0001683168-18-001993.txt : 20180720 0001683168-18-001993.hdr.sgml : 20180720 20180720170514 ACCESSION NUMBER: 0001683168-18-001993 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180711 FILED AS OF DATE: 20180720 DATE AS OF CHANGE: 20180720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hedberg Stephen Michael CENTRAL INDEX KEY: 0001746873 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 18963019 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE STREET 2: SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 3 1 ownership.xml X0206 3 2018-07-11 0 0000704562 Avid Bioservices, Inc. CDMO 0001746873 Hedberg Stephen Michael 2642 MICHELLE DRIVE, SUITE 200 TUSTIN CA 92780 0 1 0 0 Principal Fin. & Acct. Officer Common Stock, $0.001 par value 9687 D Stock Option (right to buy) 20.51 2020-02-01 Common Stock 4286 D Stock Option (right to buy) 28.00 2020-04-15 Common Stock 714 D Stock Option (right to buy) 17.08 2021-05-02 Common Stock 2143 D Stock Option (right to buy) 6.65 2022-02-17 Common Stock 4107 D Stock Option (right to buy) 3.22 2022-05-04 Common Stock 6196 D Stock Option (right to buy) 8.26 2022-12-27 Common Stock 7500 D Stock Option (right to buy) 9.87 2023-05-06 Common Stock 7295 D Stock Option (right to buy) 12.25 2024-05-06 Common Stock 10095 D Stock Option (right to buy) 9.17 2025-05-11 Common Stock 7642 D Stock Option (right to buy) 3.50 2026-06-02 Common Stock 9971 D Restricted Stock Right Common Stock 800 D The option is fully vested under the terms of the original option agreement. The restricted stock right vests in four (4) equal annual installments over a four (4) year period beginning June 15, 2019 and each year thereafter until fully-vested. Each restricted stock right represents the contingent right to receive one share of common stock upon vesting. /s/ Stephen M. Hedberg 2018-07-20