0001683168-17-003189.txt : 20171129
0001683168-17-003189.hdr.sgml : 20171129
20171129200809
ACCESSION NUMBER: 0001683168-17-003189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171127
FILED AS OF DATE: 20171129
DATE AS OF CHANGE: 20171129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SARGEN GREGORY
CENTRAL INDEX KEY: 0001227835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 171229727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
sargen_frm4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-27
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001227835
SARGEN GREGORY
14282 FRANKLIN AVENUE
TUSTIN
CA
92780
1
0
0
0
Stock Option (right to buy)
4.67
2017-11-27
4
A
0
75000
0.0000
A
2017-12-27
2027-11-27
Common Stock
75000
75000
D
This option vests in thirty-six (36) equal monthly installments over a three (3) year period beginning December 27, 2017.
/s/ Paul J. Lytle, by Power of Attorney for Gregory Sargen
2017-11-29