-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/TaHGlk4C0N81PL5fuYsAeRwO+1X+nU/kiu4FUdngHsdaKTYK6jee9rCVwJcq5r vXadQg4kDXRxKEjxZ/kpmg== 0001047469-97-005974.txt : 19971126 0001047469-97-005974.hdr.sgml : 19971126 ACCESSION NUMBER: 0001047469-97-005974 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 19971125 SROS: AMEX SROS: PSE GROUP MEMBERS: ADRIANNA PARKER GROUP MEMBERS: ALAN B. KALIN GROUP MEMBERS: ALAN H. HUGGINS GROUP MEMBERS: ANNEMARIE STAEPELAERE GROUP MEMBERS: BERG & BERG DEVELOPERS GROUP MEMBERS: BERG & BERG ENTERPRISES INC GROUP MEMBERS: BERG & BERG ENTERPRISES, INC. GROUP MEMBERS: BERT B. & ADRENA F. VALDEZ GROUP MEMBERS: BRUCE AALGAARD GROUP MEMBERS: CALVIN L. REED AND LINDA ENG REED REVOCABLE LIVING... GROUP MEMBERS: CARL E. BERG GROUP MEMBERS: CARL E. WARDEN GROUP MEMBERS: CLYDE J. BERG GROUP MEMBERS: CURTIS VALDEZ GROUP MEMBERS: DANIEL B. STERN GROUP MEMBERS: DAVID J. STAEPELAERE GROUP MEMBERS: DAVID M. BUTZE IRA ACCT# 818-73-D81 GROUP MEMBERS: DOUGLAS BROYLES GROUP MEMBERS: DUANE RAYBURN GROUP MEMBERS: ERIC A. MCAFEE GROUP MEMBERS: ILAN BENDER GROUP MEMBERS: JANUARY S. SCARPINO GROUP MEMBERS: JEFFREY B. STERN GROUP MEMBERS: JOEL G. SAKAMOTO GROUP MEMBERS: JOHN C. BOLGER GROUP MEMBERS: JOHN J. BARTKO (IRA) GROUP MEMBERS: KENNETH B. STERN GROUP MEMBERS: LEE B. STERN GROUP MEMBERS: LEONARD C. PERHAM GROUP MEMBERS: MARK LEWIS GROUP MEMBERS: MICHAEL L. KNAPP GROUP MEMBERS: MIKE AALGAARD GROUP MEMBERS: MONICA KOPP BUTZE UTA CHARLES SCHWAB & CO.... GROUP MEMBERS: MYRON CRAWFORD (IRA) GROUP MEMBERS: PATRICK W. HURLEY GROUP MEMBERS: RAYMOND L. STAEPELAERE GROUP MEMBERS: RENEE MICHAELS GROUP MEMBERS: RICHARD T. TARRANT (IRA) GROUP MEMBERS: ROBERT L. & SHARON K. YOERG GROUP MEMBERS: ROBERT S. & JULIA G. REIS TRUST AGREEMENT 7/3/96 GROUP MEMBERS: ROGER S. KIRK GROUP MEMBERS: ROLAND M. WEBB GROUP MEMBERS: ROY A. WRIGHT (IRA) GROUP MEMBERS: RUSSEL VALDEZ GROUP MEMBERS: STEVE ZUNGUL GROUP MEMBERS: THELMER AALGAARD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEST PROPERTIES/NEW/ CENTRAL INDEX KEY: 0000704874 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 952635431 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33637 FILM NUMBER: 97727429 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERG & BERG ENTERPRISES INC CENTRAL INDEX KEY: 0001040051 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10050 BRANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 MAIL ADDRESS: STREET 1: 10050 BRANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) MISSION WEST PROPERTIES - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 60520020-3 - ------------------------------------------------------------------------------- (CUSIP Number) Michael Knapp, Secretary, Berg & Berg Enterprises, Inc. 10050 Bandley Drive, Cupertino, CA 95014 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: Alan B. Kalin, Esq., Graham & James LLP 600 Hansen Way, Palo Alto, CA 94304-1043; (650) 856-6500 - ------------------------------------------------------------------------------- November 12, 1997 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons BERG & BERG ENTERPRISES, INC. , FOR ITSELF AND THE PERSONS IDENTIFIED ON EXHIBIT 1 TO THIS SCHEDULE 13D/A - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) WC - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization California ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 27,333 Owned by ------------------------ Each Report- (8) Shared Voting Power 1,097,959 ing Person ------------------------ With (9) Sole Dispositive Power 27,333 ------------------------ (10) Shared Dispositive Power 0 ------------------------ - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 73.1% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO ---------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons BERG & BERG DEVELOPERS ------------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) Not Applicable - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) -------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization California ---------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by -------------------------------------- Each Report- (8) Shared Voting Power 1,097,959 ing Person -------------------------------------- With (9) Sole Dispositive Power 0 ---------------------------------- (10) Shared Dispositive Power 27,333 ---------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 73.1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) PN ---------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons CARL E. BERG ------------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) Not Applicable - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 53,071 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 1,097,959 ing Person --------------------------------------- With (9) Sole Dispositive Power 0 --------------------------------- (10) Shared Dispositive Power 27,333 --------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,151,030 ----------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 76.7% ------------------- - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Clyde J. Berg -------------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) Not Applicable - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ---------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 1,097,959 ing Person --------------------------------------- With (9) Sole Dispositive Power 0 ---------------------------------- (10) Shared Dispositive Power 27,333 ---------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,097,959 ----------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 73.1% ------------------- - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons CARL E. WARDEN ------------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF -------------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ---------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 117,333 ing Person --------------------------------------- With (9) Sole Dispositive Power 117,333 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 117,333 ----------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 7.8% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons LEONARD C. PERHAM -------------------------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF --------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) -------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ---------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 34,833 ing Person --------------------------------------- With (9) Sole Dispositive Power 34,833 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,833 ------------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ---- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.3% ------------------------- - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons ALAN B. KALIN ------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------------ - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person --------------------------------------- With (9) Sole Dispositive Power 12,333 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ------ - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons JOHN C. BOLGER ---------------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF --------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------ - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA --------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 22,222 ing Person ---------------------------------------- With (9) Sole Dispositive Power 22,222 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,222 ------------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.5% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons ROGER S. KIRK ------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF --------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 34,556 ing Person --------------------------------------- With (9) Sole Dispositive Power 34,556 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,556 ------------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ---- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.3% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons PATRICK W. HURLEY ----------------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF ---------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ---------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 30,333 ing Person ---------------------------------------- With (9) Sole Dispositive Power 30,333 ---------------------------------------- (10) Shared Dispositive Power 0 ------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,333 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2% ---- - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons ROY A. WRIGHT (IRA) ----------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF --------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------ - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ------------------------------ - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person --------------------------------------- With (9) Sole Dispositive Power 12,333 ------------------------------------ (10) Shared Dispositive Power 0 ------------------------------------ - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) EP ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons RICHARD T. TARRANT (IRA) ---------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF -------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) -------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person ---------------------------------------- With (9) Sole Dispositive Power 12,333 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 ------------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% ------------------------ (14) Type of Reporting Person (See Instructions) EP ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons JOHN J. BARTKO (IRA) ------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF -------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person ---------------------------------------- With (9) Sole Dispositive Power 12,333 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) EP ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons CALVIN L. REED AND LINDA ENG REED REVOCABLE LIVING TRUST ----------------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF ------------------------------------ (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) -------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 23,433 ing Person ---------------------------------------- With (9) Sole Dispositive Power 23,433 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 23,433 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ------ - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.6% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons THELMER AALGAARD ------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF ---------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------ - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 82,973 ing Person ---------------------------------------- With (9) Sole Dispositive Power 82,973 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 82,973 -------------- - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ------ - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 5.5% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ------------------------ - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons DOUGLAS BROYLES ----------------------------------------------------------- - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF --------------------------------- - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person -------------------------------------- With (9) Sole Dispositive Power 12,333 ----------------------------------- (10) Shared Dispositive Power 0 -------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ---- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% ------------------- - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ------------------------ - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons MICHAEL L. KNAPP ------------------------------------------------------------------ - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF -------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ------- - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA ----------------------------------- - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 34,733 ing Person ---------------------------------------- With (9) Sole Dispositive Power 34,733 ----------------------------------- (10) Shared Dispositive Power 0 ----------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 34,733 ------------ - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ----- - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.3% ------------------------ - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN ----------------------------- - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Mark Lewis - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization UK - -------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by -------------------------------- Each Report- (8) Shared Voting Power 12,333 ing Person ------------------------------ With (9) Sole Dispositive Power 12,333 --------------------------- (10) Shared Dispositive Power 0 ------------------------- - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 12,333 -------- - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X ------ - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .8% -------------------- - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN -------------------------- - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Lee B. Stern - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ---------------------------------------- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 11,000 ing Person ---------------------------------------- With (9) Sole Dispositive Power 11,000 ---------------------------------------- (10) Shared Dispositive Power 0 ---------------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .7% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Raymond L. Staepelaere - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- --------------------------------------- ficially (7) Sole Voting Power 0 Owned by --------------------------------------- Each Report- (8) Shared Voting Power 30,378 ing Person ---------------------------------------- With (9) Sole Dispositive Power 30,378 ---------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,378 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Robert S. & Julia G. Reis Trust Agreement Dated July 3, 1996 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 22,200 ing Person ----------------------------------------- With (9) Sole Dispositive Power 22,200 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,200 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Robert L. & Sharon K. Yoerg - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 111,111 ing Person ----------------------------------------- With (9) Sole Dispositive Power 111,111 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 111,111 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 7.4% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Alan H. Huggins - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 22,200 ing Person ----------------------------------------- With (9) Sole Dispositive Power 22,200 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 22,200 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Steve Zungul - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 29,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 29,000 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 29,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.9% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Jeffrey B. Stern - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 11,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 11,000 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .7% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons David M. Butze IRA Acct # 818-73-D81 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 3,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 3,000 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 20,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.3% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) EP - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Roland M. Webb - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 33,334 ing Person ----------------------------------------- With (9) Sole Dispositive Power 33,334 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.2% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Bert B. & Adrena F. Valdez - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 44,446 ing Person ----------------------------------------- With (9) Sole Dispositive Power 44,446 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 44,446 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 3% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Ilan Bender - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 33,334 ing Person ----------------------------------------- With (9) Sole Dispositive Power 33,334 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.2% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Monica Kopp Butze UTA Charles Schwab & Co., Inc., IRA Rollover DTD 8/2/95, Acct. #SR 2003-6975 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 17,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 17,000 ----------------------------------------- (10) Shared Dispositive Power 20,000 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 20,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.3% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) EP - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Duane Rayburn - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 33,334 ing Person ----------------------------------------- With (9) Sole Dispositive Power 33,334 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 33,334 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2.2% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Joel G. Sakamoto - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 30,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 30,000 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 30,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 2% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Eric A. McAfee - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 70,000 ing Person ----------------------------------------- With (9) Sole Dispositive Power 70,000 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 70,000 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 4.7% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Annemarie Staepelaere - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA Shares Bene- ----------------------------------------- ficially (7) Sole Voting Power 0 Owned by ----------------------------------------- Each Report- (8) Shared Voting Power 16,500 ing Person ----------------------------------------- With (9) Sole Dispositive Power 16,500 ----------------------------------------- (10) Shared Dispositive Power 0 ----------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 16,500 - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.1% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Myron Crawford (IRA) - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ------------------------------------ Each Report- (8) Shared Voting Power 28,880 ing Person ------------------------------------ With (9) Sole Dispositive Power 28,880 -------------------------------- (10) Shared Dispositive Power 0 -------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 28,880 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.9% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) EP - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons David J. Staepelaere - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by -------------------------------------- Each Report- (8) Shared Voting Power 16,500 ing Person -------------------------------------- With (9) Sole Dispositive Power 16,500 -------------------------------------- (10) Shared Dispositive Power 0 -------------------------------------- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 16,500 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 1.1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Curtis Valdez - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ------------------------------ Each