0001140361-13-043177.txt : 20131115 0001140361-13-043177.hdr.sgml : 20131115 20131115165613 ACCESSION NUMBER: 0001140361-13-043177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP CENTRAL INDEX KEY: 0000070487 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 470634000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 4024752525 MAIL ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NUNNELLY JOHN N CENTRAL INDEX KEY: 0001248110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35929 FILM NUMBER: 131224499 MAIL ADDRESS: STREET 1: C/O MCKESSON CORPORATION STREET 2: 380 RUSSELL ST CITY: HADLEY STATE: MA ZIP: 13035 4 1 doc1.xml FORM 4 X0306 4 2013-11-13 0 0000070487 NATIONAL RESEARCH CORP NRCIA/B 0001248110 NUNNELLY JOHN N P.O. BOX 2175 AMHERST MA 01004 1 0 0 0 Class A Common Stock 23400 D Class B Common Stock 2013-11-13 4 M 0 1697 16.18 A 5597 D Class B Common Stock 2013-11-13 4 S 0 1697 33.6361 D 3900 D Class B Common Stock 2013-11-14 4 M 0 108 16.18 A 4008 D Class B Common Stock 2013-11-14 4 S 0 108 33.50 D 3900 D Director Stock Option (Right to Buy) 16.18 2013-11-13 4 M 0 1697 0 D 2008-05-03 2017-05-03 Class B Common Stock 1697 4303 D Director Stock Option (Right to Buy) 16.18 2013-11-14 4 M 0 108 0 D 2008-05-03 2017-05-03 Class B Common Stock 108 4195 D Director Stock Option (Right to Buy) 7.20 2008-05-03 2017-05-03 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 8.49 2009-05-02 2018-05-02 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 7.78 2010-05-08 2019-05-08 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 7.61 2011-05-07 2020-05-07 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 9.73 2012-05-06 2021-05-06 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 13.81 2013-05-11 2022-05-11 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 16.89 2014-05-09 2023-05-09 Class A Common Stock 36000 36000 D Director Stock Option (Right to Buy) 18.11 2009-05-02 2018-05-02 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 17.06 2010-05-08 2019-05-08 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 16.8 2011-05-07 2020-05-07 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 19.98 2012-05-06 2021-05-06 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 26.1 2013-05-11 2022-05-11 Class B Common Stock 6000 6000 D Director Stock Option (Right to Buy) 30.72 2014-05-09 2023-05-09 Class B Common Stock 6000 6000 D On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.50 to $34.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Russell E. Ryba, Attorney-in-Fact for John N. Nunnelly 2013-11-15