-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwG61kkHFr+P+mLY2nNKXbf8nf/rtzsFsX0jXm+M0lw9fiFv/jJygOUjUO4fSaAn O4GFLdQ8v2h+4B9UIzCqRQ== 0001169920-04-000002.txt : 20040629 0001169920-04-000002.hdr.sgml : 20040629 20040629191658 ACCESSION NUMBER: 0001169920-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951221 FILED AS OF DATE: 20040629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THEODORE J CENTRAL INDEX KEY: 0001169920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 04889724 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 1995-12-21 0 0000706015 FILENET CORP FILE 0001169920 SMITH THEODORE J 3565 HARBOR BOULEVARD COSTA MESA CA 92626 1 0 0 0 Common Stock 1995-12-21 4 S 0 23000 47 D 0 I By Family Trust Common Stock 2001-03-03 4 P 0 457 22 A 10207 I By Family Trust Common Stock 2004-01-29 4 G 0 10000 0 D 207 I By Family Trust The Reporting Person contributed the common stock to an exchange fund in exchange for interests in the exchange fund. The common stock was valued at $23.50 by the exchange fund for the purpose of determining the number of interests in the exchange fund issuable to the Reporting Person. These numbers do not give effect to the Issuer's 2-for-1 stock split in June, 1998. The Reporting person received 457 shares of common stock in connection with the redemption of his interest in the Exchange Fund. The shares were valued at $22.00 per share for the purpose of determining the number of shares distributable to him in connection with the redemption. The Reporting Person has disgorged all profits to the Issuer from this deemed purchase transaction that was matachable with the reporting persons February 2001 sales. The number of shares held in 1995 as of the end of this transaction is not readily determinable. /s/ Theodore J. Smith 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----