-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSWy56+5rPC6bafQhbLgFJ6CrGK55JP+4W6SerauUifIXq1WdCV8t3D0RwIOezR3 HU3F+h2WQxXGpKpb/boxVg== 0001169940-03-000002.txt : 20031210 0001169940-03-000002.hdr.sgml : 20031210 20031210155109 ACCESSION NUMBER: 0001169940-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIHLMANN FRANZ X CENTRAL INDEX KEY: 0001169940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 031047400 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-08 0 0000706015 FILENET CORP FILE 0001169940 ZIHLMANN FRANZ X C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 0 1 0 0 SVP Software Development Common Stock 2003-12-08 4 M 0 2300 9 A 2300 D Common Stock 2003-12-08 4 M 0 15000 9.17 A 17300 D Common Stock 2003-12-08 4 M 0 19687 13.38 A 36987 D Common Stock 2003-12-08 4 S 0 300 25.27 D 36687 D Common Stock 2003-12-08 4 S 0 2500 25.29 D 34187 D Common Stock 2003-12-08 4 S 0 5200 25.3 D 28987 D Common Stock 2003-12-08 4 S 0 7000 25.31 D 21987 D Common Stock 2003-12-08 4 S 0 184 25.33 D 21803 D Common Stock 2003-12-08 4 S 0 600 25.34 D 21203 D Common Stock 2003-12-08 4 S 0 916 25.35 D 20287 D Common Stock 2003-12-08 4 S 0 100 25.37 D 20187 D Common Stock 2003-12-08 4 S 0 500 25.39 D 19687 D Common Stock 2003-12-08 4 S 0 16971 25.5 D 2716 D Common Stock 2003-12-08 4 S 0 1016 25.56 D 1700 D Common Stock 2003-12-08 4 S 0 600 25.7 D 1100 D Common Stock 2003-12-08 4 S 0 1100 25.73 D 0 D Employee Stock Option (right to buy) 9 2003-12-08 4 M 0 2300 0 D 2001-07-11 2007-07-11 Common Stock 2300 0 D Employee Stock Option (right to buy) 9.17 2003-12-08 4 M 0 15000 0 D 2002-12-10 2008-12-10 Common Stock 15000 0 D Employee Stock Option (right to buy) 13.38 2003-12-08 4 M 0 19687 0 D 2001-07-12 2011-07-12 Common Stock 19687 15313 D The option becomes exercisable in installments of twenty-five percent (25%) on the first anniversary of the grant date specified and as to 1/36 of the total grant amount each month thereafter. Franz X. Zihlmann 2003-12-09 -----END PRIVACY-ENHANCED MESSAGE-----