-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Br0gGuXVHk2YSSzsxmsxgGQngxW/J6piZ4aIz6oZGoVvsSEJi5qRjUhGd/8R3voY QF7s6q6rHMFkawNJXm7+Nw== 0001090094-06-000008.txt : 20060504 0001090094-06-000008.hdr.sgml : 20060504 20060504173850 ACCESSION NUMBER: 0001090094-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060502 FILED AS OF DATE: 20060504 DATE AS OF CHANGE: 20060504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THEODORE J CENTRAL INDEX KEY: 0001169920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15997 FILM NUMBER: 06809638 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626-1420 BUSINESS PHONE: 7143277673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 FORMER COMPANY: FORMER CONFORMED NAME: FILEX CORP DATE OF NAME CHANGE: 19830915 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-05-02 0 0000706015 FILENET CORP FILE 0001169920 SMITH THEODORE J C/O FILENET CORPORATION 3565 HARBOR BOULEVARD COSTA MESA CA 92626 1 0 0 0 Common Stock 2006-05-02 4 M 0 7350 14.19 A 7350 D Common Stock 2006-05-02 4 S 0 7350 27.6463 D 0 D Common Stock 207 I By Family Trust Employee Stock Option (right to buy) 14.19 2006-05-02 4 M 0 7350 0 D 2007-12-10 Common Stock 7350 0 D The options vest in four (4) equal annual installments commencing December 11, 1998. /s/Philip C. Maynard as Attorney-in-Fact for Theodore J. Smith 2006-05-04 -----END PRIVACY-ENHANCED MESSAGE-----