Report- (8) Shared Voting Power 4,445 ing Person ------------------------------ With (9) Sole Dispositive Power 4,445 ------------------------------ (10) Shared Dispositive Power 0 ------------------------------ - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .3% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Russel Valdez - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ------------------------------ Each Report- (8) Shared Voting Power 4,445 ing Person ------------------------------ With (9) Sole Dispositive Power 4,445 ------------------------------ (10) Shared Dispositive Power 0 ------------------------------ (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .3% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Adrianna Parker - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ----------------------------------- Each Report- (8) Shared Voting Power 4,445 ing Person ------------------------------ With (9) Sole Dispositive Power 4,445 ------------------------------ (10) Shared Dispositive Power 0 ------------------------------ (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,445 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .3% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Renee Michaels - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by -------------------------------------- Each Report- (8) Shared Voting Power 2,220 ing Person -------------------------------------- With (9) Sole Dispositive Power 2,220 -------------------------------------- (10) Shared Dispositive Power 0 -------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Mike Aalgaard - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 2,220 ing Person ---------------------------------------- With (9) Sole Dispositive Power 2,220 ---------------------------------------- (10) Shared Dispositive Power 0 ---------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Bruce Aalgaard - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 2,220 ing Person ---------------------------------------- With (9) Sole Dispositive Power 2,220 ---------------------------------------- (10) Shared Dispositive Power 0 ------------------------------ (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,220 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Daniel B. Stern - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 11,000 ing Person ---------------------------------------- With (9) Sole Dispositive Power 11,000 ---------------------------------------- (10) Shared Dispositive Power 0 ---------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons January S. Scarpino - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 11,000 ing Person ---------------------------------------- With (9) Sole Dispositive Power 11,000 ---------------------------------------- (10) Shared Dispositive Power 0 ---------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 60520020-3 - ------------------------------------------------------------------------------- (1) Names of Reporting Persons/S.S. or I.R.S. Identification Nos. of Above Persons Kenneth B. Stern - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds (See Instructions) PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Shares Bene- ficially (7) Sole Voting Power 0 Owned by ---------------------------------------- Each Report- (8) Shared Voting Power 11,000 ing Person ---------------------------------------- With (9) Sole Dispositive Power 11,000 ---------------------------------------- (10) Shared Dispositive Power 0 ---------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 11,000 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) X - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 .7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Introduction. This Amendment No. 2 to Schedule 13D is being filed on behalf of Berg & Berg Enterprises, Inc. ("BBE") for itself and the other members of the group listed on Exhibit 1 (the "Berg Group"). Effective November 12, 1997, Mission West Properties (the "Issuer") entered into a Stock Purchase Agreement (the "Agreement") pursuant to which the Issuer sold 1,250,000 shares of its common stock (the "Common Stock") following the effectiveness of a 1-for-30 reverse split on the Common Stock (the "Reverse Split") in a private placement transaction for a purchase price of $5,625,000 in cash, or $4.50 per share. In connection with the purchase of the Common Stock, certain purchasers executed a Voting Rights Agreement, dated November 12, 1997, by and among such purchasers and BBE (the "Voting Agreement"), a copy of which is attached hereto as Exhibit 3. By execution of the Voting Agreement, such purchasers became members of the Berg Group. The Berg Group is now the beneficial owner of a total of 1,097,959 shares of Common Stock (the "Shares"), representing 73.1% of the 1,501,104 shares of Common Stock outstanding. There were 1,501,104 shares of Common Stock outstanding as of November 12, 1997. Other than as set forth below, to the best knowledge of BBE and the other members of the Berg Group, there have been no material changes to the information set forth in Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on June 6, 1997 and Amendment No. 1 to Schedule 13D filed with the Commission on August 14, 1997 ("Amendment No. 1") by BBE and the other members of the Berg Group. This statement is being filed pursuant to Rule 13d-2(a) of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (i) to provide supplemental information, (ii) to disclose purchases of Shares by certain persons as members of the Berg Group and as additional reporting persons on November 12, 1997 (the "New Members"), (iii) to update all information provided in Amendment No. 1, (iv) to reflect inclusion of the New Members' Shares, and (v) to report the change in the beneficial ownership of the Berg Group in a single joint filing pursuant to Rule 13d-1(f)(2) promulgated under the Exchange Act. Item 1. Security and Issuer: The principal executive offices of the Issuer are now located at 10050 Bandley Drive, Cupertino, California 95014. Item 2. Identity and Background: (a-c) The attached Exhibit 1 provides the following information with respect to each member of the Berg Group (not including information with respect to the affiliates of BBE for whom disclosure has previously been provided): (i) name; (ii) residence or business address; (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and (iv) citizenship. (d) None of the members of the Berg Group has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the members of the Berg Group was, during the last five years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) See Exhibit 1 for citizenship information for each member of the Berg Group. Item 3. Source and Amount of Funds and Other Consideration. The consideration paid for the Shares purchased pursuant to the Agreement and for which this Amendment No. 2 to Schedule 13D is being filed was $4,040,838. The source of funds for such purchase was personal funds of members of the Berg Group. Item 4. Purpose of Transaction. The purpose of the acquisition of the Shares by members of the Berg Group was to continue the control of the Issuer for which disclosure was provided in the original Schedule 13D filed by BBE on June 6, 1997. Item 5. Interest in Securities of the Issuer (a) The members of the Berg Group are the beneficial owners of the Shares, which represent 73.1% of the outstanding shares of Common Stock. Each member of the Berg Group is the record holder of that number of shares of Common Stock set forth opposite such member's name on Exhibit 2. (b) Upon becoming a record holder, each member of the Berg Group will have the sole power to dispose of the Shares owned of record by such member of the Berg Group, and each member of the Berg Group will share voting power with respect to the Shares with Carl E. Berg, as agent of BBE, pursuant to the Voting Rights Agreement attached as Exhibit 4 to Amendment No. 1 and/or the Voting Agreement attached as Exhibit 3 hereto and summarized below. The affiliates of BBE, as disclosed in Amendment No. 1, will continue to share indirect dispositive power and voting power with respect to the Shares owned of record by BBE because each may be deemed to control the actions of BBE with respect to the Shares owned of record by BBE. (c) During the past 60 days, no members of the Berg Group nor, to the best knowledge of the members of the Berg Group, has any other person named in Exhibit 1, effected any transaction with respect to the Common Stock, except as reported herein. See "Introduction" for a description of the transaction. (d) Each member of the Berg Group will have the right to receive or the power to direct the receipt of dividends from or the proceeds of sale of the Shares owned of record by such member as set forth in Exhibit 2. (e) Inapplicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. VOTING AGREEMENT The following summary of the Voting Agreement does not purport to be complete and is qualified in its entirety by reference to the Voting Rights Agreement, a copy of which is attached hereto as Exhibit 3. SHARES SUBJECT TO VOTING AGREEMENT Certain shares of Common Stock acquired pursuant to the Agreement (the "Voting Shares"), and all shares issued on, or in exchange for, any of such Voting Shares by reason of any stock dividend, stock split, consolidation of shares, reclassification or consolidation involving the Issuer are subject to the Voting Agreement. VOTING Each member of the Berg Group has agreed to vote such member's Voting Shares as directed by Carl Berg, on behalf of BBE, on all matters submitted to a vote of the shareholders of the Issuer. TERMINATION The Voting Agreement terminates at the earliest of the following dates: (i) upon any sale of the Voting Shares pursuant to a registration statement declared effective under the Securities Act of 1933, as amended (the "Securities Act"), but in such event the Voting Agreement shall terminate only as to the Voting Shares so sold; (ii) upon a sale of the Voting Shares pursuant to Rule 144 promulgated under the Securities Act, but in such event the Voting Agreement shall terminate only as to the Voting Shares so sold; or (iii) two (2) years after the effective date of the Voting Agreement. REGISTRATION RIGHTS The following summary of the registration rights provided pursuant to the