0001950047-23-000108.txt : 20230413 0001950047-23-000108.hdr.sgml : 20230413 20230413164009 ACCESSION NUMBER: 0001950047-23-000108 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230413 DATE AS OF CHANGE: 20230413 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 23818833 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Green Nicholas Stewart CENTRAL INDEX KEY: 0001817685 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE STREET 2: SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 144 1 primary_doc.xml 144 0001817685 XXXXXXXX LIVE 0000704562 AVID BIOSERVICES INC.. 001-32839 2642 Michelle Drive Tustin, CA 92780 (714) 508-6000 NICHOLAS GREEN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

7000 146415.50 62547056 04/13/2023 NASD Common 07/30/2021 Vested RSUs acquired via S-8 registered company benefit plan Issuer N 7000 07/30/2021 Services Rendered N Nicholas Green

2642 Michelle Drive Tustin, CA 92780

Common 04/10/2023 7598 150413.00 04/13/2023 /s/ Nicholas Green