-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IB+XVp61nZpIctOLFK4pDVbDxH2caCDYkeVl8UpnSv3xLkDouvaziEGCHCuA6scB CmXI8Oa3EJZt5IAZ42cawg== 0001090094-06-000015.txt : 20060616 0001090094-06-000015.hdr.sgml : 20060616 20060616200245 ACCESSION NUMBER: 0001090094-06-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060615 FILED AS OF DATE: 20060616 DATE AS OF CHANGE: 20060616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AURIEMMA SAM M CENTRAL INDEX KEY: 0001169921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 06911421 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-15 0 0000706015 FILENET CORP FILE 0001169921 AURIEMMA SAM M C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 0 1 0 0 EXEC. VP AND CFO Restricted Stock Units 2006-06-15 4 A 0 55000 0 A Common Stock 55000 55000 D Restricted Stock Units 2006-06-15 4 A 0 55000 0 A Common Stock 55000 55000 D Each Restricted Stock Unit represents a right to receive one (1) share of Issuer's Common Stock. The RSUs vest based upon achievement by the Issuer of pre-established financial performance criteria as certified by the Compensation Committee. Vesting is conditioned upon the Reporting Person's continued employment through the last day of the performance period. A maximum of 55,000 RSUs may vest in fiscal 2007. To the extent the RSUs do not vest they are automatically forfeited. The underlying securities are issuable upon or following vesting or if elected by the Reporting Person upon the Reporting Person's termination of service with the Issuer. The RSUs vest based upon achievement by the Issuer of pre-established financial performance criteria as certified by the Compensation Committee. Vesting is conditioned upon the Reporting Person's continued employment through the last day of the performance period. A maximum of 55,000 RSUs may vest in fiscal 2008. To the extent the RSUs do not vest they are automatically forfeited. The underlying securities are issuable upon or following vesting or if elected by the Reporting Person upon the Reporting Person's termination of service with the Issuer. /s/ Philip C. Maynard, Attorney-in-Fact 2006-06-16 -----END PRIVACY-ENHANCED MESSAGE-----