-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExzU06tlmMG5vd3UPcW1F37d1jyWguwhWHAY4/ghBXQG9LWP59sgI33FdpZ4Oc0v /tLXXYuUyjEnnz05nC8sGw== 0001169925-03-000001.txt : 20030828 0001169925-03-000001.hdr.sgml : 20030828 20030828154042 ACCESSION NUMBER: 0001169925-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030826 FILED AS OF DATE: 20030828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON FREDERICK P CENTRAL INDEX KEY: 0001169925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 03871048 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-26 0 0000706015 FILENET CORP FILE 0001169925 DILLON FREDERICK P C/O FILENET CORPORATION 3565 HARBOR COSTA MESA CA 92626 0 1 0 0 VP Sales Operations Common Stock 2003-08-26 4 M 0 6000 9 A 6000 D Common Stock 2003-08-26 4 M 0 937 7.03 A 6937 D Common Stock 2003-08-26 4 M 0 1125 8.69 A 8062 D Common Stock 2003-08-28 4 S 0 462 20.58 D 7600 D Common Stock 2003-08-28 4 S 0 200 20.53 D 7400 D Common Stock 2003-08-28 4 S 0 100 20.49 D 7300 D Common Stock 2003-08-28 4 S 0 7300 20.47 D 0 D Employee Stock Option (right to buy) 9 2003-08-26 4 M 0 6000 9 D 1998-07-11 2007-07-11 Common Stock 6000 0 D Employee Stock Option (right to buy) 7.03 2003-08-26 4 M 0 937 7.03 D 1999-10-12 2008-10-12 Common Stock 937 0 D Employee Stock Option (right to buy) 8.69 2003-08-26 4 M 0 1125 8.69 D 2000-02-24 2009-02-24 Common Stock 1125 0 D The option becomes exercisable in installments of twenty-five percent (25%) on the date specified and as to 1/36 of the total grant amount each month thereafter. Frederick P. Dillon 2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----