-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TF3Kqq/N5PU7t/66iyxcxbqbkxhIwjqvivVaPCG2Rsj4fXEJdS3KDK5N3RV2C9Js MmNK5bzRNm5DlN34/JCzvQ== 0001169940-04-000001.txt : 20040130 0001169940-04-000001.hdr.sgml : 20040130 20040130200910 ACCESSION NUMBER: 0001169940-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040128 FILED AS OF DATE: 20040130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIHLMANN FRANZ X CENTRAL INDEX KEY: 0001169940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 04557331 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-28 0 0000706015 FILENET CORP FILE 0001169940 ZIHLMANN FRANZ X C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 0 1 0 0 SVP Software Development Common Stock 2004-01-28 4 M 0 12500 14.19 A 12500 D Common Stock 2004-01-28 4 M 0 7294 21.13 A 19794 D Common Stock 2004-01-28 4 M 0 2188 13.38 A 21982 D Common Stock 2004-01-28 4 M 0 8125 13.21 A 30107 D Common Stock 2004-01-29 4 M 0 32706 21.13 A 62813 D Common Stock 2004-01-28 4 S 0 700 29.35 D 62113 D Common Stock 2004-01-28 4 S 0 4000 29.36 D 58113 D Common Stock 2004-01-28 4 S 0 4500 29.37 D 53613 D Common Stock 2004-01-28 4 S 0 1900 29.4 D 51713 D Common Stock 2004-01-28 4 S 0 200 29.43 D 51513 D Common Stock 2004-01-28 4 S 0 2600 29.44 D 48913 D Common Stock 2004-01-28 4 S 0 300 29.49 D 48613 D Common Stock 2004-01-28 4 S 0 3694 29.5 D 44919 D Common Stock 2004-01-28 4 S 0 4100 29.52 D 40819 D Common Stock 2004-01-28 4 S 0 1000 29.53 D 39819 D Common Stock 2004-01-28 4 S 0 2100 29.54 D 37719 D Common Stock 2004-01-28 4 S 0 1200 29.55 D 36519 D Common Stock 2004-01-28 4 S 0 700 29.59 D 35819 D Common Stock 2004-01-28 4 S 0 100 29.6 D 35719 D Common Stock 2004-01-28 4 S 0 900 29.61 D 34819 D Common Stock 2004-01-28 4 S 0 313 29.63 D 34506 D Common Stock 2004-01-28 4 S 0 100 29.65 D 34406 D Common Stock 2004-01-28 4 S 0 500 29.66 D 33906 D Common Stock 2004-01-28 4 S 0 600 29.67 D 33306 D Common Stock 2004-01-28 4 S 0 600 29.71 D 32706 D Common Stock 2004-01-29 4 S 0 32006 29.85 D 700 D Common Stock 2004-01-29 4 S 0 200 29.86 D 500 D Common Stock 2004-01-29 4 S 0 100 29.87 D 400 D Common Stock 2004-01-29 4 S 0 400 29.88 D 0 D Employee Stock Option (right to buy) 14.19 2004-01-28 4 M 0 12500 0 D 2001-12-11 2007-12-11 Common Stock 12500 0 D Employee Stock Option (right to buy) 21.13 2004-01-28 4 M 0 7294 0 D 2003-12-14 2009-12-14 Common Stock 7294 32706 D Employee Stock Option (right to buy) 13.38 2004-01-28 4 M 0 2188 0 D 2003-07-12 2011-07-12 Common Stock 2188 13125 D Employee Stock Option (right to buy) 13.21 2004-01-28 4 M 0 8125 0 D 2003-12-11 2012-12-11 Common Stock 8125 21875 D Employee Stock Option (right to buy) 21.13 2004-01-29 4 M 0 32706 0 D 2003-12-14 2009-12-14 Common Stock 32706 0 D The option becomes exercisable in installments of twenty-five percent (25%) on the first anniversary of the grant date and as to 1/36 of the total grant amount each month thereafter. Franz X. Zihlmann 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----