Agreement does not purport to be complete and is qualified in its entirety by reference to Appendix II to the Agreement, a copy of which is attached hereto as Exhibit 4. All purchasers of the Shares pursuant to the Agreement received a right to request registration of Registrable Securities (as that term is defined in Appendix II to the Agreement) under the Securities Act of 1933, as amended (the "Act"), a right to request that Registrable Securities be included in a registration statement under the Act proposed by the Issuer, and a right to request registration of the Registrable Securities on a "shelf" registration statement pursuant to the Act. There are certain prerequisites that must be met before the Issuer is obligated to effect any registration and the Issuer has certain obligations with respect to registration. With respect to any registration statement filed pursuant to the Act, the Issuer and each holder of Registrable Securities included the registration statement have agreed to indemnify the other with respect to any losses, claims, damages or liabilities based upon any statements, omissions or violations resulting from the registration. JOINT FILING Pursuant Rule 13d-1(f) promulgated under the Exchange Act, the New Members have authorized Carl E. Berg and Michael L. Knapp to execute and file this statement, and any amendment or amendments hereto by execution of a Subscription Agreement and a power of attorney in the forms attached hereto as Exhibit 5. All New Members executed such documents. Authority to execute this statement and any amendments hereto for all other members of the Berg Group was previously filed with the Commission in connection with the filing of the original Schedule 13D and Amendment No. 1. Item 7. Material to be Filed as Exhibits. Exhibit 1. Members of the Berg Group Exhibit 2. Schedule of Members Shares Exhibit 3. Voting Rights Agreement, dated November 12, 1997 Exhibit 4. Registration Rights (Appendix II to Agreement) Exhibit 5. Forms of Subscription Agreement and Power of Attorney [Remainder of page intentionally left blank] SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Date: November 24, 1997 By: /s/ Carl E. Berg By: /s/ Carl E. Berg, attorney-in-fact ------------------------------- ------------------------------------- Carl E. Berg Clyde J. Berg Signing as President and Chief Signing as General Partner of Berg & Financial Officer of Berg & Berg Berg Developers and as Trustee of the Enterprises, Inc., on behalf of 1981 Kara Ann Berg Trust dated 6/25/81 all members of the Berg Group, as General Partner of Berg & Berg Developers, as an individual, and as attorney-in-fact for the New Members EX-1 2 EXHIBIT 1 EXHIBIT 1 MEMBERS OF THE BERG GROUP Name and Address Position/Occupation Citizenship - ---------------- ------------------- ----------- Carl E. Warden Private Investor USA 1516 Country Club Dr. Los Altos, CA 95070 Leonard C. Perham President and Chief USA P.O. Box 2610 Executive Officer of IDT Saratoga, CA 95070 John C. Bolger Private Investor USA 96 Sutherland Dr. Atherton, CA 94027 Roger S. Kirk Private Investor and USA 11040 Taiga Trail Director, Mission West Bozeman, MT 59715 Properties Patrick W. Hurley Attorney - Keleher & USA 4157 Montgomery NW McLeod Albuquerque NM 87109 201 Third Street, N.W. Albuquerque, NM 87103 Richard T. Tarrant (IRA) Attorney - Bartko, Zankel, USA 900 Front St., Suite 300 Tarrant & Miller San Francisco, CA 94111 John J. Bartko (IRA) Attorney - Bartko, Zankel, USA 900 Front St., Suite 300 Tarrant & Miller San Francisco, CA 94111 Calvin L. Reed and Linda Eng President & Chief Executive USA Reed Revocable Living Trust Officer of Valence 2506 Serenity Court Technology, Inc. Henderson, NV 89014 Roy A. Wright (IRA) Private Investor USA c/o 10050 Bandley Drive Cupertino, CA 95014 Alan B. Kalin Attorney - Graham & James USA 600 Hansen Way LLP Palo Alto, CA 94304 Name and Address Position/Occupation Citizenship - ---------------- ------------------- ----------- Thelmer Aalgaard Construction Manager, BBE USA c/o 10050 Bandley Drive Cupertino, CA 95014 Douglas Broyles President & Chief Executive USA 262 Los Gatos Saratoga Rd. Officer, TeleQual Los Gatos, CA 94030 Corporation Michael L. Knapp Secretary of BBE USA c/o 10050 Bandley Drive Chief Financial Officer and Cupertino, CA 95014 Secretary, Mission West Properties Mark Lewis President & Chief Executive UK c/o S.I.R. Officer of S.I.R. Banfield, England Raymond L. Staepelaere Private Investor USA 914 Elsinore Dr. Palo Alto, CA 94303 Annemarie Staepelaere Private Investor USA 914 Elsinore Dr. Palo Alto, CA 94303 David J. Staepelaere Private Investor USA 260 Center Way Ben Lomand, CA 95005 Robert S. & Julia G. Reis Private Investor USA Trust Agreement Dated July, 3, 1996 358 Tennyson Ave. Palo Alto, CA 94301 Robert L. and Sharon K. Yoerg Medical Doctor USA 98 Melanie Lane Atherton, CA 94027 (Shares also held of record by Robert L. Yoerg M.D., Trustee, Robert L. Yoerg Professional Corporation Pension Plan and Sharon K. Yoerg, Custodian Elizabeth A. Yoerg Under the California Uniform Gifts to Minors Act.) Alan H. Huggins Private Investor USA 10433 Duke Dr. Gilroy, CA 95020 Name and Address Position/Occupation Citizenship - ---------------- ------------------- ----------- Steve Zungul Private Investor USA 3192 Rancho Del Sol Escondido, CA 92025 Bert B. & Adrena F. Valdez Painting Business USA Revocable Trust Dated 6/21/78 672 Walsh Ave. 120 Twin Oaks Dr. Santa Clara, CA 95050 Los Gatos, CA 95032 Roland M. Webb Real Estate Investor USA 13825 Templeton Place Los Altos Hills, CA 94022 Duane Rayburn Securities Broker USA 4183 Lochness Circle N.W. Canton, OH 44718 Joel G. Sakamoto Construction Contractor USA P.O. Box 2572 Morgan Hill, CA 95038 Eric A. McAfee Private Investor USA 7502 Fallenleaf Lane Cupertino, CA 95014 Monika Kopp Butze UTA Private Investor USA Charles Schawb & Co., Inc. IRA Rollover DTD 8/2/95 Acct. #SR 2003-6975 101 Edwards Ave. Sausalito, CA 94695 David M. Butze Private Investor USA IRA Acct. # 818-73-D81 c/o Merrill Lynch 101 Edwards Ave. Sausalito, CA 94695 Ilan Bender Corporate Executive USA 17525 Margate Street Encino, CA 91316 Myron Crawford, IRA Private Investor USA c/o Charles Schwab & Co. 19960 Stevens Creek Blvd. Cupertino, CA 95014 Name and Address Position/Occupation Citizenship - ---------------- ------------------- ----------- Curtis Valdez Painting Business USA 120 Twin Oaks Dr. 672 Walsh Ave. Los Gatos, CA 95032 Santa Clara, CA 95050 Russel Valdez Painting Business USA 120 Twin Oaks Dr. 672 Walsh Ave. Los Gatos, CA 95032 Santa Clara, CA 95050 Adrianna Parker Private Investor USA 1156 Brace Ave., Unit C San Jose, CA 95125 Renee Michaels Private Investor USA c/o 10050 Bandley Drive Cupertino, CA 95014 Mike Aalgaard Private Investor USA c/o 10050 Bandley Drive Cupertino, CA 95014 Bruce Aalgaard Private Investor USA c/o 10050 Bandley Drive Cupertino, CA 95014 Lee B. Stern Private Investor USA 11 West Jackson Blvd. Suite 1904 Chicago, IL 60604 Jeffrey B. Stern Private Investor USA 11 West Jackson Blvd. Suite 1904 Chicago, IL 60604 Daniel B. Stern Private Investor USA 11 West Jackson Blvd. Suite 1904 Chicago, IL 60604 January S. Scarpino Private Investor USA 11 West Jackson Blvd. Suite 1904 Chicago, IL 60604 Kenneth B. Stern Private Investor USA 11 West Jackson Blvd. Suite 1904 Chicago, IL 60604 EX-2 3 EXHIBIT 2 EXHIBIT 2 SCHEDULE OF MEMBER SHARES
NUMBER OF SHARES PERCENTAGE OF CLASS NAME OF GROUP MEMBER OF COMMON STOCK OF SECURITIES* Berg & Berg Enterprises, Inc. 27,333 1.8% Carl E. Warden 117,333 7.8% Leonard C. Perham 34,833 2.3% Alan B. Kalin 12,333 .8% John C. Bolger 22,222 1.5% Roger S. Kirk 34,556 2.3% Patrick W. Hurley 30,333 2.0% Roy A. Wright (IRA) 12,333 .8% Richard T. Tarrant (IRA) 12,333 .8% John J. Bartko (IRA) 12,333 .8% Calvin L. Reed and Linda Eng Reed Revocable Living Trust 23,433 1.6% Thelmer Aalgaard 82,973 5.5% Douglas Broyles 12,333 .8% Michael L .Knapp 34,733 2.3% Mark Lewis 12,333 .8% Raymond L. Staepelaere 30,378 2.0% Annemarie Staepelaere 16,500 1.1% David J. Staepelaere 16,500 1.1% Robert S. & Julia G. Reis Trust Agreement Dated July 3, 1996 22,200 1.5% Robert L. & Sharon K. Yoerg 111,111 7.4% Alan H. Huggins 22,200 1.5% Steve Zungul 29,000 1.9% Roland M. Webb 33,334 2.2% Bert B. & Adrena F. Valdez 44,446 3.0% Curtis Valdez 4,445 .3% Russel Valdez 4,445 .3%
NUMBER OF SHARES PERCENTAGE OF CLASS NAME OF GROUP MEMBER OF COMMON STOCK OF SECURITIES* Adrianna Parker 4,445 .3% Duane Rayburn 33,334 2.2% Joel G. Sakamoto 30,000 2.0% Eric A. McAfee 70,000 4.7% Monika Kopp Butze UTA, Charles Schawb & Co., Inc. IRA Rollover DTD 8/2/95 Acct. #SR 2003-6975 and David M. Butze IRA Acct. #818-73-D81 20,000 1.3% Renee Michaels 2,220 .1% Mike Aalgaard 2,220 .1% Bruce Aalgaard 2,220 .1% Ilan Bender 33,334 2.2% Myron Crawford, IRA 28,880 1.9% Lee B. Stern 11,000 .7% Jeffrey B. Stern 11,000 .7% Daniel B. Stern 11,000 .7% January S. Scarpino 11,000 .7% Kenneth B. Stern 11,000 .7% ---------------------------------- Total 1,097,959 73.1% *Rounded to the nearest tenth.
