-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7XYLW9wVGRCSeHV6WtWbWESslZ8QiezbReTbXD/EQ8hkN73fSu7C5lGI9OVEO87 hhzCBuCrSUuRVX73X3gZWQ== 0001169919-04-000011.txt : 20041116 0001169919-04-000011.hdr.sgml : 20041116 20041116182414 ACCESSION NUMBER: 0001169919-04-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041112 FILED AS OF DATE: 20041116 DATE AS OF CHANGE: 20041116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS LEE D CENTRAL INDEX KEY: 0001169918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 041150537 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-11-12 0 0000706015 FILENET CORP FILE 0001169918 ROBERTS LEE D C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 1 1 0 0 Chairman, CEO Common Stock 2004-11-12 4 M 0 8562 7.16 A 38562 D Common Stock 2004-11-12 4 S 0 8562 27 D 30000 D Common Stock 2004-11-15 4 M 0 37638 7.16 A 67638 D Common Stock 2004-11-15 4 S 0 37638 27 D 30000 D Stock Option (right to buy) 7.16 2004-11-12 4 M 0 8562 0 D 1998-05-22 2007-05-22 Common Stock 8562 94420 D Stock Option (right to buy) 7.16 2004-11-15 4 M 0 37638 0 D 1998-05-22 2007-05-22 Common Stock 37638 56782 D The options vested in four annual installments commencing May 22, 1998. /s/ Philip C. Maynard, Attorney-in-Fact 2004-11-16 -----END PRIVACY-ENHANCED MESSAGE-----