0000908834-16-000657.txt : 20160720
0000908834-16-000657.hdr.sgml : 20160720
20160720150429
ACCESSION NUMBER: 0000908834-16-000657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160718
FILED AS OF DATE: 20160720
DATE AS OF CHANGE: 20160720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON BANCORP /IN/
CENTRAL INDEX KEY: 0000706129
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 351562417
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
BUSINESS PHONE: 2198790211
MAIL ADDRESS:
STREET 1: 515 FRANKLIN SQUARE
CITY: MICHIGAN CITY
STATE: IN
ZIP: 46360
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS MICHIANA FINANCIAL CORP
DATE OF NAME CHANGE: 19861021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Michele M.
CENTRAL INDEX KEY: 0001413023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10792
FILM NUMBER: 161775257
MAIL ADDRESS:
STREET 1: 710 INDIANA AVENUE
CITY: LAPORTE
STATE: IN
ZIP: 46350
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-18
0000706129
HORIZON BANCORP /IN/
HBNC
0001413023
Thompson Michele M.
515 FRANKLIN SQUARE
MICHIGAN CITY
IN
46360
1
0
0
0
Common Stock
2016-07-18
4
A
0
12708
A
12708
D
Common Stock
2016-07-18
4
A
0
2219
A
2219
I
By ESOP
Common Stock
2016-07-18
4
A
0
2572
A
2572
I
By 401(k)
Common Stock
2016-07-18
4
A
0
4181
A
4181
I
By IRA
This common stock was received in exchange for a portion of the Reporting Person's shares of LaPorte Bancorp, Inc. common stock in connection with the merger of LaPorte Bancorp, Inc. into Horizon Bancorp (the "Merger"). The Reporting Person received cash for the remaining portion of the Reporting Person's LaPorte Bancorp, Inc. common stock in the Merger. The exchange ratio in the Merger was 0.629 shares of Horizon Bancorp common stock for each share of LaPorte Bancorp, Inc. common stock (with no fractional shares issued). At the effective time of the Merger, the closing price of LaPorte Bancorp, Inc. common stock was $17.15 per share, and the closing price of Horizon Bancorp common stock was $26.31 per share. The Reporting Person's indirect holdings in the ESOP and 401(k) of LaPorte Bancorp, Inc. increased prior to the Merger but were not yet reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and those increases are reflected herein.
Mark E. Secor, as Attorney-in-Fact for Michele M. Thompson
2016-07-20