-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INVsdWA7fjCaKKJO45+3SgB5BOvbLvlF3wzzHCj5xuVyCY1fNh8JTnRJQWueCv2P +S0itlj0XaZcuzY93tZL3w== 0000950123-10-075969.txt : 20100811 0000950123-10-075969.hdr.sgml : 20100811 20100811102646 ACCESSION NUMBER: 0000950123-10-075969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100811 DATE AS OF CHANGE: 20100811 EFFECTIVENESS DATE: 20100811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06479 FILM NUMBER: 101006850 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 13F-HR 1 l40494e13fvhr.txt 13F-HR Form 13F Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Horizon Bancorp Address: 515 Franklin Square Michigan City, IN 46360 Form 13F File Number 28-6479 Person Signing this Report on Behalf of Reporting Manager: Name: Mark E. Secor Title: Chief Financial Officer Phone: 219-873-2611 Signature, Place, and Date of Signing: /s/ Mark E. Secor, Chief Financial Officer Michigan City, IN 8/10/2010 - ------------------------------------------ ----------------------- --------- Place Date Report Type (check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: Horizon Trust & Investment Management Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: $40,396,996.00 List of Other Included Managers: Horizon Trust & Investment Management
INVESTMENT DIRECTION (6) VOTING AUTHORITY (8) ------------------------- OTHER --------------------- SHARES/PV SHARED- SHARED- MANAGERS NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) (5) SOLE DEFINED OTHER (7) SOLE SHARED NONE - ---------------------------------- -------- --------- ---------- --------- --------- ------- ------- -------- ---- ------ --------- Aflac Inc Equity 001055102 453,923 10,638 10,453 185 0 0 0 10,638 AT&T Inc Com Equity 00206R102 280,507 11,596 10,801 795 0 0 0 11,596 Abbott Labs Equity 002824100 150,866 3,225 825 2,400 0 0 0 3,225 ADR Alcatel - Lucent Equity 013904305 366 144 105 39 0 0 0 144 Altria Group Incorporated Equity 02209S103 116,152 5796 5,346 450 0 0 0 5,796 American Electric & Power Co Equity 025537101 7,397 229 229 0 0 0 0 229 American Express Co Equity 025816109 184,129 4638 4,638 0 0 0 0 4,638 American International Group Equity 026874784 1,171 34 0 34 0 0 0 34 Ameriprise Financial Inc Equity 03076C106 31108 861 861 0 0 0 0 861 Ametek Inc Equity 031100100 167747 4178 4,178 0 0 0 300 3,878 Amgen Inc Equity 031162100 5,260 100 0 100 0 0 0 100 Apache Corp Co Equity 037411105 12,629 150 0 150 0 0 0 150 Apple, Inc Equity 037833100 25,153 100 0 100 0 0 0 100 Ares Capital Corp Equity 04010L103 1,629 130 130 0 0 0 0 130 Avanir Pharmaceuticals, Class A Equity 05348P401 1,157 450 450 0 0 0 0 450 ADR AXA Sponsored Equity 054536107 388 25 25 0 0 0 0 25 ADR BP Amoco PLC Equity 055622104 457113 15828 10,536 5,292 0 0 0 15,828 Bank of America Corp Equity 060505104 25,564 1,779 76 1,703 0 0 0 1,779 iPath S&P GSCI Crude Oil TR Index ETN Equity 06738C786 22,089 1,000 1,000 0 0 0 0 1,000 Berkshire Hathaway Inc Cl A Equity 084670108 240,000 