-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ml0NoJXf+OgkbfOBQPebbYCouwefg3U6gZ1GJUb4jZPHyRyaTMWuKStC4Fx/K5I1 bF+VNX/sVukAmKXfzr7lmw== 0001140361-11-001835.txt : 20110107 0001140361-11-001835.hdr.sgml : 20110107 20110107121332 ACCESSION NUMBER: 0001140361-11-001835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110105 FILED AS OF DATE: 20110107 DATE AS OF CHANGE: 20110107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL RESEARCH CORP CENTRAL INDEX KEY: 0000070487 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 470634000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 4024752525 MAIL ADDRESS: STREET 1: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hays Michael D. CENTRAL INDEX KEY: 0001053133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29466 FILM NUMBER: 11516427 MAIL ADDRESS: STREET 1: C/O NATIONAL RESEARCH CORPORATION STREET 2: 1245 Q STREET CITY: LINCOLN STATE: NE ZIP: 68508 FORMER NAME: FORMER CONFORMED NAME: HAYS MICHAEL DATE OF NAME CHANGE: 19980115 4 1 doc1.xml FORM 4 X0303 4 2011-01-05 0 0000070487 NATIONAL RESEARCH CORP NRCI 0001053133 Hays Michael D. C/O NATIONAL RESEARCH CORPORATION 1245 "Q" STREET LINCOLN NE 68508 1 1 1 0 CEO Common Stock 4480104 D Common Stock 250 I By Spouse Common Stock 25 I By Spouse & Daughter Jt Common Stock 50 I By Spouse- Investmt Club Employee Stock Option (right to buy) 32.31 2011-01-05 4 A 0 5915 0 A 2021-01-05 Common Stock 5915 5915 D Employee Stock Option (right to buy) 16.1 2014-01-05 Common Stock 18298 18298 D Employee Stock Option (right to buy) 17.25 2016-01-05 Common Stock 11078 11078 D Employee Stock Option (right to buy) 22.87 2017-01-05 Common Stock 8356 8356 D Employee Stock Option (right to buy) 26.5 2018-01-04 Common Stock 7211 7211 D Employee Stock Option (right to buy) 28.51 2019-01-05 Common Stock 6703 6703 D Employee Stock Option (right to buy) 21.65 2020-01-05 Common Stock 8827 8827 D Does not include 283,650 shares currently held in certain GRAT agreements, all or a portion of which will be returned to the reporting person over the next two years. The reporting person disclaims beneficial ownership of these shares. This option becomes fully exercisable on January 5, 2016. This option became fully exercisable on January 5, 2009. This option became fully exercisable on January 5, 2011. This option becomes fully exercisable on January 5, 2012. This option becomes fully exercisable on January 4, 2013. This option becomes fully exercisable on January 5, 2014. This option becomes fully exercisable on January 5, 2015. /s/ Russell E. Ryba, Attorney-In-Fact 2011-01-07 -----END PRIVACY-ENHANCED MESSAGE-----