0001140361-18-018970.txt : 20180418 0001140361-18-018970.hdr.sgml : 20180418 20180418175245 ACCESSION NUMBER: 0001140361-18-018970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180417 FILED AS OF DATE: 20180418 DATE AS OF CHANGE: 20180418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOWRY BARBARA CENTRAL INDEX KEY: 0001141219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35929 FILM NUMBER: 18762073 MAIL ADDRESS: STREET 1: 800 WESTGLOW LANE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP CENTRAL INDEX KEY: 0000070487 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 470634000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 4024752525 MAIL ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 4 1 doc1.xml FORM 4 X0306 4 2018-04-17 0 0000070487 NATIONAL RESEARCH CORP NRCIA/B 0001141219 MOWRY BARBARA P.O. BOX 103115 DENVER CO 80250 1 0 0 0 Common Stock 2018-04-17 4 A 0 6902 A 6902 D Director Stock Option (Right to Buy) 43.91 2018-04-17 4 D 0 12000 D 2024-05-08 Class B Common Stock 12000 0 D Director Stock Option (Right to Buy) 34.50 2018-04-17 4 D 0 6000 D 2025-05-07 Class B Common Stock 6000 0 D Director Stock Option (Right to Buy) 37.78 2018-04-17 4 D 0 6000 D 2026-05-11 Class B Common Stock 6000 0 D Director Stock Option (Right to Buy) 44.47 2018-04-17 4 D 0 6000 D 2027-05-09 Class B Common Stock 6000 0 D Director Stock Option (Right to Buy) 14.95 2015-05-08 2024-05-08 Common Stock 72000 72000 D Director Stock Option (Right to Buy) 14.21 2016-05-07 2025-05-07 Common Stock 36000 36000 D Director Stock Option (Right to Buy) 14.19 2017-05-11 2026-05-11 Common Stock 36000 36000 D Director Stock Option (Right to Buy) 24.35 2018-05-09 2027-05-09 Common Stock 36000 36000 D On April 17, 2018, the Issuer completed a recapitalization whereby the Issuer exchanged one share of its then-existing class A common stock, plus $19.59 in cash, without interest, for each share of its then-existing class B common stock and, following such exchange, each share of class A common stock was reclassified as a share of Common Stock (the "Recapitalization"). Pursuant to the Recapitalization, all outstanding options to purchase class B common stock were vested in full and cancelled. In exchange for the option, the reporting person received one share of common stock, plus $19.59 in cash for each class B option, less the exercise price per share of the option. /s/ Russell E. Ryba, Attorney-in-Fact for Barbara Mowry 2018-04-18