2 2 0 0 0 0 2 Berkshire Hathaway Class B Equity 084670702 503,641 6,320 6,320 0 0 0 0 6,320 BlackRock Bond Portfolio Instl Equity 091928341 37,500 3,968 3,968 0 0 0 0 3,968 BlackRock Insured Municipal Term Tr Equity 092474105 15,105 1500 1,500 0 0 0 0 1,500 BlackRock Invt Quality Muni Fd - Closed End Equity 09247D105 6,135 429 429 0 0 0 0 429 BlackRock MuniVest II Equity 09253T101 93,089 6173 6,173 0 0 0 0 6,173 Blackrock Muniyield Insured Equity 09254E103 10,296 745 745 0 0 0 0 745 Blackrock Muniyield Quality Equity 09254F100 11,713 810 810 0 0 0 0 810 Boeing Co Equity 097023105 28740 458 308 150 0 0 0 458 Buffalo Wild Wings Inc Equity 119848109 3,658 100 0 100 0 0 0 100 CME Group Inc Equity 12572Q105 7,883 28 28 0 0 0 0 28 CP Holdrs Dep Rcpts Cp Equity 12616K106 10,800 100 100 0 0 0 0 100 CSX Corp Equity 126408103 161,992 3,264 3,264 0 0 0 0 3,264 Campbell Soup Company Equity 134429109 3,583 100 100 0 0 0 0 100 Caterpillar Inc Equity 149123101 280,467 4669 4,483 186 0 0 0 4,669 Celgene Corp Equity 151020104 7,623 150 0 150 0 0 0 150 Chemical Financial Equity 163731102 8,712 400 400 0 0 0 0 400 Chesapeake Energy Corp Equity 165167107 419 20 20 0 0 0 0 20 Chevron Corp Equity 166764100 606397 8936 8,491 445 0 0 0 8,936 Cisco Systems Incorporated Equity 17275R102 237,180 11,130 10,537 593 0 0 0 11,130 Citigroup Inc Equity 172967101 2,538 675 75 600 0 0 0 675 Clorox Company Equity 189054109 27,599 444 444 0 0 0 0 444
Coca Cola Company Equity 191216100 276,763 5522 3,693 1,829 0 0 0 5,522 Colgate Palmolive Equity 194162103 6,301 80 80 0 0 0 0 80 Comcast Corporation New Class A Equity 20030N101 5,280 304 304 0 0 0 0 304 Conagra Foods Equity 205887102 254,165 10899 10,799 100 0 0 0 10,899 ConocoPhillips Equity 20825C104 90,227 1,838 1,838 0 0 0 0 1,838 Crane Co Com Equity 224399105 9,637 319 0 319 0 319 0 319 Cummins Inc Equity 231021106 6,513 100 0 100 0 0 0 100 CurrencyShares Australian Dollar Trust Equity 23129U101 9281 110 110 0 0 0 0 110 Currencyshares Swiss Franc Tr Equity 23129V109 5,071 55 55 0 0 0 0 55 DNP Select Income Equity 23325P104 19,913 2,220 1,330 890 0 0 0 2,220 Deere & Co Inc Equity 244199105 8,352 150 0 150 0 0 0 150 Dell Inc Equity 24702R101 15,678 1300 0 1,300 0 0 0 1,300 Devon Energy Corp Equity 25179M103 6,092 100 0 100 0 0 0 100 Diamond Offshore Drilling Inc Equity 25271C102 6219 100 0 100 0 0 0 100 Disney Walt Co Equity 254687106 12,600 400 0 400 0 0 0 400 Discover Financial Services Equity 254709108 1,342 96 96 0 0 0 0 96 DirecTV Group Inc Equity 25490A101 351,886 10,374 10,204 170 0 0 0 10,374 Du Pont E I De Nemours & Co Equity 263534109 247,249 7,148 6,463 685 0 0 0 7,148 Exelon Corp Equity 30161N101 3,797 100 0 100 0 0 0 100 Express 1 Expedited Solutions Equity 30217Q108 278,819 221,285 221,285 0 0 0 0 221,285 Exxon Mobil Corporation Equity 30231G102 592,330 10379 8,276 2,103 0 0 0 10,379 Fifth Third Bancorp Equity 316773100 5,100 415 415 0 0 0 0 415 First Finl Bancorp OH Equity 320209109 51,219 3,426 3,426 0 0 0 