-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ByuiH7loTaj8Yz+cT/ChfuEMea76l4BFY3SF58fMCFhvj6/KJgl8LU5iTeTtuVLh PTDkXFs5heqhnyX3RjBBXg== 0001169919-04-000008.txt : 20041029 0001169919-04-000008.hdr.sgml : 20041029 20041029182203 ACCESSION NUMBER: 0001169919-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041027 FILED AS OF DATE: 20041029 DATE AS OF CHANGE: 20041029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS LEE D CENTRAL INDEX KEY: 0001169918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 041107750 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-27 0 0000706015 FILENET CORP IN 0001169918 ROBERTS LEE D 1 1 0 0 Chairman, CEO Common Stock 2004-10-27 4 M 0 42782 7.16 A 72782 D Common Stock 2004-10-27 4 S 0 7300 28.12 D 65482 D Common Stock 2004-10-27 4 S 0 35482 27.79 D 30000 D Common Stock 2004-10-28 4 M 0 74808 7.16 A 104808 D Common Stock 2004-10-28 4 S 0 17590 28.51 D 87218 D Common Stock 2004-10-28 4 S 0 57218 27.75 D 30000 D Common Stock 2004-10-29 4 M 0 18893 7.16 A 48893 D Common Stock 2004-10-29 4 S 0 15193 27.75 D 33700 D Common Stock 2004-10-29 4 S 0 900 28 D 32800 D Common Stock 2004-10-29 4 S 0 2800 28.26 D 30000 D Stock Option (right to buy) 7.16 2004-10-27 4 M 0 42782 0 D 1998-05-22 2007-05-22 Common Stock 42782 231000 D Stock Option (right to buy) 7.16 2004-10-28 4 M 0 74808 0 D 1998-05-22 2007-05-22 Common Stock 74808 156192 D Stock Option (right to buy) 7.16 2004-10-29 4 M 0 18893 0 D 1998-05-22 2007-05-22 Common Stock 18893 137299 D The options vest in four annual installments commencing May 22, 1998. /s/ Philip Maynard, Attorney-in-Fact 2004-10-29 -----END PRIVACY-ENHANCED MESSAGE-----