0001683168-23-002229.txt : 20230407
0001683168-23-002229.hdr.sgml : 20230407
20230407193524
ACCESSION NUMBER: 0001683168-23-002229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230405
FILED AS OF DATE: 20230407
DATE AS OF CHANGE: 20230407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hart Daniel R
CENTRAL INDEX KEY: 0001346342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 23809504
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DR., SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 62780
FORMER NAME:
FORMER CONFORMED NAME: Hart Daniel Ryan
DATE OF NAME CHANGE: 20051208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0407
4
2023-04-05
0
0000704562
Avid Bioservices, Inc.
CDMO
0001346342
Hart Daniel R
14191 MYFORD ROAD
TUSTIN
CA
92780
0
1
0
0
Chief Financial Officer
1
Common Stock, $0.001 par value
2023-04-05
4
S
0
750
19.00
D
46207
D
Common Stock, $0.001 par value
2023-04-05
4
M
0
500
5.66
A
46707
D
Common Stock, $0.001 par value
2023-04-05
4
S
0
500
19.00
D
46207
D
Stock Option(right to buy)
5.6600
2023-04-05
4
M
0
500
0.0000
D
2028-08-01
Common Stock
500
229880
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 17, 2022.
Stock option granted to the reporting person on August 1, 2018 vested in four (4) equal annual installments and was fully-vested as of August 1, 2022.
/s/ Daniel R. Hart
2023-04-07