0001140361-14-020132.txt : 20140512 0001140361-14-020132.hdr.sgml : 20140512 20140512141558 ACCESSION NUMBER: 0001140361-14-020132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP CENTRAL INDEX KEY: 0000070487 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 470634000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 4024752525 MAIL ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARDEN GAIL L CENTRAL INDEX KEY: 0001200073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35929 FILM NUMBER: 14832892 MAIL ADDRESS: STREET 1: 250 WASHINGTON RD CITY: GROSSE POINTE STATE: MI ZIP: 48230 4 1 doc1.xml FORM 4 X0306 4 2014-05-08 0 0000070487 NATIONAL RESEARCH CORP NRCIA/B 0001200073 WARDEN GAIL L C/O HENRY FORD HEALTH SYSTEM 1 FORD PLACE DETROIT MI 48202-3450 1 0 0 0 Class A Common Stock 41694 D Class B Common Stock 6949 D Director Stock Option (Right to Buy) 14.95 2014-05-08 4 A 0 36000 0 A 2015-05-08 2024-05-08 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 43.91 2014-05-08 4 A 0 6000 0 A 2015-05-08 2024-05-08 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 7.2 2008-05-03 2017-05-03 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 8.49 2009-05-02 2018-05-02 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 7.78 2010-05-08 2019-05-08 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 7.61 2011-05-07 2020-05-07 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 9.73 2012-05-06 2021-05-06 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 13.81 2013-05-11 2022-05-11 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 16.89 2014-05-09 2023-05-09 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 16.18 2008-05-03 2017-05-03 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 18.11 2009-05-02 2018-05-02 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 17.06 2010-05-08 2019-05-08 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 16.80 2011-05-07 2020-05-07 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 19.98 2012-05-06 2021-05-06 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 26.1 2013-05-11 2022-05-11 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 30.72 2014-05-09 2023-05-09 Class B Common Stock 6000 6000 D On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided. /s/ Russell E. Ryba, Attorney-in-Fact for Gail L. Warden 2014-05-12