0001140361-13-022062.txt : 20130521
0001140361-13-022062.hdr.sgml : 20130521
20130521160132
ACCESSION NUMBER: 0001140361-13-022062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130517
FILED AS OF DATE: 20130521
DATE AS OF CHANGE: 20130521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP
CENTRAL INDEX KEY: 0000070487
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 470634000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
BUSINESS PHONE: 4024752525
MAIL ADDRESS:
STREET 1: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hays Michael D.
CENTRAL INDEX KEY: 0001053133
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35929
FILM NUMBER: 13861621
MAIL ADDRESS:
STREET 1: C/O NATIONAL RESEARCH CORPORATION
STREET 2: 1245 Q STREET
CITY: LINCOLN
STATE: NE
ZIP: 68508
FORMER NAME:
FORMER CONFORMED NAME: HAYS MICHAEL
DATE OF NAME CHANGE: 19980115
4
1
doc1.xml
FORM 4
X0306
4
2013-05-17
0
0000070487
NATIONAL RESEARCH CORP
NRCI
0001053133
Hays Michael D.
C/O NATIONAL RESEARCH CORPORATION
1245 "Q" STREET
LINCOLN
NE
68508
1
1
1
0
CEO
Common Stock
2013-05-17
4
S
0
2000
60.2748
D
3611476
D
Common Stock
125250
I
By Spouse
Common Stock
25
I
By Spouse & Daughter Jt
Employee Stock Option (right to buy)
16.1
2014-01-05
Common Stock
18298
18298
D
Employee Stock Option (right to buy)
17.25
2016-01-05
Common Stock
11078
11078
D
Employee Stock Option (right to buy)
22.87
2017-01-05
Common Stock
8356
8356
D
Employee Stock Option (right to buy)
26.5
2018-01-04
Common Stock
7211
7211
D
Employee Stock Option (right to buy)
28.51
2019-01-05
Common Stock
6703
6703
D
Employee Stock Option (right to buy)
21.65
2020-01-05
Common Stock
8827
8827
D
Employee Stock Option (right to buy)
32.31
2021-01-05
Common Stock
5915
5915
D
Employee Stock Option (right to buy)
38.35
2022-01-05
Common Stock
4983
4983
D
Employee Stock Option (right to buy)
52.42
2023-01-07
Common Stock
3646
3646
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $60.215 to $60.365. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays over the next two years.
Does not include 125,000 shares currently held in a certain GRAT agreement, all or a portion of which will be returned to Mr. Hays' spouse over the next two years.
The reporting person disclaims beneficial ownership of these shares.
This option became fully exercisable on January 5, 2009.
This option became fully exercisable on January 5, 2011.
This option became fully exercisable on January 5, 2012.
This option became fully exercisable on January 4, 2013.
This option becomes fully exercisable on January 5, 2014.
This option becomes fully exercisable on January 5, 2015.
This option becomes fully exercisable on January 5, 2016.
This option becomes fully exercisable on January 5, 2017.
This option becomes fully exercisable on January 7, 2018.
/s/ Russell E. Ryba, Attorney-In-Fact for Michael D. Hays
2013-05-21