0001683168-21-006440.txt : 20211216
0001683168-21-006440.hdr.sgml : 20211216
20211216213445
ACCESSION NUMBER: 0001683168-21-006440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SARGEN GREGORY
CENTRAL INDEX KEY: 0001227835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 211499374
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2021-12-14
0
0000704562
Avid Bioservices, Inc.
CDMO
0001227835
SARGEN GREGORY
14282 FRANKLIN AVENUE
TUSTIN
CA
92780
1
0
0
0
Common Stock, $0.001 par balue
2021-12-14
4
M
0
2379
A
2379
D
Restricted Stock Units
2021-12-14
4
M
0
2379
0.0000
D
Common Stock
2379
0
D
Restricted Stock Units
2021-12-14
4
A
0
4632
0.0000
A
Common Stock
4632
4632
D
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
RSUs granted to the reporting person on December 14, 2020 fully vested on December 14, 2021.
Annual equity award grant pursuant to the Issuer's non-employee director compensation program.
The RSUs granted to the reporting person shall fully vest on December 14, 2022, subject to the reporting person's continuous service to the Issuer on such vesting date.
/s/ Stephen Hedberg by Power of Attorney for Gregory P. Sargen
2021-12-16