-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOO9T0iLsGKVZfzQo5Re/glxZLwSKqvrqAxlNZ8qpp+pB94b2pYbhBI2R12vPSRS 8HPK1yxBF38/kFblRQfPUA== 0001169923-03-000003.txt : 20031105 0001169923-03-000003.hdr.sgml : 20031105 20031105132036 ACCESSION NUMBER: 0001169923-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031103 FILED AS OF DATE: 20031105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTIAN MARTYN D CENTRAL INDEX KEY: 0001169923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 03978629 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-03 0 0000706015 FILENET CORP FILE 0001169923 CHRISTIAN MARTYN D C/O FILENET CORPORATION 3565 HARBOR COSTA MESA CA 92626 0 1 0 0 SVP WW Field Marketing Common Stock 2003-11-03 4 M 0 10000 14.19 A 11484 D Common Stock 2003-11-03 4 M 0 11979 21.13 A 23463 D Common Stock 2003-11-03 4 M 0 19791 16.75 A 43254 D Common Stock 2003-11-03 4 M 0 8594 23.47 A 51848 D Common Stock 2003-11-03 4 S 0 10364 27.0114 D 41484 D Common Stock 2003-11-03 4 S 0 10000 27.002 D 31484 D Common Stock 2003-11-03 4 S 0 10000 27.038 D 21484 D Common Stock 2003-11-03 4 S 0 10000 27.008 D 11484 D Common Stock 2003-11-03 4 S 0 10000 17.004 D 1484 D Employee Stock Option (right to buy) 14.19 2003-11-03 4 M 0 10000 0 D 1997-12-11 2007-12-11 Common Stock 10000 0 D Employee Stock Option (right to buy) 21.13 2003-11-03 4 M 0 11979 0 D 1999-12-14 2009-12-14 Common Stock 11979 521 D Employee Stock Option (right to buy) 16.75 2003-11-03 4 M 0 19791 0 D 2000-08-01 2010-08-01 Common Stock 19791 5209 D Employee Stock Option (right to buy) 23.47 2003-11-03 4 M 0 8594 0 D 2001-01-02 2011-01-02 Common Stock 8594 3906 D The transactions covered by this Form 4 were completed pursuant to the Reporting Person's Rule 10b5-1 written trading plan dated August 1, 2003. The option becomes exercisable in installments of twenty-five percent (25%) on the first anniversary of the grant date specified and as to 1/36 of the total grant amount each month thereafter. Martyn D. Christian 2003-11-04 -----END PRIVACY-ENHANCED MESSAGE-----