-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyxRhWWcqmg9rP2JPDZJXyRJQxTUM6WF4IaVfBq5X5xmFCaCDtoWo5dE4qnTOD4d xNXCoTb/IBz6oiljoFwxMA== 0001017062-97-001742.txt : 19970923 0001017062-97-001742.hdr.sgml : 19970923 ACCESSION NUMBER: 0001017062-97-001742 CONFORMED SUBMISSION TYPE: RW PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970922 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: FILENET CORP CENTRAL INDEX KEY: 0000706015 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 953757924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: RW SEC ACT: SEC FILE NUMBER: 033-96970 FILM NUMBER: 97683604 BUSINESS ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7149663400 MAIL ADDRESS: STREET 1: 3565 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 926261420 RW 1 REQUEST FOR WITHDRAWAL OF FORM S-3 FILENET CORPORATION September 22, 1997 Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: FileNet Corporation ------------------- Form S-3 Registration Statement Filed on September 18, 1995 ----------------------------------------------------------- File Number 33-96970 -------------------- Ladies and Gentlemen: Pursuant to Rule 477 of Regulation C of the Securities Act of 1933, as amended (the "Securities Act"), FileNet Corporation, a Delaware corporation (the "Registrant"), hereby respectfully makes application to the Securities and Exchange Commission (the "Commission") to (1) withdraw the above referenced registration statement (the "Registration Statement"), together with all exhibits, amendments and supplements thereto, and (2) deregister any shares identified in the Registration Statement which have not been sold to date, with such application to be approved effective as of the date hereof or at the earliest practical date thereafter. The Registration Statement was filed with the Commission on September 18, 1995; Amendment No. 1 to the Registration Statement was filed on October 10, 1995; Amendment No. 2 was filed on October 31, 1995; Supplement No. 1 to the prospectus incorporated as part of the Registration Statement (the "Prospectus") was filed on December 29, 1995; and Supplement No. 2 to the Prospectus was filed on January 19, 1996. The Registration Statement was filed by the Registrant on behalf of a number of its securityholders to whom Registrant had a contractual obligation to file such Registration Statement and keep it effective for a two year period. Such two year period has expired and the majority of such securityholders may now avail themselves of Rule 144 promulgated under the Securities Act to offer and sell without registration the Registrant's common stock held by them and listed on the Registration Statement. By withdrawing the Registration Statement at this time, the Registrant seeks to save the expense associated with maintaining the effectiveness of a registration statement. Kindly direct any questions you have regarding Registrant's request to withdraw the Registration Statement to the undersigned at (714) 966-3400. Very truly yours, /s/ Mark S. St.Clare Mark S. St.Clare Chief Financial Officer, Senior Vice President, Finance and Secretary -----END PRIVACY-ENHANCED MESSAGE-----