0001683168-17-003189.txt : 20171129 0001683168-17-003189.hdr.sgml : 20171129 20171129200809 ACCESSION NUMBER: 0001683168-17-003189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARGEN GREGORY CENTRAL INDEX KEY: 0001227835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 171229727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 sargen_frm4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-27 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001227835 SARGEN GREGORY 14282 FRANKLIN AVENUE TUSTIN CA 92780 1 0 0 0 Stock Option (right to buy) 4.67 2017-11-27 4 A 0 75000 0.0000 A 2017-12-27 2027-11-27 Common Stock 75000 75000 D This option vests in thirty-six (36) equal monthly installments over a three (3) year period beginning December 27, 2017. /s/ Paul J. Lytle, by Power of Attorney for Gregory Sargen 2017-11-29