0 3,426 1st Source Corp Equity 336901103 52,283 3,090 3,090 0 0 0 0 3,090 FIRSTBANK CORP MICH Equity 33761G104 8,460 2,000 2,000 0 0 0 0 2,000 Fluor Corp Equity 343412102 167,408 3939 3,907 32 0 0 0 3,939 Ford Motor Co Equity 345370860 10,080 1,000 500 500 0 0 0 1,000 Freeport-McMoran Copper & Gold Inc Equity 35671D857 5,913 100 0 100 0 0 0 100 Gallagher Arthur J & Co Equity 363576109 7,314 300 0 300 0 0 0 300 General Electric Co Equity 369604103 367,724 25501 22,597 2,904 0 0 0 25,501 General Mills Inc Equity 370334104 156,288 4400 4,400 0 0 0 0 4,400 Gilead Sciences Inc Equity 375558103 3,428 100 0 100 0 0 0 100 Google Inc Cl A Equity 38259P508 17,798 40 0 40 0 0 0 40 Harley Davidson Inc Equity 412822108 11,115 500 0 500 0 0 0 500 Hershey Foods Corp Equity 427866108 47,930 1,000 1,000 0 0 0 0 1,000 Honeywell Inc Equity 438516106 23,418 600 600 0 0 0 0 600 Horizon Bancorp Ind Equity 440407104 13,597,703 637,492 619,536 17,956 0 0 0 637,492 ITT Industries Incorporated Equity 450911102 29,333 653 653 0 0 0 0 653 Illinois Tool Works Incorporated Equity 452308109 14,531 352 352 0 0 0 0 352 Intel Corp Equity 458140100 79,142 4,069 69 4,000 0 0 0 4,069 Intercontinentalexchange Inc Equity 45865V100 2,826 25 25 0 0 0 0 25 International Business Machines Equity 459200101 595,914 4,826 4,700 126 0 0 0 4,826 iShares Barclays Aggregate Bond Equity 464287226 184,363 1719 1,719 0 0 0 0 1,719
iShares S&P Global Telecommunications Equity 464287275 12,433 260 260 0 0 0 0 260 iShares S&P 500 Value Index Equity 464287408 5,463 110 110 0 0 0 0 110 iShares Barclays 1-3 Year Treasury Bond Equity 464287457 45,088 536 536 0 0 0 0 536 iShares MSCI EAFE Index Equity 464287465 31,673 681 681 0 0 0 0 681 iShares S&P North America Technology Sector Equity 464287549 1,145,315 23688 23,390 298 0 0 0 23,688 iShares Russell 1000 Value Index Equity 464287598 31,875 588 588 0 0 0 0 588 iShares Russell 1000 Growth Index Equity 464287614 31,944 697 697 0 0 0 0 697 iShares Dow Jones US Technology Equity 464287721 13,674 265 265 0 0 0 0 265 iShares S&P SmallCap 600 Index Equity 464287804 17,758 328 328 0 0 0 0 328 iShares Dow Jones US Consumer Goods Equity 464287812 13,088 245 245 0 0 0 0 245 iShares S&P SmallCap 600 Growth Index Equity 464287887 8,541 150 150 0 0 0 0 150 JP Morgan Chase and Company Equity 46625H100 21,307 582 180 402 0 0 0 582 Johnson & Johnson Equity 478160104 516,539 8,746 8,391 355 0 0 0 8,746 Johnson Controls Incorporated Equity 478366107 254513 9472 9,402 70 0 0 0 9,472 Kansas City Southern Industries Inc New Equity 485170302 7,634 210 210 0 0 0 0 210 Kimco Rlty Corp Equity 49446R109 8,064 600 600 0 0 0 0 600 Kraft Foods Incorporated Class A Equity 50075N104 2,800 100 100 0 0 0 0 100 L-3 Communication Holdings Corporation Equity 502424104 471,228 6,652 6,256 396 0 0 0 6,652 Laboratory Corp Of America Holdings Equity 50540R409 502,358 6,667 6,511 156 0 0 0 6,667 Lakeland Finl Corp Equity 511656100 9,990 500 500 0 0 0 0 500 LaPorte Bancorp Inc Equity 516650108 