0001683168-19-001284.txt : 20190430 0001683168-19-001284.hdr.sgml : 20190430 20190430205509 ACCESSION NUMBER: 0001683168-19-001284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190430 FILED AS OF DATE: 20190430 DATE AS OF CHANGE: 20190430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lias Roger J. CENTRAL INDEX KEY: 0001717199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 19784407 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2019-04-30 0 0000704562 Avid Bioservices, Inc. CDMO 0001717199 Lias Roger J. 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 1 1 0 0 President & CEO Common Stock 2019-04-30 4 J 0 2289 4.0715 A 2289 D Shares purchased under the issuer's Employee Stock Purchase Plan ("ESPP") for the ESPP offering period November 1, 2018 through April 30, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 30, 2019. /s/ Roger J. Lias 2019-04-30