0001140361-14-001182.txt : 20140107
0001140361-14-001182.hdr.sgml : 20140107
20140107172908
ACCESSION NUMBER: 0001140361-14-001182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140107
FILED AS OF DATE: 20140107
DATE AS OF CHANGE: 20140107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP
CENTRAL INDEX KEY: 0000070487
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 470634000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 4024752525
MAIL ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henricks Susan L
CENTRAL INDEX KEY: 0001524893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35929
FILM NUMBER: 14514365
MAIL ADDRESS:
STREET 1: C/O NATIONAL RESEARCH CORPORATION
STREET 2: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
4
1
doc1.xml
FORM 4
X0306
4
2014-01-07
0
0000070487
NATIONAL RESEARCH CORP
NRCIA/B
0001524893
Henricks Susan L
C/O NATIONAL RESEARCH CORPORATION
1245 Q STREET
LINCOLN
NE
68508
0
1
0
0
President and COO
Class A Common Stock
23469
D
Class B Common Stock
3911
D
Employee Stock Option (right to buy)
18.8
2014-01-07
4
A
0
7112
0
A
2024-01-07
Class A Common Stock
7112
7112
D
Employee Stock Option (right to buy)
34.15
2014-01-07
4
A
0
653
0
A
2024-01-07
Class B Common Stock
653
653
D
Employee Stock Option (right to buy)
11.72
2021-07-05
Class A Common Stock
150000
150000
D
Employee Stock Option (right to buy)
14.5
2023-01-07
Class A Common Stock
26784
26784
D
Employee Stock Option (right to buy)
22.96
2021-07-05
Class B Common Stock
25000
25000
D
Employee Stock Option (right to buy)
27.13
2023-01-07
Class B Common Stock
4464
4464
D
On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
This option becomes fully exercisable on January 7, 2019.
This option becomes fully exercisable on July 5, 2016.
This option becomes fully exercisable on January 7, 2018.
/s/ Russell E. Ryba, Attorney-in-Fact for Susan L. Henricks
2014-01-07