-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZMzUdQhvXy0VL6Ae2BV0WkMk2tPaY8LCtSXAYD6viPJlMgqlIuMWbDbWPPPxAu8 0+LpFJOQaIH/aB8NzoAXwA== 0001169919-04-000006.txt : 20041027 0001169919-04-000006.hdr.sgml : 20041027 20041027193944 ACCESSION NUMBER: 0001169919-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041025 FILED AS OF DATE: 20041027 DATE AS OF CHANGE: 20041027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERCANBRACK RON L CENTRAL INDEX KEY: 0001169928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 041100674 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-25 0 0000706015 FILENET CORP FILE 0001169928 ERCANBRACK RON L C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 0 1 0 0 PRESIDENT COMMON STOCK 2004-10-25 4 M 0 1740 14.19 A 16740 D COMMON STOCK 2004-10-25 4 M 0 1 17.63 A 16741 D COMMON STOCK 2004-10-25 4 M 0 8260 14.19 A 25001 D COMMON STOCK 2004-10-25 4 M 0 99999 17.63 A 125000 D COMMON STOCK 2004-10-25 4 M 0 14489 13.38 A 139489 D COMMON STOCK 2004-10-26 4 M 0 22074 13.38 A 161563 D COMMON STOCK 2004-10-26 4 M 0 45833 12.85 A 207396 D COMMON STOCK 2004-10-25 4 S 0 1740 26.5 D 205656 D COMMON STOCK 2004-10-25 4 S 0 122749 26.51 D 82907 D COMMON STOCK 2004-10-26 4 S 0 67907 26.5 D 15000 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 14.19 2004-10-25 4 M 0 10000 0 D 2007-12-11 COMMON STOCK 10000 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 17.63 2004-10-25 4 M 0 100000 0 D 2004-03-09 2010-03-09 COMMON STOCK 100000 0 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.38 2004-10-25 4 M 0 14489 0 D 2011-07-12 COMMON STOCK 14489 30511 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.38 2004-10-26 4 M 0 22074 0 D 2011-07-12 COMMON STOCK 22074 8437 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.85 2004-10-26 4 M 0 45833 0 D 2012-12-04 COMMON STOCK 45833 54167 D VESTED IN FOUR (4) EQUAL ANNUAL INSTALLMENTS COMMENCING DECEMBER 11, 1998. VESTED 1/4TH ON JULY 12, 2002 AND 1/36TH EACH MONTH THEREAFTER. VESTED 1/4TH ON JULY 12, 2002 AND 1/36TH EACH MONTH THEREAFTER. VESTED 1/4TH ON DECEMBER 4, 2003 AND 1/36TH EACH MONTH THEREAFTER. /S/ PHILIP MAYNARD, ATTORNEY-IN-FACT 2004-10-27 -----END PRIVACY-ENHANCED MESSAGE-----