EX-3 4 EXHIBIT 3 EXHIBIT 3 VOTING RIGHTS AGREEMENT This Voting Rights Agreement (the "Agreement") is made and entered into as of this 12th day of November, 1997 by and among each of the persons listed on Appendix I to the Stock Purchase Agreement, dated of even date herewith (the "Purchase Agreement") who is acquiring at least 22,500 shares of the common stock of Mission West Properties (the "Company") pursuant to the Purchase Agreement (the "Investors"), and Berg & Berg Enterprises, Inc. ("BBE"). R E C I T A L S WHEREAS, the Company and the Investors entered into the Purchase Agreement pursuant to which the Company agreed to sell and issue 1,250,000 shares of the Company's Common Stock to the Investors; WHEREAS, concurrently herewith, each Investor has executed the Purchase Agreement and subscribed to the number of shares of the Company's Common Stock indicated on a subscription form delivered to the Company by each Investor (the "Purchase"); and WHEREAS, in connection with the Purchase, the Investors and Berg & Berg Enterprises, Inc., a major shareholder of the Company, desire to provide for the future voting of shares of the Company's capital stock held by them; NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: ARTICLE 1. VOTING 1.1 Each Investor and BBE agree to hold all shares of Common Stock of the Company registered in their respective names or beneficially now or hereafter owned by them (hereinafter collectively referred to as the "Shares") subject to, and to vote the Shares in accordance with, the provisions of this Agreement. 1.2 Following the closing of the Purchase, each Investor agrees to vote such Investor's Shares as directed by Carl Berg, on behalf of BBE, on all matters submitted to a vote of the shareholders of the Company. 1.3 This voting agreement provided in Section 1.2 above is coupled with an interest and may not be revoked (i) without the consent of the Investors holding at least a majority of the outstanding Shares then held by all Investors and (ii) without the consent of BBE; provided, however, that BBE then holds shares of Common Stock of the Company. 1.4 Concurrently with the execution of this Agreement, each of the Investors will authorize and direct the Company, through BBE, to imprint or otherwise place on certificates representing the Shares the following, or a substantially similar, restrictive legend: "The shares represented by this certificate are subject to the terms and conditions of a Voting Rights Agreement, dated as of November 12, 1997, all the terms of which are incorporated herein by reference. The Voting Rights Agreement shall terminate or become inapplicable as to shares represented by this certificate under the circumstances described therein. A copy of such Agreement may be obtained without charge upon written request to the Company at its principal place of business." 1.5 The provisions of this Agreement shall be binding upon the successors in interest to any of the Shares. Each Investor understands and agrees that the Company shall not permit the transfer of any of the Shares on its books or issue a new certificate representing any of the Shares unless and until the person to whom such security is to be transferred shall have executed a written agreement, substantially in the form of this Agreement, pursuant to which such person becomes a party to this Agreement and agrees to be bound by all the provisions hereof as if such person were an Investor. 1.6 Except as provided by this Agreement, each Investor and BBE shall exercise the full rights of a shareholder with respect to the Shares held by each. ARTICLE 2. EFFECT; TERMINATION This Agreement shall continue in full force and effect with respect to all Shares from the date of the Purchase until the earliest of the following dates: (i) upon any sale of the Shares pursuant to a registration statement declared effective under the Securities Act of 1933, as amended, but in such event this Agreement shall terminate only as to the Shares so sold; (ii) any sale of the shares pursuant to Rule 144 promulgated under the Securities Act, but in such event this Agreement shall terminate only as to the Shares so sold; or (iii) two years after the effective date of this Agreement, at which time this Agreement will terminate in its entirety. ARTICLE 3. MISCELLANEOUS 3.1 The parties hereto hereby declare that it is impossible to measure in money the damages which will accrue to a party hereto or to their heirs, personal representatives, or assigns by reason of a failure to perform any of the obligations under this Agreement and agree that the terms of this Agreement shall be specifically enforceable. If any party hereto or such party's heirs, personal representatives, or assigns institutes any action or proceeding to specifically enforce the provisions hereof, any person against whom such action or proceeding is brought hereby waives the claim or defense therein that such party or such personal representative has an adequate remedy at law, and such person shall not offer in any such action or proceeding the claim or defense that such remedy at law exists. 3.2 This Agreement, and the rights of the parties hereto, shall be governed by and construed in accordance with the laws of the State of California without regard to its principles governing conflicts of laws. 3.3 The rights and covenants provided herein are the sole and entire agreement between the Investors and BBE with respect to the subject matter hereof. This Agreement may be amended at any time and from time to time, and particular provisions of this Agreement may be waived as to all Investors and BBE, only by an instrument in writing signed by a majority-in-interest of the Investors and BBE. Notwithstanding the above, this Agreement may also be amended by BBE with no further action on the part of the Investors solely to include as Investors hereunder holders of Common Stock of the Company issued by the Company after the closing of the Purchase. 3.4 If any provision of this Agreement is held to be invalid or unenforceable, the validity and enforceability of the remaining provisions of this Agreement shall not be affected thereby. 3.5 This Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective heirs, successors, assigns, administrators, executors and other legal representatives. 2 SIGNATURE PAGE TO VOTING RIGHTS AGREEMENT 3.6 In the event that subsequent to the date of this Agreement any shares or other securities (other than any shares or securities of another corporation issued to the Company's shareholders pursuant to a plan of merger) are issued on, or in exchange for, any of the Shares held by the Investors by reason of any stock dividend, stock split, consolidation of shares, reclassification or consolidation involving the Company, such shares or securities shall be deemed to be Shares for purposes of this Agreement. 3.7 This Agreement may be executed in counterparts and transmitted by facsimile, each of which when so executed and transmitted shall be deemed to be an original, and such counterparts shall together constitute one and the same instrument. 3.8 No delay or omission to exercise any right, power or remedy accruing to any party, upon any breach or default of any other party under this Agreement, shall impair any such right, power or remedy of such party nor shall it be construed to be a waiver of any such breach or default, or an acquiescence therein, or of or in any similar breach or default thereunder occurring; nor shall any waiver of any single breach or default be deemed a waiver of any other breach or default theretofore or thereafter occurring. Except as provided in Section 3.3 hereof, any waiver, permit, consent or approval of any kind or character on the part of any party of any breach or default under this Agreement, or any waiver on the part of any party of any provisions or conditions of this Agreement, must be in writing and shall be effective only to the extent specifically set forth in such writing. All remedies, either under this Agreement, or by law or otherwise afforded to any holder, shall be cumulative and not alternative. The foregoing Voting Rights Agreement is hereby executed as of the date first above written. BERG & BERG ENTERPRISES, INC. By: /s/ Carl E. Berg --------------------------------------- President and Chief Executive Officer ------------------------------------- Please print name and title Address: 10050 Bandley Drive Cupertino, CA 95014 INVESTORS: --------------------------------------- By: ------------------------------------ ---------------------------------- Please print name and title No. of Shares ------------------------- (Complete and sign only if you are acquiring at least 22,500 shares of Mission West Properties Common Stock) 3 EX-4 5 EXHIBIT 4 EXHIBIT 4 REGISTRATION RIGHTS 1. DEFINITIONS. For purposes of this Appendix II: (a) The term "register", "registered," and "registration" refer to a registration effected by preparing and filing a registration statement or similar document in compliance with the Act and the declaration or ordering of effectiveness of such registration statement or document; (b) The term "Registrable Securities" means (1) the Common Stock of the Company issued pursuant to the Agreement (the "Purchasers' Stock") and (2) any Common Stock of the Company issued as (or issuable upon the conversion or exercise of any warrant, right, or other security which is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of, such Purchasers' Stock, excluding in all cases, however, any Registrable Securities sold by a person in a transaction in which such person's rights under this Appendix II were not assigned in conformity with this Appendix II; (c) The number of shares of "Registrable Securities then outstanding" shall be determined by the number of shares of Common Stock then outstanding, and the number of shares of Common Stock issuable pursuant to then exercisable or convertible securities, that are Registrable Securities. (d) The term "Company" means Mission West Properties. (e) The term "Holder" means any person owning or having the right to acquire Registrable Securities or any assignee thereof in accordance with Section 13 hereof; and (f) The term "Form S-3" means such form under the Act as in effect on the date hereof or any registration form under the Act subsequently adopted by the Securities and Exchange Commission ("SEC") which permits inclusion or incorporation of substantial information by reference to other documents filed by the Company with the SEC. (g) The term "Act" means the Securities Act of 1933, as amended. (h) The "Exchange Act" means the Securities Exchange Act of 1934, as amended. (i) The "Agreement" means the Stock Purchase Agreement dated as of November 12, 1997 by and among the Company and the purchasers named therein. 