0001683168-19-002899.txt : 20190912 0001683168-19-002899.hdr.sgml : 20190912 20190912150338 ACCESSION NUMBER: 0001683168-19-002899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190910 FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20190912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hancock Richard B CENTRAL INDEX KEY: 0001723288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 191090272 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2019-09-10 0 0000704562 Avid Bioservices, Inc. CDMO 0001723288 Hancock Richard B 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 1 1 0 0 Interim President & CEO Common Stock, $0.001 par value 2019-09-10 4 P 0 3800 5.08 A 3800 D Common Stock, $0.001 par value 2019-09-10 4 P 0 1300 5.09 A 5100 D Common Stock, $0.001 par value 2019-09-10 4 P 0 200 5.095 A 5300 D Common Stock, $0.001 par value 2019-09-10 4 P 0 4700 5.10 A 10000 D /s/ Stephen Hedberg, by Power of Attorney for Richard B. Hancock 2019-09-12