0001140361-13-043177.txt : 20131115
0001140361-13-043177.hdr.sgml : 20131115
20131115165613
ACCESSION NUMBER: 0001140361-13-043177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131113
FILED AS OF DATE: 20131115
DATE AS OF CHANGE: 20131115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP
CENTRAL INDEX KEY: 0000070487
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 470634000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 4024752525
MAIL ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NUNNELLY JOHN N
CENTRAL INDEX KEY: 0001248110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35929
FILM NUMBER: 131224499
MAIL ADDRESS:
STREET 1: C/O MCKESSON CORPORATION
STREET 2: 380 RUSSELL ST
CITY: HADLEY
STATE: MA
ZIP: 13035
4
1
doc1.xml
FORM 4
X0306
4
2013-11-13
0
0000070487
NATIONAL RESEARCH CORP
NRCIA/B
0001248110
NUNNELLY JOHN N
P.O. BOX 2175
AMHERST
MA
01004
1
0
0
0
Class A Common Stock
23400
D
Class B Common Stock
2013-11-13
4
M
0
1697
16.18
A
5597
D
Class B Common Stock
2013-11-13
4
S
0
1697
33.6361
D
3900
D
Class B Common Stock
2013-11-14
4
M
0
108
16.18
A
4008
D
Class B Common Stock
2013-11-14
4
S
0
108
33.50
D
3900
D
Director Stock Option (Right to Buy)
16.18
2013-11-13
4
M
0
1697
0
D
2008-05-03
2017-05-03
Class B Common Stock
1697
4303
D
Director Stock Option (Right to Buy)
16.18
2013-11-14
4
M
0
108
0
D
2008-05-03
2017-05-03
Class B Common Stock
108
4195
D
Director Stock Option (Right to Buy)
7.20
2008-05-03
2017-05-03
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
8.49
2009-05-02
2018-05-02
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
7.78
2010-05-08
2019-05-08
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
7.61
2011-05-07
2020-05-07
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
9.73
2012-05-06
2021-05-06
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
13.81
2013-05-11
2022-05-11
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
16.89
2014-05-09
2023-05-09
Class A Common Stock
36000
36000
D
Director Stock Option (Right to Buy)
18.11
2009-05-02
2018-05-02
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
17.06
2010-05-08
2019-05-08
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
16.8
2011-05-07
2020-05-07
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
19.98
2012-05-06
2021-05-06
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
26.1
2013-05-11
2022-05-11
Class B Common Stock
6000
6000
D
Director Stock Option (Right to Buy)
30.72
2014-05-09
2023-05-09
Class B Common Stock
6000
6000
D
On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
The price in Column 4 is a weighted average price. The prices actually received ranged from $33.50 to $34.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Russell E. Ryba, Attorney-in-Fact for John N. Nunnelly
2013-11-15