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Proc-Type: 2001,MIC-CLEAR
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As filed with the Securities and Exchange Commission on
January 9, 2002. File No. _________
WASHINGTON, D.C. 20549
FORM S-8
NATIONAL SERVICE INDUSTRIES, INC.
Delaware Incorporation or Organization) |
58-0364900 Identification No.) |
National Service Industries, Inc. including Area Code, of Registrants Principal Executive Offices) |
Carol Ellis Morgan including Area Code, of Agent for Service) |
AECO Employees 401(k) Retirement and Savings Plan
______________________________________
(Full Title of the Plan)
_____________________________________
Copies to:
Jan M. Davidson, Esq.
Kilpatrick Stockton LLP
1100 Peachtree Street, N.E. , Suite 2800
Atlanta, Georgia 30309
(404) 815-6500
(404) 815-6555 (fax)
_____________________________________
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities |
Amount to |
Proposed Maximum Aggregate |
Amount of |
Common Stock, $1.00 par value per |
75,000 |
$600,000 |
$143.40 |
Preferred Stock Purchase Rights (4) |
75,000 |
(5) |
(5) |
Plan Interests in the AECO 401(k) Retirement and Savings Plan |
(6) |
(5) |
(5) |
(1) Pursuant to Rule 416 of the Securities Act of 1933, this Registration Statement shall be deemed to cover any additional securities to be offered or issued in the event of a stock dividend, stock split, recapitalization, or other similar changes in the capital structure, merger, consolidation, spin-off, split-off, spin-out, split-up, reorganization, partial or complete liquidation, or other distribution of assets, issuance of rights or warrants to purchase securities, or any other corporate transaction or event having an effect similar to any of the foregoing.
(2) Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(c) and (h) of the Securities Act. The proposed maximum aggregate offering price and amount of registration fee are based on $8.00, the average of the high and low prices reported on the NYSE on January 7, 2002.
(3) The filing fee associated with the 99,235 shares of common stock of National Service Industries, Inc. registered on March 1, 1999 on Form S-8, Commission file number 333-73133, and withdrawn from registration by post-effective amendment on January 4, 2002, is offset against the current filing fee. The filing fee associated with those 99.235 shares is $893.08. The current filing fee is $43.40. Thus, no current filing fee is due.
(4) The Preferred Stock Purchase Rights initially trade with the Common Stock and are not currently exercisable.
(5) Not applicable.
(6) Pursuant to Rule 416(c) under the Securities Act of 1933, this Registration Statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein.
____________________________________
National Service Industries, Inc., Inc. (the "Company") files this Registration Statement on Form S-8 to reflect an increase in the number of shares of common stock, $1.00 par value (the "Common Stock") authorized under the AECO Employees 401(k) Retirement and Savings Plan (the "Plan"). The shares authorized under the Plan have been increased by 75,000, from 75,000 to 150,000. The 75,000 shares of stock previously authorized under the Plan are covered by a Registration Statement on Form S-8 (Registration No. 033-60715), the contents of which are incorporated herein by reference, unless superseded by the exhibits set forth below.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
ITEM 8. Exhibits
Exhibit No. |
Description |
5 |
Opinion and consent of Carol Ellis Morgan, Esq. |
23.1 |
Consent of Arthur Andersen LLP. |
23.2 |
Consent of Carol Ellis Morgan, Esq. (included in Exhibit 5 hereto). |
24 |
Powers of Attorney (included in signature page of this Registration Statement). |
NATIONAL SERVICE INDUSTRIES, INC. By: /s/ Carol Ellis Morgan
|
POWER OF ATTORNEY
Each person whose signature appears below in so signing also makes, constitutes, and appoints Brock A. Hattox and Carol Ellis Morgan and each of them acting alone, his true and lawful attorney-in-fact, with full power of substitution, for him in any and all capacities to execute and cause to be filed with the Securities and Exchange Commission any and all amendments and post-effective amendments to this registration statement together with exhibits to any such registration statement or amendments and other documents in connection therewith, and hereby ratifies and confirms all that said attorney-in-fact or said attorney-in-facts substitute or substitutes may do or cause to be done by virtue hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed on January 3, 2002, by the following persons in the capacities indicated.
Signature |
Position |
/s/ Brock A. Hattox
|
Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer) |
/s/ Chester J. Popkowski
|
Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) |
/s/ K. Gene Laminack
|
Vice President and Controller |
/s/ Dennis R. Beresford
|
Director |
/s/ John E. Cay, III
|
Director |
/s/ Don L. Chapman
|
Director |
/s/ Joia M. Johnson
|
Director |
/s/ Michael Z. Kay
|
Director |
/s/ Dr. Betty L. Siegel
|
Director |
Pursuant to the requirements of the Securities Act of 1933, the trustees (or other persons who administer the employee benefit plan) have duly caused this registration statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Atlanta, Georgia on January 3, 2002.
AECO EMPLOYEES 401(K) RETIREMENT AND SAVINGS By: National Service Industries, Inc., Plan Administrator By: /s/ Brock A. Hattox Chairman of the Board, President and Chief Executive Officer |
EXHIBIT INDEX
Exhibit No. |
Description |
5 |
Opinion and consent of Carol Ellis Morgan, Esq. |
23.1 |
Consent of Arthur Andersen LLP. |
23.2 |
Consent of Carol Ellis Morgan, Esq. (included in Exhibit 5 hereto). |
24 |
Powers of Attorney (included in signature page of this Registration Statement). |
Legal Opinion &n bsp; Exhibit 5
January 3, 2002
National Service Industries, Inc..
1420 Peachtree Street, N.E.
Atlanta, Georgia 30309
Re: Form S-8 Registration Statement
Ladies and Gentlemen:
I have acted as counsel for National Service Industries, Inc., a Delaware corporation (the "Company"), in the preparation of the Form S-8 Registration Statement relating to the Companys proposed offer and sale of up to 75,000 additional shares of the common stock, $1.00 par value (the "Common Stock"), pursuant to the AECO Employees 401(k) Retirement and Savings Plan (the "Plan") .
In such capacity, I have examined the certificates of public officials and originals or copies of such corporate records, documents, and other instruments relating to the authorization of the Plan and the authorization and issuance of shares of Common Stock as I have deemed relevant under the circumstances.
Based on and subject to the foregoing, it is my opinion that the Plan and the proposed offer and sale thereunder of up to 75,000 additional shares of Common Stock, have been duly authorized by the Board of Directors of the Company, and that the shares, when issued in accordance with the terms and conditions of the Plan, will be validly issued, fully paid and nonassessable.
I hereby consent to the filing of this opinion as an exhibit to said Registration Statement.
Sincerely,
/s/ Carol Ellis
Morgan
Carol Ellis Morgan, Esq.
Exhibit 23.1
CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS
As independent public accountants, we hereby consent to the incorporation by reference in this registration statement of our reports dated November 29, 2001 included in National Service Industries, Inc.s Form 10-K (File No. 001-3208) for the year ended August 31, 2001 and to all references to our firm included in this registration statement.
/s/ Arthur Andersen LLP
Atlanta, Georgia
January 9, 2002