0001140361-14-020132.txt : 20140512
0001140361-14-020132.hdr.sgml : 20140512
20140512141558
ACCESSION NUMBER: 0001140361-14-020132
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140508
FILED AS OF DATE: 20140512
DATE AS OF CHANGE: 20140512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP
CENTRAL INDEX KEY: 0000070487
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 470634000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 4024752525
MAIL ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARDEN GAIL L
CENTRAL INDEX KEY: 0001200073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35929
FILM NUMBER: 14832892
MAIL ADDRESS:
STREET 1: 250 WASHINGTON RD
CITY: GROSSE POINTE
STATE: MI
ZIP: 48230
4
1
doc1.xml
FORM 4
X0306
4
2014-05-08
0
0000070487
NATIONAL RESEARCH CORP
NRCIA/B
0001200073
WARDEN GAIL L
C/O HENRY FORD HEALTH SYSTEM
1 FORD PLACE
DETROIT
MI
48202-3450
1
0
0
0
Class A Common Stock
41694
D
Class B Common Stock
6949
D
Director Stock Option (Right to Buy)
14.95
2014-05-08
4
A
0
36000
0
A
2015-05-08
2024-05-08
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
43.91
2014-05-08
4
A
0
6000
0
A
2015-05-08
2024-05-08
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
7.2
2008-05-03
2017-05-03
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
8.49
2009-05-02
2018-05-02
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
7.78
2010-05-08
2019-05-08
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
7.61
2011-05-07
2020-05-07
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
9.73
2012-05-06
2021-05-06
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
13.81
2013-05-11
2022-05-11
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
16.89
2014-05-09
2023-05-09
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
16.18
2008-05-03
2017-05-03
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
18.11
2009-05-02
2018-05-02
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
17.06
2010-05-08
2019-05-08
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
16.80
2011-05-07
2020-05-07
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
19.98
2012-05-06
2021-05-06
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
26.1
2013-05-11
2022-05-11
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
30.72
2014-05-09
2023-05-09
Class B Common Stock
6000
6000
D
On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
/s/ Russell E. Ryba, Attorney-in-Fact for Gail L. Warden
2014-05-12