25,434 3,414 3,414 0 0 0 0 3,414 Lennar Corp Equity 526057104 4173 300 0 300 0 0 0 300 Lincoln National Corporation Equity 534187109 24290 1,000 1,000 0 0 0 0 1,000 Lowes Company Equity 548661107 2,042 100 0 100 0 0 0 100 Macatawa Bank Corp Equity 554225102 1,840 1533 0 1,533 0 0 0 1,533 Marathon Oil Corporation Equity 565849106 337,109 10,843 10,763 80 0 0 0 10,843 McDermott Intl Inc Equity 580037109 2,166 100 0 100 0 0 0 100 McDonalds Corporation Equity 580135101 44,462 675 675 0 0 0 0 675 McGraw Hill Companies Incorporated Equity 580645109 17,841 634 634 0 0 0 0 634 Medtronic Incorporated Equity 585055106 3,627 100 100 0 0 0 0 100 Merck & Co. Inc. Equity 58933Y105 13,988 400 0 400 0 0 0 400 Microsoft Corporation Equity 594918104 351,133 15,260 13,830 1,430 0 0 0 15,260 Morgan Stanley Equity 617446448 4,456 192 192 0 0 0 0 192 National Oil Well Varco Equity 637071101 223,322 6,753 6,699 54 0 0 0 6,753 Newmont Mining Corp Equity 651639106 12,348 200 0 200 0 0 0 200 Nisource Incorporated Equity 65473P105 11,107 766 766 0 0 0 0 766 Norfolk Southern Corporation Equity 655844108 5,305 100 100 0 0 0 0 100 Northern Trust Corporation Equity 665859104 2,335 50 50 0 0 0 0 50 Nucor Corp Equity 670346105 3,828 100 0 100 0 0 0 100 Nustar Energy LP Equity 67058H102 5,854 102 102 0 0 0 0 102 Nuveen Insured Quality Municipal Fund Equity 67062N103 20,506 1425 0 1,425 0 0 0 1,425 Nuveen Insd Dividend Advantage Equity 67071L106 30,210 2,072 0 2,072 0 0 0 2,072 Nuveen Quality PFD Income Fund Equity 67071S101 7160 1000 1,000 0 0 0 0 1,000
Nuveen Multi-Strategy Income & Growth Fund Equity 67073B106 3,949 538 0 538 0 0 0 538 Old Second Bancorp Inc III Equity 680277100 1,000 500 500 0 0 0 0 500 Omnicom Group Equity 681919106 264,830 7721 7,661 60 0 0 0 7,721 Oracle Corporation Equity 68389X105 111,592 5200 0 5,200 0 0 0 5,200 Pactiv Corporation Equity 695257105 13,925 500 500 0 0 0 0 500 Patterson Cos Inc Equity 703395103 1,626 57 0 57 0 0 0 57 Paychex Incorporated Equity 704326107 247,390 9,526 9,301 225 0 0 0 9,526 Pepsico Incorporated Equity 713448108 352,474 5,783 5,556 227 0 0 0 5,783 Pfizer Incorporated Equity 717081103 3,155,439 221,279 136,757 84,522 0 0 0 221,279 Philip Morris Intl Inc Equity 718172109 251,249 5481 5,031 450 0 0 0 5,481 Plum Creek Timber Equity 729251108 25,069 726 726 0 0 0 0 726 Potash Corp Sask Inc Equity 73755L107 12,936 150 0 150 0 0 0 150 PowerShares WilderHill Clean Energy Equity 73935X500 149,556 18,106 17,971 135 0 0 0 18,106 PowerShares DB Energy Equity 73936B101 23,150 1000 1,000 0 0 0 0 1,000 Procter & Gamble Equity 742718109 71,976 1200 1,200 0 0 0 0 1,200 Qwest Communications Equity 749121109 1,197 228 0 228 0 0 0 228 Research In Motion Equity 760975102 174,824 3,549 3,522 27 0 0 0 3,549 ADR Rio Tinto PLC Equity 767204100 17,440 400 0 400 0 0 0 400 Rockwell Auto Corp Equity 773903109 27,589 562 562 0 0 0 0 562 ADR Royal Dutch Shell PLC Equity 780259206 148,149 2,950 2,950 0 0 0 0 2,950 SPDR S&P 500 Equity 78462F103 