-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IZeB6+k4w/GzI91jC38pgn3Gir5d3yl+k1C6fXLbCNqLiO1u34rB4s267NmfrAlb YMO133ddtxQpZoVVRdZTYw== 0001169938-03-000001.txt : 20031202 0001169938-03-000001.hdr.sgml : 20031202 20031202174950 ACCESSION NUMBER: 0001169938-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHELAN DANIEL S CENTRAL INDEX KEY: 0001169938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 031033505 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-01 0 0000706015 FILENET CORP FILE 0001169938 WHELAN DANIEL S C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 0 1 0 0 VP, Chief Technology Officer Common Stock 2003-12-01 4 M 0 8000 9 A 22837 D Common Stock 2003-12-01 4 M 0 12500 8.25 A 35337 D Common Stock 2003-12-01 4 S 0 20500 26.3929 D 14837 D Common Stock 2003-12-01 4 S 0 5847 26.5 D 8990 D Employee Stock Option (right to buy) 9 2003-12-01 4 M 0 8000 0 D 2001-07-11 2007-07-11 Common Stock 8000 0 D Employee Stock Option (right to buy) 8.25 2003-12-01 4 M 0 12500 0 D 2002-11-17 2008-11-17 Common Stock 12500 0 D Daniel S. Whelan 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----