0001683168-22-008495.txt : 20221216
0001683168-22-008495.hdr.sgml : 20221216
20221216200014
ACCESSION NUMBER: 0001683168-22-008495
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221214
FILED AS OF DATE: 20221216
DATE AS OF CHANGE: 20221216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carleone Joseph
CENTRAL INDEX KEY: 0001212515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 221469366
MAIL ADDRESS:
STREET 1: 3883 HOWARD HUGHES PKWY
STREET 2: SUITE 700
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER NAME:
FORMER CONFORMED NAME: CARLEONE JOSEPH
DATE OF NAME CHANGE: 20021231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 14191 MYFORD ROAD
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2022-12-14
0
0000704562
Avid Bioservices, Inc.
CDMO
0001212515
Carleone Joseph
14191 MYFORD ROAD
TUSTIN
CA
92780
1
0
0
0
Common Stock, $0.001 par value
2022-12-14
4
M
0
4632
A
73956
D
Restricted Stock Units
2022-12-14
4
M
0
4632
0.0000
D
Common Stock
4632
0
D
Restricted Stock Units
2022-12-14
4
A
0
9612
0.0000
A
Common Stock
9612
9612
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
RSUs granted to the reporting person on December 14, 2021 pursuant to the Issuer's non-employee director compensation program which fully vested on December 14, 2022.
Annual equity award grant pursuant to the Issuer's non-employee director compensation program.
The RSUs granted to the reported person on December 14, 2022 shall fully vest on December 14, 2023, subject to the reporting person's continuous service to the Issuer on such vesting date.
/s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone, Ph.D.
2022-12-16