0000908834-16-000657.txt : 20160720 0000908834-16-000657.hdr.sgml : 20160720 20160720150429 ACCESSION NUMBER: 0000908834-16-000657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160718 FILED AS OF DATE: 20160720 DATE AS OF CHANGE: 20160720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON BANCORP /IN/ CENTRAL INDEX KEY: 0000706129 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 351562417 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 BUSINESS PHONE: 2198790211 MAIL ADDRESS: STREET 1: 515 FRANKLIN SQUARE CITY: MICHIGAN CITY STATE: IN ZIP: 46360 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP DATE OF NAME CHANGE: 19861021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Michele M. CENTRAL INDEX KEY: 0001413023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10792 FILM NUMBER: 161775257 MAIL ADDRESS: STREET 1: 710 INDIANA AVENUE CITY: LAPORTE STATE: IN ZIP: 46350 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-18 0000706129 HORIZON BANCORP /IN/ HBNC 0001413023 Thompson Michele M. 515 FRANKLIN SQUARE MICHIGAN CITY IN 46360 1 0 0 0 Common Stock 2016-07-18 4 A 0 12708 A 12708 D Common Stock 2016-07-18 4 A 0 2219 A 2219 I By ESOP Common Stock 2016-07-18 4 A 0 2572 A 2572 I By 401(k) Common Stock 2016-07-18 4 A 0 4181 A 4181 I By IRA This common stock was received in exchange for a portion of the Reporting Person's shares of LaPorte Bancorp, Inc. common stock in connection with the merger of LaPorte Bancorp, Inc. into Horizon Bancorp (the "Merger"). The Reporting Person received cash for the remaining portion of the Reporting Person's LaPorte Bancorp, Inc. common stock in the Merger. The exchange ratio in the Merger was 0.629 shares of Horizon Bancorp common stock for each share of LaPorte Bancorp, Inc. common stock (with no fractional shares issued). At the effective time of the Merger, the closing price of LaPorte Bancorp, Inc. common stock was $17.15 per share, and the closing price of Horizon Bancorp common stock was $26.31 per share. The Reporting Person's indirect holdings in the ESOP and 401(k) of LaPorte Bancorp, Inc. increased prior to the Merger but were not yet reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and those increases are reflected herein. Mark E. Secor, as Attorney-in-Fact for Michele M. Thompson 2016-07-20