-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vjw0vESk4ZCWgzAhu1lEFIUXWAlTFFSVA76btHS1VZs1iZMXCrHmjmoVlgh7dV0t jKNkZTN84UuySiTdbHOxnQ== 0001169920-03-000003.txt : 20031120 0001169920-03-000003.hdr.sgml : 20031120 20031120121658 ACCESSION NUMBER: 0001169920-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031118 FILED AS OF DATE: 20031120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THEODORE J CENTRAL INDEX KEY: 0001169920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 031014937 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-18 0 0000706015 FILENET CORP FILE 0001169920 SMITH THEODORE J C/O FILENET CORPORATION 3565 HARBOR COSTA MESA CA 92626 1 0 0 0 Common Stock 2003-11-18 4 M 0 700 9 A 700 D Common Stock 2003-11-18 4 S 0 600 27.01 D 100 D Common Stock 2003-11-18 4 S 0 100 27 D 0 D Common Stock 10000 I By Smith Family Trust Director Stock Option (right to buy) 9 2003-11-18 4 M 0 700 0 D 2001-07-11 2007-07-11 Common Stock 700 57550 D Theodore J. Smith 2003-11-19 -----END PRIVACY-ENHANCED MESSAGE-----