2. REQUEST FOR REGISTRATION. (a) If the Company shall receive a written request from the Holders of more than fifty percent (50%) of the Registrable Securities then outstanding that the Company file a registration statement under the Act covering the registration of at least twenty-five percent (25%) of the Registrable Securities then outstanding, the Company shall use its diligent best efforts to, within ten (10) days of the receipt thereof, give written notice of such request to all Holders and shall, subject to the limitations in subsection 2(b), effect as soon as practicable, and in any event within one hundred twenty (120) days of the receipt of such request, the registration under the Act of all Registrable Securities which the Holders request to be registered within twenty (20) days of the mailing of such notice by the Company in accordance with Section 8.5 of the Agreement; provided that no such request need be accepted if the Company agrees to effect registration of such Registrable Securities pursuant to Section 3 or 4 hereof, instead, and thereafter diligently pursues such registration. (b) If the Holders initiating the registration request hereunder ("Initiating Holders") intend to distribute the Registrable Securities covered by their request by means of an underwriting, they shall so advise the Company as a part of their request made pursuant to this Section 2, and the Company shall include such information in the written notice referred to in subsection 2(a). The underwriter will be selected by a majority-in- interest of the Initiating Holders and shall be an underwriter of nationally recognized standing reasonably acceptable to the Company. In such event, the right of any Holder to include such Holder's Registrable Securities in such registration shall be conditioned upon such Holder's participation in such underwriting and the inclusion of such Holder's Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority-in-interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall (together with the Company as provided in Section 5(a)) enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by a majority in interest of the Initiating Holders. Notwithstanding any other provision of this Section 2, if the underwriter advises the Initiating Holders in writing that marketing factors require a limitation of the number of shares to be underwritten, then the Initiating Holders shall so advise all Holders of Registrable Securities which would otherwise be underwritten pursuant hereto, and the number of shares of Registrable Securities that may be included in the underwriting shall be allocated among all Holders thereof, including the Initiating Holders, in proportion (as nearly as practicable) to the amount of Registrable Securities of the Company owned by each Holder; PROVIDED, HOWEVER, that the number of shares of Registrable Securities to be included in such underwriting shall not be reduced unless all other securities to be offered for sale by any security holder are first entirely excluded from the underwriting. (c) The Company is obligated to effect only one (1) registration pursuant to this Section 2. (d) Notwithstanding the foregoing, if the Company shall furnish to Holders requesting a registration pursuant to this Section 2 a certificate signed by the President of the Company stating that (i) in the good faith judgment of the Board of Directors of the Company it would be seriously detrimental to the Company and its shareholders for such registration statement to be filed and it is therefore essential to defer the filing of such registration statement, or (ii) the Company intends to file a registration statement within one hundred eighty (180) days thereafter, then the Company shall have the right to defer taking action with respect to such filing for a period of not more than one hundred eighty (180) days after receipt of the request of the Initiating Holders; PROVIDED, HOWEVER, that the Company may not utilize this right more than once in any twelve (12)-month period. In addition, the Company shall not be required to effect any sale of securities, including Registrable Securities, in a public offering at a price lower than Three Dollars ($3.00) per share. 3. COMPANY REGISTRATION. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for shareholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than a registration relating solely to the sale of securities to participants in a Company stock plan, or a registration on any form which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities), the Company shall, at such time, promptly give each Holder written notice of such registration. Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 8.5 of the Agreement, the Company shall, subject to the provisions of Section 9 hereof, cause to be registered under the Act all of the Registrable Securities that each such Holder has requested to be registered. 4. SHELF REGISTRATION. Upon the request of any Holders of at least twenty-five percent (25%) of the Registrable Securities, the Company shall file, and use its best efforts to have declared effective under the Act by the sixtieth (60th) day after the later of (i) the date the Company receives such request and (ii) the date on which Form S-3 becomes available for a sale or disposition of Registrable Securities by the Holders, a "shelf" registration statement pursuant to the requirements of the Act on Form S-3 or another 2 appropriate form pursuant to Rule 415 under the Act (or any successor rule or regulation) covering the disposition of all Registrable Securities in one or more underwritten offerings, block transactions, broker transactions, at-the-market transactions, and in such other manner or manners as may be specified by any Holder. The Company shall use its best efforts to keep such "shelf" registration continuously effective as long as the delivery of a prospectus is required under the Act in connection with the disposition of the Registrable Securities registered thereby and in furtherance of such obligation, shall supplement or amend such registration statement if, as, and when required by the rules, regulations and instructions applicable to the form used by the Company for such registration or by the Act or by any other rules and regulations thereunder applicable to shelf registrations. The Company shall provide all Holders with written notice of the filing of such shelf registration statement within five (5) days after such registration statement has been filed with the SEC. The obligations of the Company set forth in of Section 5(a) hereof (other than clauses (v) and (vii)) shall apply with respect to any such shelf registration. If the Company delivers to the Holders a certificate signed by the President of the Company stating that in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company or its shareholders for any Holder to offer or sell any Registrable Securities under the shelf registration statement for a period set forth in such certificate not to exceed one hundred twenty (120) days and commencing no earlier than ten (10) days after the date such certificate is so delivered (the "Blackout Period"), no such Holder shall offer or sell any Registrable Securities during such Blackout Period, provided that the Company shall have the right to deliver such a certificate only once during each twelve (12)-month period. 5. OBLIGATIONS OF THE PARTIES. (a) Whenever required under Section 2, 3 or 4 to effect the registration of any Registrable Securities, the Company shall, as expeditiously as reasonably possible: (i) Prepare and file with the SEC a registration statement with respect to such Registrable Securities and use its best efforts to cause such registration statement to become effective, and, upon the request of the Holders of a majority of the Registrable Securities registered thereunder, keep such registration statement effective for up to ninety (90) days. (ii) Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection with such registration statement as may be necessary to comply with the provisions of the Act with respect to the disposition of all securities covered by such registration statement. (iii) Furnish to the Holders such numbers of copies of a prospectus, including a preliminary prospectus, in conformity with the requirements of the Act, and such other documents as they may reasonably request in order to facilitate the disposition of Registrable Securities owned by them. (iv) Use its best efforts to register and qualify the securities covered by such registration statement under such other securities or Blue Sky laws of such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such states or jurisdictions. (v) In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each Holder participating in such underwriting shall also enter into and perform its obligations under such an agreement. (vi) Notify each Holder of Registrable Securities covered by such registration statement at any time when a prospectus relating thereto is required to be delivered under the Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then 3 existing. (vii) Furnish, at the request of any Holder requesting registration of Registrable Securities pursuant to Section 2, on the date that such Registrable Securities are delivered to the underwriters for sale in connection with a registration pursuant to Section 2 (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities. (b) The Holders agree that in connection with any Registration of the Registrable Securities by the Company pursuant to Section 2, 3 or 4: (i) It shall be a condition precedent to the other obligations of the Company to take any action pursuant to this Appendix II that the selling Holders shall furnish to the Company such information regarding themselves, the Registrable Securities held by them, and the intended method of disposition of such securities as shall be required to effect the registration of their Registrable Securities. (ii) Except as permitted under Regulation M promulgated under the Exchange Act, if the Registrable Securities of such Holder are being distributed pursuant to such Registration, a selling Holder shall not, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or the mails, or any facility of any national securities exchange, either alone or with one or more persons, bid for or purchase for any account in which such Holder has a beneficial interest, any shares of the Common Stock of the Company until the Holder has completed his participation in such distribution. 6. FURNISH INFORMATION. (a) It shall be a condition precedent to the obligations of the Company to take any action pursuant to Sections 2, 3 or 4 with respect to the Registrable Securities of any selling Holder that such Holder shall furnish to the Company such information regarding itself, the Registrable Securities held by it, and the intended method of disposition of such securities as shall be required to effect the registration of such Holder's Registrable Securities. (b) The Company shall have no obligation with respect to any registration requested pursuant to Section 2 or Section 4 if, due to the operation of Section 9, the number of shares of the Registrable Securities to be included in the registration does not equal or exceed the number of shares required to originally trigger the Company's obligation to initiate such registration as specified in Section 2(a) or Section 4, whichever is applicable. 