81,544 790 790 0 0 0 0 790 SPDR Gold Shares Equity 78463V107 288,138 2,368 2,368 0 0 0 0 2,368 SPDR S&P Midcap 400 Equity 78467Y107 14,466 112 112 0 0 0 0 112 Sara Lee Corporation Equity 803111103 296 21 21 0 0 0 0 21 Select Sector SPDR Energy Equity 81369Y506 516,324 10,393 10,316 77 0 0 0 10,393 Select Sector SPDR Utilities Equity 81369Y886 585,152 20706 20,251 455 0 0 0 20,706 Starbucks Corporation Equity 855244109 3,645 150 0 150 0 0 0 150 Stryker Corporation Equity 863667101 40,048 800 800 0 0 0 100 700 Ameritrade Hldg Corp Equity 87236Y108 281,413 18393 18,041 352 0 0 0 18,393 TJX Cos Inc New Equity 872540109 387,031 9226 9,160 66 0 0 0 9,226 TTC Technology Corp Equity 87304R100 8 41700 41,700 0 0 0 0 41,700 Tenneco Automotive Inc Equity 880349105 2,106 100 100 0 0 0 0 100 ADR Teva Pharmaceutical Ind Equity 881624209 501,288 9,642 9,303 339 0 0 0 9,642 Tupperware Corp Equity 899896104 8,687 218 218 0 0 0 0 218 Turner Mid Cap Grth Equity 900297409 2082 79 79 0 0 0 0 79 US Bancorp Delaware New Equity 902973304 11175 500 500 0 0 0 0 500 Union Pacific Corporation Equity 907818108 13,902 200 200 0 0 0 0 200 United Parcel Service Equity 911312106 2,845 50 50 0 0 0 0 50 United States Steel Corp Equity 912909108 3,855 100 0 100 0 0 0 100 Vanguard Consumer Discretionary ETF Equity 92204A108 359,995 7,751 7,689 62 0 0 0 7,751 Vanguard Consumer Staples ETF Equity 92204A207 669,329 10473 10,390 83 0 0 0 10,473 Vanguard Financials ETF Equity 92204A405 878,630 31,135 30,703 432 0 0 0 31,135 Vanguard Health Care ETF Equity 92204A504 571530 11376 11,287 89 0 0 0 11,376
Vanguard Industrials ETF Equity 92204A603 405,943 7980 7,917 63 0 0 0 7,980 Vanguard Materials ETF Equity 92204A801 405,870 6760 6,702 58 0 0 0 6,760 Vanguard Telecom Services ETF Equity 92204A884 475,438 8957 8,883 74 0 0 0 8,957 Verizon Communications Equity 92343V104 15,579 556 556 0 0 0 0 556 ADR Vodafone Group Equity 92857W209 124 6 6 0 0 0 0 6 Vulcan Materials Company Equity 929160109 2,192 50 0 50 0 50 0 50 Wal-Mart Stores Equity 931142103 354,468 7,374 7,258 116 0 0 0 7,374 Walgreen Company Equity 931422109 703,145 26,335 25,572 763 0 0 0 26,335 Wells Fargo & Company New Equity 949746101 911,590 35,609 34,528 1,081 0 0 0 35,609 Whirlpool Corp Equity 963320106 130,676 1,488 1,488 0 0 0 50 1,438 Wizzard Software Corporation Equity 97750V109 1,104 5,520 5,520 0 0 0 0 5,520 Xilinx Incorporated Equity 983919101 5,052 200 0 200 0 0 0 200 Zebra Technologies Corp Cl A Equity 989207105 16,719 659 0 659 0 0 0 659 Accenture PLC Equity G1151C101 277,855 7,189 7,129 60 0 0 0 7,189 Seagate Technology Shs Equity G7945J104 1,304 100 100 0 0 0 0 100 Noble Corporation Switzerland Equity H5833N103 209,044 6,763 6,508 255 0 0 0 6,763 ------------------------------------------------------------------------------ 40,396,996 1,765,229 1,609,579 155,650 0 369 450 1,764,779 ==============================================================================
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