0001683168-19-002172.txt : 20190711 0001683168-19-002172.hdr.sgml : 20190711 20190711174130 ACCESSION NUMBER: 0001683168-19-002172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190710 FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziebell Mark R CENTRAL INDEX KEY: 0001552642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 19951731 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2019-07-10 0 0000704562 Avid Bioservices, Inc. CDMO 0001552642 Ziebell Mark R 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 0 1 0 0 V. P., General Counsel Stock Option (right to buy) 6.07 2019-07-10 4 A 0 98120 0.00 A 2020-07-10 2026-07-10 Common Stock 98120 237407 D Restricted Stock Units 2019-07-10 4 A 0 42050 0.00 A 2020-07-10 Common Stock 42050 42050 D This stock option vests in four (4) equal annual installments over a four (4) year period beginning July 10, 2020 and each year thereafter until fully-vested. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. This RSU vests in four (4) equal annual installments over a four (4) year period beginning July 10, 2020 and each year thereafter until fully-vested. /s/ Mark R. Ziebell 2019-07-11