7. EXPENSES OF DEMAND REGISTRATION. All expenses, other than underwriting discounts and commissions, incurred in connection with registrations, filings, or qualifications pursuant to Section 2, 3 or Section 4, including (without limitation) all registration, filing, and qualification fees, printers' and accounting fees, fees and disbursements of counsel for the Company, shall be borne by the Company; provided, however, that the Company shall not be required to pay for any expenses of any registration proceeding begun pursuant to Section 2 if the registration request is subsequently withdrawn at the request of the Holders of a majority of the Registrable Securities to be registered (in which case all participating Holders shall bear such expenses); provided further, however, that if at the time of such withdrawal, the Holders have learned of a material adverse change in the condition, business, or prospects of the Company different from that known to the Holders at the time of their request and have withdrawn the request with reasonable promptness following disclosure by the Company of such material adverse change then the Holders shall not be required to pay any of such expenses and shall retain their rights pursuant to Section 2. 4 8. EXPENSES OF COMPANY REGISTRATION. The Company shall bear and pay all expenses incurred in connection with any registration, filing, or qualification of Registrable Securities with respect to the registrations pursuant to Section 3 for each Holder, including (without limitation) all registration, filing, qualification, and printer's fees and expenses, but excluding underwriting discounts and commissions relating to the Registrable Securities. 9. UNDERWRITING REQUIREMENTS. In connection with any offering involving an underwriting of shares of the Company's capital stock, the Company shall not be required under Section 3 to include any of the Holders' Registrable Securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by it (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by shareholders to be included in such offering exceeds the amount of securities sold other than by the Company that the underwriters determine in their sole discretion is compatible with the success of the offering, the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, which the underwriters determine in their sole discretion will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling shareholders according to the total amount of securities entitled to be included therein owned by each selling stockholder or in such other proportions as shall mutually be agreed to by such selling shareholders). For purposes of the preceding parenthetical concerning apportionment, for any selling stockholder which is a holder of Registrable Securities and which is a partnership or corporation, the partners, retired partners, and shareholders of such holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single "selling stockholder", and any pro-rata reduction with respect to such "selling stockholder" shall be based upon the aggregate amount of shares carrying registration rights owned by all entities and individuals included in such "selling stockholder", as defined in this sentence. 10. DELAY OF REGISTRATION. No Holder shall have any right to obtain or seek an injunction restraining or otherwise delaying any such registration as the result of any controversy that might arise with respect to the interpretation or implementation of any provision of this Appendix II. 11. INDEMNIFICATION. In the event any Registrable Securities are included in a registration statement under this Appendix II. (a) To the extent permitted by law, the Company will indemnify and hold harmless each Holder, any underwriter (as defined in the Act) for such Holder and each person, if any, who controls such Holder or underwriter within the meaning of the Act or the Exchange Act, against any losses, claims, damages, or liabilities (joint or several) to which they may become subject under the Act, or the Exchange Act, or other federal or state law, insofar as such losses, claims, damages, or liabilities (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (collectively a "Violation"): (i) any untrue statement or alleged untrue statement of a material fact contained in such registration statement, including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto, (ii) the omission or alleged omission to state therein a material fact required to be stated therein, or necessary to make the statements therein not misleading, or (iii) any violation or alleged violation by the Company of the Act, the Exchange Act, any state securities law or any rule or regulation promulgated under the Act, or the Exchange Act or any state securities law; and the Company will pay to each such Holder, underwriter or controlling person, as incurred, any legal or other expenses reasonably incurred by them in connection with investigating or defending any such loss, claim, damage, liability, or action; PROVIDED, HOWEVER, that the indemnity agreement contained in this subsection (a) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability, or action if such settlement is effected without the consent of the Company (which consent shall not be unreasonably withheld), nor shall the Company be liable to any indemnitee for any such loss, claim, damage, liability, or action to the extent that it arises out of or is based upon a Violation which occurs in reliance upon and in conformity with written information furnished by such indemnitee expressly for use in connection with such registration. 5 (b) To the extent permitted by law, each selling Holder will indemnify and hold harmless the Company, each of its directors, each of its officers who has signed the registration statement, each person, if any, who controls the Company within the meaning of the Act, any underwriter, any other Holder selling securities in such registration statement and any controlling person of any such underwriter or other Holder, against any losses, claims, damages, or liabilities (joint or several) to which any of the foregoing persons may become subject, under the Act, or the Exchange Act, or other federal or state law, insofar as such losses, claims, damages, or liabilities (or actions in respect thereto) arise out of or are based upon any Violation, in each case to the extent (and only to the extent) that such Violation occurs in reliance upon and in conformity with written information furnished by such Holder expressly for use in connection with such registration; and each such Holder will pay, as incurred, any legal or other expenses reasonably incurred by any person intended to be indemnified pursuant to this subsection (b), in connection with investigating or defending any such loss, claim, damage, liability, or action; PROVIDED, HOWEVER, that the indemnity agreement contained in this subsection (b) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability or action if such settlement is effected without the consent of the Holder, which consent shall not be unreasonably withheld; PROVIDED, THAT, in no event shall any indemnity obligation under this subsection (b) (together with any obligation to contribute under subsection (d)) exceed the gross proceeds from the offering received by such Holder. (c) Promptly after receipt by an indemnified party under this Section 11 of notice of the commencement of any action (including any governmental action), such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this Section 11, deliver to the indemnifying party a written notice of the commencement thereof and the indemnifying party shall have the right to participate in, and, to the extent the indemnifying party so desires, jointly with any other indemnifying party similarly noticed, to assume the defense thereof with counsel mutually satisfactory to the parties; PROVIDED, HOWEVER, that an indemnified party (together with all other indemnified parties which may be represented without conflict by one counsel) shall have the right to retain one separate counsel, with the fees and expenses to be paid by the indemnifying party, if representation of such indemnified party by the counsel retained by the indemnifying party would be inappropriate due to actual or potential differing interests between such indemnified party and any other party represented by such counsel in such proceeding. The failure to deliver written notice to the indemnifying party within a reasonable time of the commencement of any such action, if prejudicial to its ability to defend such action, shall relieve such indemnifying party of any liability to the indemnified party under this Section 11, but the omission so to deliver written notice to the indemnifying party will not relieve it of any liability that it may have to any indemnified party otherwise than under this Section 11. (d) If the indemnification provided for in this Section 11 is held by a court of competent jurisdiction to be unavailable to an indemnified party with respect to any loss, liability, claim, damage, or expense referred to therein, then the indemnifying party, in lieu of indemnifying such indemnified party hereunder, shall contribute to the amount paid or payable by such indemnified party as a result of such loss, liability, claim, damage, or expense in such proportion as is appropriate to reflect the relative fault of the indemnifying party on the one hand and of the indemnified party on the other in connection with the statements or omissions that resulted in such loss, liability, claim, damage, or expense as well as any other relevant equitable considerations. The relative fault of the indemnifying party and of the indemnified party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission to state a material fact relates to information supplied by the indemnifying party or by the indemnified party and the parties' relative intent, knowledge, access to information, and opportunity to correct or prevent such statement or omission. In no event shall any Holder's obligation to contribute under this subsection (d) (together with any obligation to indemnify under subsection (b)) exceed the gross proceeds from the offering received by such Holder. (e) Notwithstanding the foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection with an underwritten public offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control. 