0001683168-19-001284.txt : 20190430
0001683168-19-001284.hdr.sgml : 20190430
20190430205509
ACCESSION NUMBER: 0001683168-19-001284
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190430
FILED AS OF DATE: 20190430
DATE AS OF CHANGE: 20190430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lias Roger J.
CENTRAL INDEX KEY: 0001717199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 19784407
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE.
CITY: TUSTIN
STATE: CA
ZIP: 92705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2019-04-30
0
0000704562
Avid Bioservices, Inc.
CDMO
0001717199
Lias Roger J.
2642 MICHELLE DRIVE, SUITE 200
TUSTIN
CA
92780
1
1
0
0
President & CEO
Common Stock
2019-04-30
4
J
0
2289
4.0715
A
2289
D
Shares purchased under the issuer's Employee Stock Purchase Plan ("ESPP") for the ESPP offering period November 1, 2018 through April 30, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 30, 2019.
/s/ Roger J. Lias
2019-04-30