0001683168-22-008495.txt : 20221216 0001683168-22-008495.hdr.sgml : 20221216 20221216200014 ACCESSION NUMBER: 0001683168-22-008495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221214 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carleone Joseph CENTRAL INDEX KEY: 0001212515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 221469366 MAIL ADDRESS: STREET 1: 3883 HOWARD HUGHES PKWY STREET 2: SUITE 700 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER NAME: FORMER CONFORMED NAME: CARLEONE JOSEPH DATE OF NAME CHANGE: 20021231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 14191 MYFORD ROAD CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-12-14 0 0000704562 Avid Bioservices, Inc. CDMO 0001212515 Carleone Joseph 14191 MYFORD ROAD TUSTIN CA 92780 1 0 0 0 Common Stock, $0.001 par value 2022-12-14 4 M 0 4632 A 73956 D Restricted Stock Units 2022-12-14 4 M 0 4632 0.0000 D Common Stock 4632 0 D Restricted Stock Units 2022-12-14 4 A 0 9612 0.0000 A Common Stock 9612 9612 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock. RSUs granted to the reporting person on December 14, 2021 pursuant to the Issuer's non-employee director compensation program which fully vested on December 14, 2022. Annual equity award grant pursuant to the Issuer's non-employee director compensation program. The RSUs granted to the reported person on December 14, 2022 shall fully vest on December 14, 2023, subject to the reporting person's continuous service to the Issuer on such vesting date. /s/ Stephen Hedberg, by Power of Attorney for Joseph Carleone, Ph.D. 2022-12-16