0001683168-22-001846.txt : 20220322
0001683168-22-001846.hdr.sgml : 20220322
20220322195007
ACCESSION NUMBER: 0001683168-22-001846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220318
FILED AS OF DATE: 20220322
DATE AS OF CHANGE: 20220322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ziebell Mark R
CENTRAL INDEX KEY: 0001552642
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 22761221
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVENUE
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2022-03-18
0
0000704562
Avid Bioservices, Inc.
CDMO
0001552642
Ziebell Mark R
2642 MICHELLE DRIVE, SUITE 200
TUSTIN
CA
92780
0
1
0
0
V. P., General Counsel
Common Stock, $0.001 par value
2022-03-18
4
M
0
1302
3.2900
A
9077
D
Common Stock, $0.001 par value
2022-03-18
4
S
0
1302
22.0123
D
7775
D
Common Stock, $0.001 par value
2022-03-21
4
M
0
1974
3.2900
A
9749
D
Common Stock, $0.001 par value
2022-03-21
4
S
0
1974
22.0276
D
7775
D
Common Stock, $0.001 par value
2022-03-22
4
M
0
3152
3.2900
A
10927
D
Common Stock, $0.001 par value
2022-03-22
4
S
0
3152
22.0327
D
7775
D
Stock Option (right to buy)
3.2900
2022-03-18
4
M
0
1302
0.0000
D
2022-06-20
Common Stock
1302
257882
D
Stock Option (right to buy)
3.2900
2022-03-21
4
M
0
1974
0.0000
D
2022-06-20
Common Stock
1974
255908
D
Stock Option (right to buy)
3.2900
2022-03-22
4
M
0
3152
0.0000
D
2022-06-20
Common Stock
3152
252756
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 14, 2021.
Represents a weighted average sales price per share. These shares were sold at prices ranging from $22.00 to $22.06. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Represents a weighted average sales price per share. These shares were sold at prices ranging from $22.00 to $22.09. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Stock option granted to the reporting person on June 20, 2012 vested quarterly over a three (3) year period and was fully vested as of June 20, 2015.
/s/ Mark R. Ziebell
2022-03-22