0001683168-18-001993.txt : 20180720
0001683168-18-001993.hdr.sgml : 20180720
20180720170514
ACCESSION NUMBER: 0001683168-18-001993
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180711
FILED AS OF DATE: 20180720
DATE AS OF CHANGE: 20180720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hedberg Stephen Michael
CENTRAL INDEX KEY: 0001746873
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 18963019
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE
STREET 2: SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avid Bioservices, Inc.
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 714.508.6100
MAIL ADDRESS:
STREET 1: 2642 MICHELLE DRIVE, SUITE 200
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20001109
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
3
1
ownership.xml
X0206
3
2018-07-11
0
0000704562
Avid Bioservices, Inc.
CDMO
0001746873
Hedberg Stephen Michael
2642 MICHELLE DRIVE, SUITE 200
TUSTIN
CA
92780
0
1
0
0
Principal Fin. & Acct. Officer
Common Stock, $0.001 par value
9687
D
Stock Option (right to buy)
20.51
2020-02-01
Common Stock
4286
D
Stock Option (right to buy)
28.00
2020-04-15
Common Stock
714
D
Stock Option (right to buy)
17.08
2021-05-02
Common Stock
2143
D
Stock Option (right to buy)
6.65
2022-02-17
Common Stock
4107
D
Stock Option (right to buy)
3.22
2022-05-04
Common Stock
6196
D
Stock Option (right to buy)
8.26
2022-12-27
Common Stock
7500
D
Stock Option (right to buy)
9.87
2023-05-06
Common Stock
7295
D
Stock Option (right to buy)
12.25
2024-05-06
Common Stock
10095
D
Stock Option (right to buy)
9.17
2025-05-11
Common Stock
7642
D
Stock Option (right to buy)
3.50
2026-06-02
Common Stock
9971
D
Restricted Stock Right
Common Stock
800
D
The option is fully vested under the terms of the original option agreement.
The restricted stock right vests in four (4) equal annual installments over a four (4) year period beginning June 15, 2019 and each year thereafter until fully-vested.
Each restricted stock right represents the contingent right to receive one share of common stock upon vesting.
/s/ Stephen M. Hedberg
2018-07-20