0001140361-18-018970.txt : 20180418
0001140361-18-018970.hdr.sgml : 20180418
20180418175245
ACCESSION NUMBER: 0001140361-18-018970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180417
FILED AS OF DATE: 20180418
DATE AS OF CHANGE: 20180418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOWRY BARBARA
CENTRAL INDEX KEY: 0001141219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35929
FILM NUMBER: 18762073
MAIL ADDRESS:
STREET 1: 800 WESTGLOW LANE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP
CENTRAL INDEX KEY: 0000070487
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 470634000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 4024752525
MAIL ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
doc1.xml
FORM 4
X0306
4
2018-04-17
0
0000070487
NATIONAL RESEARCH CORP
NRCIA/B
0001141219
MOWRY BARBARA
P.O. BOX 103115
DENVER
CO
80250
1
0
0
0
Common Stock
2018-04-17
4
A
0
6902
A
6902
D
Director Stock Option (Right to Buy)
43.91
2018-04-17
4
D
0
12000
D
2024-05-08
Class B Common Stock
12000
0
D
Director Stock Option (Right to Buy)
34.50
2018-04-17
4
D
0
6000
D
2025-05-07
Class B Common Stock
6000
0
D
Director Stock Option (Right to Buy)
37.78
2018-04-17
4
D
0
6000
D
2026-05-11
Class B Common Stock
6000
0
D
Director Stock Option (Right to Buy)
44.47
2018-04-17
4
D
0
6000
D
2027-05-09
Class B Common Stock
6000
0
D
Director Stock Option (Right to Buy)
14.95
2015-05-08
2024-05-08
Common Stock
72000
72000
D
Director Stock Option (Right to Buy)
14.21
2016-05-07
2025-05-07
Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
14.19
2017-05-11
2026-05-11
Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
24.35
2018-05-09
2027-05-09
Common Stock
36000
36000
D
On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization").
Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option.
/s/ Russell E. Ryba, Attorney-in-Fact for Barbara Mowry
2018-04-18