443 9,589 0 0 0 0 625,032 Huntington Bancshares Equity 446150104 1,374 200 200 0 0 0 0 0 200 ITT Industries Incorporated Equity 450911102 34,028 653 653 0 0 0 0 0 653 Illinois Tool Works Incorporated Equity 452308109 18,797 352 352 0 0 0 0 0 352 Intel Corp Equity 458140100 88,326 4,200 0 4,200 0 0 0 0 4,200 Intercontinentalexchange Inc Equity 45865V100 2,979 25 25 0 0 0 0 0 25 International Business Machines Equity 459200101 654,696 4,461 4,245 216 0 0 0 0 4,461 iShares Morningstar Large Core Index Equity 464287127 22,836 323 323 0 0 0 0 0 323 iShares S&P Global Telecommunications Equity 464287275 15,150 260 260 0 0 0 0 0 260 iShares S&P 500 Value Index Equity 464287408 6,555 110 110 0 0 0 0 0 110 iShares MSCI EAFE Index Equity 464287465 14,206 244 244 0 0 0 0 0 244 iShares Russell Midcap Index Equity 464287499 25,539 251 251 0 0 0 0 0 251 iShares S&P North America Technology Sector Equity 464287549 1,290,668 21,351 20,501 850 0 0 0 0 21,351 iShares Dow Jones US Technology Equity 464287721 17,061 265 265 0 0 0 0 0 265 iShares S&P SmallCap 600 Index Equity 464287804 34,646 506 506 0 0 0 0 0 506 iShares Dow Jones US Consumer Goods Equity 464287812 15,815 245 245 0 0 0 0 0 245 iShares S&P SmallCap 600 Growth Index Equity 464287887 10,889 150 150 0 0 0 0 0 150 iShares Barclays 10-20 Year Treasury Bd Equity 464288653 9,242 82 82 0 0 0 0 0 82
iShares Barclays Short Treasury Bond Equity 464288679 3,528 32 32 0 0 0 0 0 32 iShares Silver Trust Equity 46428Q109 13,189 437 437 0 0 0 0 0 437 JP Morgan Chase and Company Equity 46625H100 17,053 402 402 0 0 0 0 0 402 Johnson & Johnson Equity 478160104 498,140 8,054 7,534 520 0 0 0 0 8,054 Johnson Controls Incorporated Equity 478366107 337,039 8,823 8,593 230 0 0 0 0 8,823 Kansas City Southern Industries Inc New Equity 485170302 10,051 210 210 0 0 0 210 0 210 Kimco Rlty Corp Equity 49446R109 10,824 600 600 0 0 0 0 0 600 Kraft Foods Incorporated Class A Equity 50075N104 3,151 100 100 0 0 0 0 0 100 L-3 Communication Holdings Corporation Equity 502424104 421,460 5,979 5,630 349 0 0 0 0 5,979 Laboratory Corp Of America Holdings Equity 50540R409 533,059 6,063 5,767 296 0 0 0 0 6,063 LaPorte Bancorp Inc Equity 516650108 30,863 3,414 3,414 0 0 0 0 0 3,414 Lilly, Eli & Company Equity 532457108 7,008 200 0 200 0 0 0 0 200 Lincoln National Corporation Equity 534187109 27,810 1,000 1,000 0 0 0 0 0 1,000 Macatawa Bank Corp Equity 554225102 6,316 1,533 0 1,533 0 0 0 0 1,533 Marathon Oil Corporation Equity 565849106 372,114 10,049 9,717 332 0 0 0 0 10,049 McDermott Intl Inc Equity 580037109 2,069 100 0 100 0 0 0 0 100 McDonalds Corporation Equity 580135101 51,813 675 450 225 0 0 0 0 675 McGraw Hill Companies Incorporated Equity 580645109 23,084 634 634 0 0 0 0 0 634 Merck & Co. Inc. Equity 58933Y105 14,416 400 0 400 0 0 0 0 400 Microsoft Corporation Equity 594918104 432,549 15,498 13,845 1,653 0 0 0 0 15,498 National Oil Well Varco Equity 637071101 422,263 6,279 6,035 244 0 0 0 0 6,279 Nisource Incorporated Equity 65473P105 13,497 766 766 0 0 0 0 0 766 Norfolk Southern Corporation Equity 655844108 6,282 100 100 0 0 0 100 0 100 Northern Trust Corporation Equity 665859104 2,771 50 50 0 0 0 0 0 50 Nucor Corp Equity 670346105 4,382 100 0 100 0 0 0 0 100 Nustar Energy LP Equity 67058H102 7,087 102 102 0 0 0 0 0 102 Nuveen Quality PFD Income Fund Equity 67071S101 7,400 1,000 1,000 0 0 0 0 0 1,000 Nuveen Multi-Strategy Income & Growth Fund Equity 67073B106 4,492 538 0 538 0 0 0 0 538 Omnicom Group Equity 681919106 324,676 7,089 6,899 190 0 0 0 0 7,089 Oracle Corporation Equity 68389X105 140,850 4,500 0 4,500 0 0 0 0 4,500 Pall Corporation Equity 696429307 29,748 600 0 600 0 0 0 0 600 Patterson Cos Inc Equity 703395103 1,746 57 0 57 0 0 0 0 57 Paychex Incorporated Equity 704326107 264,373 8,553 8,290 263 0 0 0 0 8,553 Pepsico Incorporated Equity 