6 (f) The obligations of the Company and Holders under this Section 11 shall survive the completion of any offering of Registrable Securities in a registration statement filed pursuant to Section 2, 3 or 4, and otherwise. 12. REPORTS UNDER SECURITIES EXCHANGE ACT OF 1934. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times (b) take such action as is necessary to enable the Holders to utilize Form S-3 for the sale of their Registrable Securities as soon as practicable after the date of the Agreement. (c) file with the SEC in a timely manner all reports and other documents required of the Company under the Act and the Exchange Act; and (d) furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith upon request (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Act, and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form. 13. EXERCISE OF REGISTRATION RIGHTS. The rights to cause the Company to register Registrable Securities pursuant to this Appendix II may be exercised by any Holder or by any transferee or assignee of such securities who, after such assignment or transfer, holds at least Fifty Thousand (50,000) shares of Registrable Securities (subject to appropriate adjustment for stock splits, stock dividends, combinations, and other recapitalizations), provided, in the case of any such transferee or assignee, the Company is, within a reasonable time after such transfer, furnished with written notice of the name and address of such transferee or assignee and the securities with respect to which such registration rights are being assigned and such transferee or assignee agrees to comply with all obligations imposed on a Holder under applicable provisions of this Appendix II; and PROVIDED, FURTHER, that such assignment shall be effective only if immediately following such transfer the further disposition of such securities by the transferee or assignee is restricted under the Act. For the purposes of determining the number of shares of Registrable Securities held by a transferee or assignee, the holdings of transferees and assignees of a partnership who are partners or retired partners of such partnership (including spouses and ancestors, lineal descendants, and siblings of such partners or spouses who acquire Registrable Securities by gift, will, or intestate succession) shall be aggregated together and with the partnership; provided that all assignees and transferees who would not qualify individually for assignment of registration rights shall have a single attorney-in-fact for the purpose of exercising any rights, receiving notices, or taking any action under applicable provisions of this Appendix II. 14. "MARKET STAND-OFF" AGREEMENT. Each Holder hereby agrees that, during the period of duration (not to exceed one hundred eighty (180) days) specified by the Company and an underwriter of Common Stock or other securities of the Company, following the effective date of any registered underwritten public offering of Company securities, it shall not, to the extent requested by the Company and such underwriter, directly or indirectly sell, offer to sell, contract to sell (including, without limitation, any short sale), grant any option to purchase or otherwise transfer or dispose of (other than to donees who agree to be similarly bound) any securities of the Company held by it at any time during such period except Common Stock included in such registration; PROVIDED, HOWEVER, that all officers and directors of the 7 Company, and all other persons with registration rights (whether or not pursuant to this Agreement) enter into similar agreements. In order to enforce the foregoing covenant, the Company may impose stop-transfer instructions with respect to the Registrable Securities of each Holder (and the shares or securities of every other person subject to the foregoing restriction) until the end of such period. 15. TERMINATION OF REGISTRATION RIGHTS. No Holder shall be entitled to exercise any rights provided for in Section 2 following the third anniversary of the date of the Agreement. In addition, no Holder shall have the right to register the offer or sale of any Registrable Securities or offer or sell any Registrable Securities pursuant to a Company registration contemplated by Section 3 hereof or pursuant to the shelf registration contemplated by Section 4 hereof, if such Holder may sell such Registrable Securities without registration under Rule 144 (or any successor rule) of the SEC, unless the purpose of such registration is to enable such Holder to sell, in a single transaction, or in any event within thirty (30) days of the effective date of the applicable registration statement, Registrable Securities in excess of the number permitted under Rule 144(a). 8 EX-5 6 EXHIBIT 5 SUBSCRIPTION AND REGISTRATION FORM FOR MISSION WEST PROPERTIES COMMON STOCK I. PURCHASE OF COMMON STOCK A. By executing this Subscription and Registration Form for Mission West Properties Common Stock (the "Common Stock"), and the counterpart signature pages to the Stock Purchase Agreement (the "Stock Purchase Agreement"), the undersigned hereby irrevocably agrees for the benefit of Mission West Properties, a California corporation (the "Company") (i) to purchase ______________ shares of the Common Stock of the Company, at a purchase price of $4.50 per share for a total purchase price of $_____________ (the "Purchase Price") and (ii) to tender the Purchase Price at the Closing (as that term is defined in the Stock Purchase Agreement) by wire transfer no later than the 5:00 p.m., P.S.T., on November 12, 1997 to Mellon Bank, Pittsburgh, Pennsylvania, ABA #043 000261, for credit to: Merrill Lynch, Account #101 1730; for further credit to: Mission West Properties, Account #291 07M35. B. Unless the Company is instructed otherwise in writing by the undersigned, the Purchase Price will be returned promptly in the event that for any reason the purchase and sale of the Common Stock subscribed hereby is not consummated or in the event that the undersigned's subscription is rejected. II. REGISTER COMMON STOCK AS FOLLOWS: A. Corporation, Trust, Other Organization or any other Fiduciary Capacity ---------------------------------------------------------------------- (Name of Corporation, Other Organization or Trustees) If Trust, date of Trust Instrument: ______________ Tax ID Number: ____________________ B. Individual, Joint Tenants, Tenants in Common, Community Property:___________________ (Type of Ownership) ------------------------------------- ---------------------- (First Name) (Last Name) (M.I.) (Social Security No.) ------------------------------------- ---------------------- (First Name) (Last Name) (M.I.) (Social Security No.) ------------------------------------- ---------------------- (First Name) (Last Name) (M.I.) (Social Security No.) (Joint tenancy with rights of survivorship will be presumed unless otherwise indicated.) C. Custodian for a Minor: ------------------------------------ (Custodian's First Name) (Last Name) ------------------------------------ ----------------------------- (Minor's First Name) (Last Name) (Minor's Social Security No.) Under the ______________________________ Uniform Gifts to Minor Act. (State of Residence of Minor) -------------------------------------- (Custodian's First Name) (Last Name) -------------------------------------- ----------------------------- (Minor's First Name) (Last Name) (Minor's Social Security No.) Under the _____________________________ Uniform Gifts to Minor Act. (State of Residence of Minor) -------------------------------------- (Custodian's First Name) (Last Name) -------------------------------------- ----------------------------- (Minor's First Name) (Last Name) (Minor's Social Security No.) Under the _______________________________Uniform Gifts to Minor Act. (State of Residence of Minor) III. SUBSCRIBER'S NAME AND ADDRESS: ------------------------------------------ (Print or type name(s) ------------------------------------------ (Street Address) ------------------------------------------ (City, State, Country) ------------------ ----------------- (Telephone Number) (Facsimile Number) IV. ACCEPTANCE The undersigned purchaser(s) hereby subscribe(s) to purchase shares of Common Stock of the Company and deliver(s) the following documents to the Company: (a) a completed and signed Subscription and Registration Form for Mission West Properties Common Stock, (b) one counterpart signature page to the Stock Purchase Agreement; (c) one counterpart signature page to the Voting Rights Agreement (only if you are acquiring at least 22,500 Shares of the Common Stock); (d) a completed Prospective Investor Questionnaire; (e) a completed Schedule 13-D Questionnaire (only if you are acquiring at least 22,500 Shares of the Common Stock); (f) a completed Power of Attorney and (f) a signed Substitute IRS Form W-9. DATE: __________________________ BY: ___________________________ (Signature) DATE: __________________________ BY: ___________________________ (Signature) POWER OF ATTORNEY For Executing Forms 3, 4 and 5 and Schedule 13D Know all persons by these presents, that the undersigned hereby constitutes and appoints each of Carl E. Berg and Michael L. Knapp signing singly, as his/her true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 as amended (the "Exchange Act") and the General Rules and Regulations promulgated thereunder (the "Rules"); 2. execute for an on behalf of the undersigned a Schedule 13D, and any amendments thereto, in accordance with Section 13(d) of the Exchange Act and the Rules; 3. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 or Schedule 13D and the timely filing of such forms with the United States Securities and Exchange Commission and any other authority or exchange; and 4. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in- fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 and Section 13 of the Exchange Act and the Rules thereunder. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this _______ day of _______________, 19____. ______________________________ Signature ______________________________ Print Name -----END PRIVACY-ENHANCED MESSAGE-----