-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NR4kuak+a1g3P+DqqCpr41kO2UtBxnrP3bsXWKnBI8WAnkqeZpZch30fbLsOcU6r JXWioP48FMaWorfF0uxksA== 0001169915-03-000002.txt : 20031114 0001169915-03-000002.hdr.sgml : 20031114 20031114195834 ACCESSION NUMBER: 0001169915-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031113 FILED AS OF DATE: 20031114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLAUS L GEORGE CENTRAL INDEX KEY: 0001169915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 031006490 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-13 0 0000706015 FILENET CORP FILE 0001169915 KLAUS L GEORGE C/O FILENET CORPORATION 3565 HARBOR COSTA MESA CA 92626 1 0 0 0 Common Stock 2003-11-13 4 M 0 2782 8.25 A 2782 D Common Stock 2003-11-13 4 M 0 7000 8.875 A 9782 D Common Stock 2003-11-13 4 M 0 3500 14.39 A 13282 D Common Stock 2003-11-13 4 M 0 1750 16.14 A 15032 D Common Stock 2003-11-13 4 S 0 12532 25.1 D 2500 D Common Stock 2003-11-13 4 S 0 2500 25.11 D 0 D Director Stock Option (right to buy) 8.25 2003-11-13 4 M 0 2782 0 D 2002-11-17 2008-11-17 Common Stock 2782 0 D Director Stock Option (right to buy) 8.875 2003-11-13 4 M 0 7000 0 D 2003-05-20 2009-05-20 Common Stock 7000 0 D Director Stock Option (right to buy) 14.39 2003-11-13 4 M 0 3500 0 D 2001-05-16 2011-05-16 Common Stock 3500 3500 D Director Stock Option (right to buy) 16.14 2003-11-13 4 M 0 1750 0 D 2002-05-22 2012-05-22 Common Stock 1750 5250 D The option becomes exercisable in installments of twenty-five percent (25%) on each anniversary of the grant date specified L. George Klaus 2003-11-14 -----END PRIVACY-ENHANCED MESSAGE-----