713448108 352,390 5,394 5,017 377 0 0 0 0 5,394 Pfizer Incorporated Equity 717081103 3,855,772 220,204 73,364 146,840 0 0 0 0 220,204 Philip Morris Intl Inc Equity 718172109 508,099 8,681 8,202 479 0 0 0 0 8,681 Plum Creek Timber Equity 729251108 27,189 726 726 0 0 0 0 0 726 PowerShares QQQ Equity 73935A104 5,446 100 100 0 0 0 0 0 100 PowerShares WilderHill Clean Energy Equity 73935X500 175,955 16,935 16,385 550 0 0 0 0 16,935 PowerShares DB Energy Equity 73936B101 190,445 7,085 6,880 205 0 0 0 0 7,085 PowerShares FTSE RAFI Emerging Markets Equity 73936T763 10,132 393 393 0 0 0 0 0 393 Procter & Gamble Equity 742718109 77,196 1,200 1,200 0 0 0 0 0 1,200 ProShares Short S&P 500 Equity 74347R503 2,411 55 55 0 0 0 0 0 55 Qwest Communications Equity 749121109 1,735 228 0 228 0 0 0 0 228 Research In Motion Equity 760975102 193,108 3,322 3,255 67 0 0 0 0 3,322 ADR Rio Tinto PLC Equity 767204100 14,332 200 0 200 0 0 0 0 200 ADR Royal Dutch Shell PLC Equity 780259206 197,001 2,950 2,950 0 0 0 0 0 2,950 Rubicon Minerals Corp Equity 780911103 5,710 1,000 1,000 0 0 0 0 0 1,000 SPDR Gold Shares Equity 78463V107 318,085 2,293 1,867 426 0 0 0 0 2,293
SPDR Barclays Capital Interm Term Trs Equity 78464A672 5,096 87 87 0 0 0 0 0 87 Select Sector SPDR Energy Equity 81369Y506 630,425 9,237 8,924 313 0 0 0 0 9,237 Select Sector SPDR Utilities Equity 81369Y886 617,555 19,705 18,760 945 0 0 0 0 19,705 Stryker Corporation Equity 863667101 37,590 700 700 0 0 0 0 0 700 Ameritrade Hldg Corp Equity 87236Y108 324,767 17,102 16,585 517 0 0 0 0 17,102 TJX Cos Inc New Equity 872540109 374,518 8,437 8,210 227 0 0 0 0 8,437 TTC Technology Corp Equity 87304R100 4 41,700 41,700 0 0 0 0 0 41,700 Tenneco Automotive Inc Equity 880349105 4,116 100 100 0 0 0 0 0 100 ADR Teva Pharmaceutical Ind Equity 881624209 453,218 8,694 8,161 533 0 0 0 0 8,694 Tristar Gold Inc Equity 89678B109 1,453 2,500 2,500 0 0 0 0 0 2,500 Tupperware Corp Equity 899896104 10,392 218 218 0 0 0 0 0 218 US Bancorp Delaware New Equity 902973304 13,485 500 500 0 0 0 0 0 500 Union Pacific Corporation Equity 907818108 240,916 2,600 200 2,400 0 0 0 0 2,600 United Parcel Service Equity 911312106 3,629 50 50 0 0 0 0 0 50 Vanguard Consumer Discretionary ETF Equity 92204A108 474,266 7,843 7,641 202 0 0 0 0 7,843 Vanguard Consumer Staples ETF Equity 92204A207 695,444 9,476 9,162 314 0 0 0 0 9,476 Vanguard Financials ETF Equity 92204A405 1,178,025 35,828 34,631 1,197 0 0 0 0 35,828 Vanguard Health Care ETF Equity 92204A504 662,175 11,772 11,610 162 0 0 0 0 11,772 Vanguard Industrials ETF Equity 92204A603 473,445 7,304 7,068 236 0 0 0 0 7,304 Vanguard Materials ETF Equity 92204A801 512,037 6,199 6,019 180 0 0 0 0 6,199 Vanguard Telecom Services ETF Equity 92204A884 532,325 8,111 7,856 255 0 0 0 0 8,111 Verizon Communications Equity 92343V104 30,771 860 520 340 0 0 0 0 860 Wal-Mart Stores Equity 931142103 368,558 6,834 6,603 231 0 0 0 0 6,834 Walgreen Company Equity 931422109 690,683 17,728 17,028 700 0 0 0 0 17,728 Wellpoint Inc Equity 94973V107 14,670 258 258 0 0 0 0 0 258 Wells Fargo & Company New Equity 949746101 929,328 29,988 28,737 1,251 0 0 0 0 29,988 Whirlpool Corp Equity 963320106 121,075 1,363 1,363 0 0 0 0 0 1,363 Wizzard Software Corporation Equity 97750V109 1,380 5,520 5,520 0 0 0 0 0 5,520 Zebra Technologies Corp Cl A Equity 989207105 25,035 659 0 659 0 0 0 0 659 Accenture PLC Equity G1151C101 320,179 6,603 6,361 242 0 0 0 0 6,603 Seagate Technology PLC Equity G7945M107 1,503 100 100 0 0 0 0 0 100 Noble Corporation Switzerland Equity H5833N103 263,482 7,366 7,111 255 0 0 0 0 7,366 ---------- --------- --------- ------- --- --- --- --- --------- 47,900,812 1,713,932 1,499,876 214,056 0 0 310 0 1,713,932 ========== ========= ========= ======= === === === === =========
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