-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6CZ9RpI4Gg3IcPAjtWGpVnKXWl3rwYYVNrDNJEK8e9NaRo52e4CutAwI1EZQ9HJ 7tZC5rfjCth40EBHoBRjrg== 0001169923-03-000001.txt : 20030822 0001169923-03-000001.hdr.sgml : 20030822 20030822125446 ACCESSION NUMBER: 0001169923-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030820 FILED AS OF DATE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTIAN MARTYN D CENTRAL INDEX KEY: 0001169923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 03861888 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-20 0 0000706015 FILENET CORP FILE 0001169923 CHRISTIAN MARTYN D C/O FILENET CORPORATION 3565 HARBOR COSTA MESA CA 92626 0 1 0 0 SVP WW Field Marketing Common Stock 2003-08-20 4 M 0 2800 9 A 4284 D Common Stock 2003-08-20 4 M 0 9000 9.17 A 13284 D Common Stock 2003-08-20 4 M 0 5000 13.38 A 18284 D Common Stock 2003-08-20 4 S 0 300 20.29 D 17984 D Common Stock 2003-08-20 4 S 0 9837 20.3 D 8147 D Common Stock 2003-08-20 4 S 0 204 20.31 D 7943 D Common Stock 2003-08-20 4 S 0 400 20.32 D 7543 D Common Stock 2003-08-20 4 S 0 300 20.33 D 7243 D Common Stock 2003-08-20 4 S 0 100 20.34 D 7143 D Common Stock 2003-08-20 4 S 0 300 20.35 D 6843 D Common Stock 2003-08-20 4 S 0 100 20.36 D 6743 D Common Stock 2003-08-20 4 S 0 400 20.4 D 6343 D Common Stock 2003-08-20 4 S 0 4859 20.5 D 1484 D Employee Stock Option (right to buy) 9 2003-08-20 4 M 0 2800 9 D 2007-07-01 Common Stock 2800 0 D Employee Stock Option (right to buy) 9.17 2003-08-20 4 M 0 9000 9.17 D 2008-12-10 Common Stock 9000 0 D Employee Stock Option (right to buy) 13.38 2003-08-20 4 M 0 5000 13.38 D 2011-07-12 Common Stock 5000 3540 D The transactions covered by this Form 4 were completed pursuant to the Reporting Person's Rule 10b5-1 written trading plan dated August 1, 2003 The option becomes exercisable in installments of twenty-five percent (25%) on the first anniversary of the grant date and 1/36 each month thereafter Katharina M. Mueller, Attorney-in-Fact 2003-08-21 -----END PRIVACY-ENHANCED MESSAGE-----